Corporate Actions Tracker

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This is a list of mandatory corporate actions curated daily by our in-house brokers. Please visit the corporation's Investor Relations page for more information.

 

May 24, 2019

ProShares UltraPro Short QQQ (SQQQ) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SQQQ for every 4 shares previously held.

ProShares UltraPro Short Dow30 (SDOW) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SDOW for every 4 shares previously held.

ProShares UltraShort Technology ETF (REW) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of REW for every 2 shares previously held.

ProShares UltraShort Semiconductors ETF (SSG) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of SSG for every 2 shares previously held.

Papa Murphy's (FRSH) performed a cash merger. This means that shares were removed and shareholders will receive $6.45 per share in cash.

Jones Energy Inc Cl A Common Stock (JONEQ) was deemed worthless after the company's bankruptcy.

EP Energy Corporation (EPE) delisted to OTC and performed a ticker change to EPEG.

NCI Building Systems (NCS) performed a ticker change to CNR.

 

May 23, 2019

NCI Building Systems (NCS) changed its corporate name to Cornerstone Building Brands, Inc.

VF Corporation (VFC) performed a spinoff of KTB. For every 7 shares of VFC held, shareholders will receive 1 share of KTB.

Fastenal (FAST) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of FAST for every 1.

Navigators Group (NAVG) performed a cash merger. This means that shares were removed and shareholders will receive $70 per share in cash.

 

May 22, 2019

Genocea Biosciences (GNCA) performed a 1 for 8 reverse split. Fractional shares resulting from the split will be rounded up to the nearest share.

SI Financial Group, Inc. (SIFI) performed a stock merger. Shareholders will receive 0.48 shares of BHLB for each share of SIFI previously held.

 

May 21, 2019

Navios Maritime (NMM) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NMM for every 15 shares previously held. Fractional shares will be rounded up to the nearest share if fraction is over 0.5 and rounded down if less than 0.5.

OncoSec (ONCS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ONCS for every 10 shares previously held.

 

May 20, 2019

Valeritas (VLRX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of VLRX for every 20 shares previously held.

Maxwell Technologies (MXWL) performed a stock merger. Shareholders will receive 0.0193 shares of TSLA for each share of MXWL previously held.

SI Financial Group, Inc. (SIFI) was delisted pending an acquisition. Details are still pending.

SSLJ.Com Ltd (SSLJ) performed a ticker change to YGTY.

Union Bankshares Corporation (UBSH) performed a ticker change to AUB.

Crusader Energy Group, LLC (JONEQ) was delisted from OTC. The stock is no longer trading.

 

May 17, 2019

Maxwell Technologies Inc (MXWL) was delisted pending an acquisition. Details are still pending.

 

May 16, 2019

MedEquities Realty Trust (MRT) performed a cash and stock merger. Shareholders will receive $2 and 0.235 shares of OHI for each share of MRT previously held.

Northeast Bank (NBN) performed a 1:1 CUSIP change.

nfraREIT (HIFR) performed a cash merger. This means that shares were removed and shareholders will receive $21 per share in cash. An additional dividend might be paid soon. Details are still pending.

Customers that have submitted Israeli tax documents for Orbotech (ORBK) received $38.86 plus 0.25 shares of KLAC per share of ORBK.

 

May 14, 2019

Churchill Capital (CCC) changed its corporate name to Clarivate Analytics, and changed its CUSIP number.

Subordinate Voting Shares (FSV) changed its corporate name to FirstService Corporation Common Shares, and changed its CUSIP number.

Braskem S.A. (BAK) delisted to OTC and performed a ticker change to BRKMY.

Weatherford International (WFT) delisted to OTC and performed a ticker change to WFTIF.

Bristow Group Inc. (BRS) delisted to OTC and performed a ticker change to BRSWQ.

 

May 13, 2019

Vislink Technologies (VISL) performed a 1 for 10 reverse split. Fractional shares resulting from the split will be rounded up to the nearest share.

Cloud Peak Energy Inc (CLDP) performed a ticker change to CLDPQ.

 

May 10, 2019

Ferguson (FERGY) had a domicile change from Switzerland to UK, which resulted in a 1:1 CUSIP change.

AmpliPhi Biosciences (APHB) performed a 1 for 14 Reverse Split, and changed its ticker symbol to ARMP. This means shareholders will now hold 1 share of ARMP for every 14 shares of APHB previously held.

Novavax (NVAX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NVAX for every 20 shares previously held.

Can Fite Biopharma (CANF) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CANF for every 15 shares previously held.

Spherix (SPEX) performed a 1 for 4.25 reverse split. Fractional shares will be round up.

 

May 9, 2019

Horizon Pharma (HZNP) changed its corporate name to Horizon Therapeutics, and changed its CUSIP number.

Transcanada (TRP) changed its corporate name to TC Energy, and changed its CUSIP number.

FuelCell Energy (FCEL) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of FCEL for every 12 shares previously held.

Triangle Petroleum Corporation (TPLM) performed a ticker change to TPLMQ.

 

May 8, 2019

BTCS, Inc. (BTCSD) performed a ticker change to BTCS.

Axovant Gene Therapies Ltd.  (AXGT) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of AXGT for every 8 shares previously held.

DelMar Pharmaceuticals, Inc. (DMPI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of DMPI for every 10 shares previously held.

 

May 7, 2019

Attunity Ltd. (ATTU) was delisted pending a cash merger.

 

May 6, 2019

 

SPDR Bloomberg Barclays High Yield Bond ETF (JNK) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of JNK for every 3 shares previously held.

Alliqua BioMedical, Inc. (ALQA) performed a 1 for 6 Reverse Split, and changed its ticker symbol to ADYX. This means shareholders will now hold 1 share of ADYX for every 6 shares of ALQA previously held.

The Ultimate Software Group, Inc. (ULTI) performed a cash merger. This means that shares were removed and shareholders will receive $331.50 per share in cash.

 

May 3, 2019

Gaming Partners (GPIC) performed a cash merger. This means that shares were removed and shareholders will receive $13.75 per share in cash.

Alliance California Municipal Income Fund Inc (AKP) was delisted pending liquidation.

 

May 2, 2019

Bridgeline Digital (BLIN) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of BLIN for every 50 shares previously held.

Danaos (DAC) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of DAC for every 14 shares previously held.

Gaming Partners (GPIC) was delisted pending acquisition. Details are still pending.

Clear Channel Outdoor (CCO) performed a 1:1 CUSIP change and was relisted from OTC to NYSE.

iPath Series B S&P 500 VIX Short-Term Futures ETN (VXXB) performed a ticker change to VXX.

iPath Series B S&P 500 VIX Mid-Term Futures ETN (VXZB) performed a ticker change to VXZ.

Kona Grill (KONA) performed a ticker change to KONAQ.

 

May 1, 2019

Auris Medical (EARS) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of EARS for every 20 shares previously held.

Hamilton Bank (HBK) performed a cash and stock merger. Shareholders will receive $4.10 and 0.54 shares of ORRF for each share of HBK previously held.

Level Brands (LEVB) performed a ticker change to YCBD, and changed its corporate name to cbdMD, inc.

 

April 30, 2019

Novume Solutions (NVMM) performed a ticker change to REKR, and changed its corporate name to Rekor Systems.

Micro Focus International (MFGP) performed a 0.8296 for 1 Reverse Split. Shareholders will also receive a contra CUSIP (MFGP^), which represents the right to receive additional cash in the future.

Wheeler Real Estate Investment Trust Warrants (WHLRW) have expired worthless.

 

April 29, 2019

Croda International (COIHY) performed a 41 for 42 Reverse Split, and changed its ticker symbol to COIHD. This means shareholders will now hold 41 shares of COIHD for every 42 shares of COIHY previously held.

Workplace Equality Portfolio (EQLT) was liquidated. Shareholders will receive $37.14661647 cash per each share of EQLT previously held.

3PEA International (TPNL) performed a ticker change to PAYS, and changed its corporate name to PaySign.

Precipio (PRPO) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PRPO for every 15 shares previously held.

Hunter Maritime (HUNT) delisted to OTC and performed a ticker change to HUNTF.

 

April 26, 2019

Silverbow Warrants (SLBBW) have expired worthless.

BioPharmX (BPMX) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of BPMX for every 25 shares previously held.

TheStreet (TST) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TST for every 10 shares previously held.

Navidea Biopharmaceuticals (NAVB) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of NAVB for every 20 shares previously held.

Achaogen Inc. (AKAO) delisted to OTC and performed a ticker change to AKAOQ.

 

April 25, 2019

Ultrapar Participacoes (UGP) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of UGP for every 1 shares previously held.

Presbia PLC (LENS) delisted to OTC and performed a ticker change to LENSF

Kona Grill (KONA) was delisted to OTC.

USG Corporation (USG) performed a cash merger. This means that shares were removed and shareholders will receive $43.50 per share in cash.

 

April 24, 2019

Clementia Pharmaceuticals Inc. (CMTA) performed a cash merger. This means that shares were removed and shareholders will receive $25 per share in cash. Shareholders will also receive a CVR, which pays additional cash if the company hits certain milestones.

OncoMed Pharmaceuticals, Inc. (OMED) performed a stock merger. Shareholders will receive 0.127694 shares of MREO for each share of OMED previously held, with fractional shares rounded down.  Additionally, shareholders will receive a CVR, which pays additional cash if the company hits certain milestones.

USG Corporation (USG) was delisted pending acquisition.

Eltek Ltd rights (ELTK^) have expired worthless.

 

April 23, 2019

Westwater Resources (WWR) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of WWR for every 50 shares previously held.

Agritek Holdings (AGTKD) changed its ticker symbol to AGTK.

 

April 22, 2019

Rite Aid (RAD) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of RAD for every 20 shares previously held.

Appliance Recycling Centers of America (ARCI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of ARCI for every 5 shares previously held.

Osiris Therapeutics (OSIR) performed a cash merger. This means that shares were removed and shareholders will receive $19 per share in cash.

Virtus Cumberland Municipal Bond ETF (CUMB) performed a cash merger and paid a dividend. This means that shares were removed and shareholders will receive $24.82402 per share in cash for the liquidation and $0.02019 per share as a dividend payment.

iShares Broad USD High Yield Corporate Bond ETF (USHY) performed a 6 for 5 Forward Split. This means shareholders will now hold 6 shares of USHY for every 5 shares previously held.

Tanzanian Royalty Exploration Corporation (TRX) changed its corporate name to Tanzanian Gold Corporation.

Internet Initiative Japan Inc. (IIJI) was delisted to OTC.

Weight Watchers (WTW) changed its ticker symbol to WW.

 

April 18, 2019

CAS Medical Systems (CASM) performed a cash merger. This means that shares were removed and shareholders will receive $2.45 per share in cash.

Glowpoint (GLOW) performed a 1 for 10 reverse split. Fractional shares resulting from the split will be rounded up to the nearest share.

Osiris Therapeutics (OSIR) were delisted pending a cash merger.

Clementia Pharmaceuticals (CMTA) were delisted pending a cash merger.

 

April 17, 2019

Ellie Mae (ELLI) performed a cash merger. This means that shares were removed and shareholders will receive $99 per share in cash.

Goldcorp (GG) performed a cash and stock merger. Shareholders will receive $0.02 and 0.328 shares of NEM for each share of GG previously held.

Ophthotech (OPHT) performed a ticker change to ISEE, and changed its corporate name to Iveric bio, resulting in a CUSIP number change.

Belmond (BEL) performed a cash merger. This means that shares were removed and shareholders will receive $25 per share in cash.

 

April 16, 2019

Murata Manufacturing (MRAAY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of MRAAY for every 1.

Ellie Mae (ELLI) was delisted pending liquidation.

 

April 15, 2019

Bridgepoint Education (BPI) performed a ticker change to ZVO.

Vital Therapies (VTL) performed a 1 for 40 Reverse Split, and changed its ticker symbol to IMUX. This means shareholders will now hold 1 share of IMUX for every 40 shares of VTL previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Virtus Cumberland Municipal Bond ETF (CUMB) was delisted pending liquidation.

The following Deutsche Bank ETNs were delisted to OTC:  AGF, BDD, BOM, BOS, DAG, DDP, DYY, OLO, SZO, DOD, FIEG.

 

April 12, 2019

eHi Car Services (EHIC) was liquidated. Shareholders will receive $12.20 cash per each share of EHIC previously held.

VanEck Vectors Generic Drugs ETF (GNRX) was liquidated. Shareholders will receive $22.44103 cash per each share of GNRX previously held.

Renmin Tianli (BIQI) changed its corporate name to BIQI International Holding, and changed its CUSIP number.

Rexahn Pharmaceuticals (RNN) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of RNN for every 12 shares previously held.

VanEck Vectors Pre-Refunded Municipal Index ETF (PRB) was liquidated. Shareholders will receive $24.54873 cash per each share of PRB previously held.

VanEck Vectors Poland ETF (PLND) was liquidated. Shareholders will receive $17.05686 cash per each share of PLNB previously held.

Pacira (PCRX) changed its corporate name to Pacira BioSciences, resulting in a CUSIP number change.

 

April 11, 2019

Ensco (ESV) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of ESV for every 4 shares previously held.

AirMedia Group (AMCN) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of AMCN for every 5 shares previously held.

Luokung Technology ADR (LKCO) was terminated. This means that shares were removed and shareholders will receive $7.898271 per share in cash.

Rowan Companies (RDC) performed a stock merger. Shareholders will receive 0.6875 shares of ESV for each share of RDC previously held.

(ANWWQ) went through a bankruptcy. This means that shares were removed and shareholders received an Escrow CUSIP (ANWWQ^), which represents the right to receive future distributions.

Morgan Stanley Asia-Pacific Fund (APF) is transitioning from a closed-end fund to an open-end fund. Shares will be removed, shareholders will receive 0.67857373 shares of Escrow CUSIP (APF^).

 

April 10, 2019

BTCS Inc. Common Stock (BTCS) performed a 1 for 30 Reverse Split, and changed its ticker symbol to BTCSD. This means shareholders will now hold 1 share of BTCSD for every 30 shares of BTCS previously held.

 

April 9, 2019

Prana Biotechnology (PRAN) performed a ticker change to ATHE.

eHi Car Services (EHIC) was delisted pending liquidation.

SSLJ.Com Ltd (SSLJ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SSLJ for every 5 shares previously held.

LiqTech (LIQT) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of LIQT for every 4 shares previously held.

Novartis (NVS) performed a spinoff of ALC. For every 5 shares of NVS held, shareholders will receive 1 share of ALC.

OncoMed Pharmaceuticals (OMED) distributed CVR which pays additional cash if the company hits certain milestones.

 

April 8, 2019

Marathon Patent Group (MARA) 1 for 4 Reverse Split. This means shareholders will now hold 1 share of MARA for every 4 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Midatech Pharma (MTP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of MTP for every 10 shares previously held.

Diamond Hill Valuation-Weighted 500 ETF (DHVW) was liquidated. This means that shares were removed and shareholders will receive three separate payments of $0.17472571, $5.02166429 and $27.26627089 per share in cash.

Morgan Stanley Asia Pacific Fund (APF) was delisted pending an acquisition. Details are still pending.

The following VanEck Vectors ETFs were delisted pending liquidation: PLND, PRB, GNRX.

 

April 5, 2019

Pershing Gold (PGLC) performed a stock merger. Shareholders will receive 0.715 shares of USAS for each share of PGLC previously held.

JPMorgan Diversified Return International Currency Hedged ETF (JPIH) was liquidated. Shareholders will receive $28.9192 cash per each share of  JPIH previously held.

JPMorgan Diversified Return Europe Currency Hedged ETF (JPEH) was liquidated. Shareholders will receive $27.6557 cash per each share of JPEH previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.

Banco Bradesco SA (BBD) distributed a stock dividend of 0.20 per share. Shareholders will receive 1 additional share of BBD for every 5 shares previously held.

Arris Group (ARRS) performed a cash merger. This means that shares were removed and shareholders will receive $31.75 per share in cash.

Roadrunner (RRTS) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of RRTS for every 25 shares previously held.

Tootsie Roll Industries, Inc (TR) distributed an 3% stock dividend. Shareholders received 0.03 additional shares for every share previously held.

 

April 4, 2019

ARCA biopharma (ABIO) performed a 1 for 18 Reverse Split. This means shareholders will now hold 1 share of ABIO for every 18 shares previously held.

Aegean Marine Petroleum Network Inc. (ANWWQ) was delisted from the OTC market and is no longer trading anywhere.

Pershing Gold Corp (PGLC) was delisted pending a merger. Details are still pending.

 

April 3, 2019

Immune Design (IMDZ) was delisted pending an acquisition. Details are still pending.

Blue Hills Bank (BHBK) performed a cash and stock merger. Shareholders will receive $5.25 and 0.2308 shares of INDB for each share of BHBK previously held.

National Commerce (NCOM) performed a stock merger. Shareholders will receive 1.65 shares of CSFL for each share of NCOM previously held.

W. R. Berkley (WRB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of WRB for every 2.

Aceto Corp. (ACET) delisted to OTC and performed a ticker change to ACETQ.

 

April 2, 2019

DSW Inc. (DSW) performed a ticker change to DBI, and changed its corporate name to Designer Brands.

KCAP Financial, Inc. (KCAP) performed a ticker change to PTMN, and changed its corporate name to Portman Ridge Finance Corporation.

Orchids Paper Products Company (TIS) performed a ticker change to TISUQ.

Southcross Energy Partners LP (SXEE) performed a ticker change to SXEEQ.

Ironwood Pharmaceuticals, Inc. (IRWD) performed a spinoff of CYCN. For every 10 shares of IRWD held, shareholders will receive 1 share of CYCN.

DowDuPont Inc. (DWDP) performed a spinoff of DOW. For every 3 shares of DWDP held, shareholders will receive 1 share of DOW.

 

April 1, 2019

InspireMD (NSPR) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of NSPR for every 50 shares previously held.

ReWalk Robotics (RWLK) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of RWLK for every 25 shares previously held. Fractional shares will be rounded down.

Integrated Device Technology (IDTI) performed a cash merger. This means that shares were removed and shareholders will receive $49.00 per share in cash.

HomeTown Bank (HMTA) performed a stock merger. Shareholders will receive 0.415 shares of AMNB for each share of HMTA previously held.

Belmont Savings Bank (BLMT) performed a stock merger. Shareholders will receive 2 shares of PBCT for each share of BLMT previously held.

Dover Downs Gaming (DDE) performed a stock merger. Shareholders will receive 0.089872 shares of TRWH for each share of DDE previously held.

National Commerce Corp (NCOM) was delisted pending an acquisition. Details are still pending.

 

March 29, 2019

Advaxis (ADXS) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ADXS for every 15 shares previously held.

Hovnanian Enterprises, Inc. Class A (HOV) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of HOV for every 25 shares previously held.

BK Technologies, Inc. (BKTI) changed its corporate name to BK Technologies Corporation, resulting in a CUSIP number change.

AdvisorShares Madrona Forward Domestic ETF (FWDD) was liquidated and paid a dividend. This means that shares were removed and shareholders will receive $50.74362 per share in cash for the liquidation and $0.10586 per share as a dividend payment.

AdvisorShares Madrona Forward International ETF (FWDI) was liquidated. This means that shares were removed and shareholders will receive $26.31049 per share in cash for the liquidation and $0.11361  per share as a dividend payment.

Owens Realty Mortgage (ORM) performed a stock merger. Shareholders will receive 1.441 shares of RC for each share of ORM previously held.

Nexeo Solutions (NXEO) performed a cash and stock merger. Shareholders will receive $3.02 and 0.305 shares of UNVR for each share of NXEO previously held.

Nexeo Solutions, Inc. (NXEOU) performed a cash and stock merger. Shareholders will receive $3.02 in cash, 0.305 shares of UNVR and one share of NXEOW for each share of NXEOU previously held.

JPMorgan Diversified Return International Currency Hedged ETF (JPIH) was delisted pending liquidation.

JPMorgan Diversified Return Europe Currency Hedged ETF (JPEH) was delisted pending liquidation.

Dover Downs Gaming (DDE) was delisted pending an acquisition. Details are still pending.

WisdomTree Dynamic Currency Hedged Japan Equity ETF (DDJP) changed its ticker symbol to JAMF.

WisdomTree Dynamic Currency Hedged Europe Equity fund (DDEZ) changed its ticker symbol to EUMF.

 

March 28, 2019

Capital Product (CPLP) performed a 1 for 7 Reverse Split along with a spinoff of DSSI. This means shareholders will now hold 1 share of CPLP for every 7 shares previously held and 1 share of DSSI for every 10.19149 shares of CPLP previously held.

Pain Therapeutics (PTIE) changed its ticker symbol to SAVA.

STERIS (STE) had a domicile change from UK to Ireland, which resulted in a 1:1 CUSIP change.

Truett-Hurst (THST) was delisted to OTC.

 

March 27, 2019

Cloud Peak Energy Inc. (CLD) performed a ticker change to CLDL. The stock has also been delisted to OTC.

Tronox Ltd (TROX) performed a 1:1 CUSIP change. The new shares of TROX are now tradeable on Robinhood.

Parker Drilling Company (PKDSQ) is pending bankruptcy, was delisted and distributed warrants. Shareholders will receive 0.16496703 warrants (PKDSQ^) and 0.01447489 new shares of PKDSQ for each share currently held. Fractional shares will be rounded up to the nearest share.

Argitek Holdings Inc (AGTKD) was delisted to OTC.

Grizzly Gold Corp. (GRZG) was delisted.

The following Gabelli NextShares Trust were delisted pending liquidation: GRBIC, FOANC

Capital Product (CPLP) was delisted pending a corporate action. Details are still pending.

 

March 26, 2019

CorMedix (CRMD) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of CRMD for every 5 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Agritek Holdings (AGTK) performed a 1 for 200 Reverse Split and was delisted to OTC.

Mabvax Therapeutics Holdings Inc (MBVX) delisted to OTC and performed a ticker change to MBVXQ.

PHI INC/SH (PHII) delisted to OTC and performed a ticker change to PHIIQ.

PHI INC/SH NV (PHIIK) delisted to OTC and performed a ticker change to PHIKQ.

Bioblast Pharma Ltd (ORPN) performed a ticker change to ENLV and was delisted

 

March 25, 2019

Luxottica Group SpA ADR (LUXTY) was terminated. This means that shares were removed and shareholders will receive $55.882458 per share in cash.

WisdomTree Global SmallCap Dividend Fund (GSD) was liquidated. This means that shares were removed and shareholders will receive $30.291472 per share in cash.

WisdomTree Asia Local Debt ETF (ALD) was liquidated. This means that shares were removed and shareholders will receive $44.491476 per share in cash.

WisdomTree Japan Hedged Financials Fund (DXJF) was liquidated. This means that shares were removed and shareholders will receive $21.114013 per share in cash.

WisdomTree Australia Dividend Fund (AUSE) was liquidated. This means that shares were removed and shareholders will receive $54.09391 per share in cash.

WisdomTree Global Hedged SmallCap Dividend ETF (HGSD) was liquidated. This means that shares were removed and shareholders will receive $24.973566 per share in cash.

WisdomTree Japan Hedged Quality Dividend Growth Fund (JHDG) was liquidated. This means that shares were removed and shareholders will receive $25.696142 per share in cash.

WisdomTree Brazilian Real Strategy ETF (BZF) was liquidated. This means that shares were removed and shareholders will receive $16.574619 per share in cash.

WisdomTree Europe Domestic Economy Fund (EDOM) was liquidated. This means that shares were removed and shareholders will receive $24.591132 per share in cash.

Global Ship Lease (GSL) performed a 1 for 8  Reverse Split. This means shareholders will now hold 1 share of GSL for every 8 shares previously held.

(GraniteShares Platinum Shares (PLTM) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of WIT for every 1.

The following AdvisorShares ETFs were delisted pending liquidation: FWDD, FWDI.

MB Financial Inc (MBFI) performed a cash and stock merger. Shareholders will receive $5.54 and 1.45 shares of FITB for each share of MBFI previously held.

 

March 22, 2019

Legg Mason Emerging Markets Diversified Core ETF (EDBI) was liquidated. This means that shares were removed and shareholders will receive $28.22 per share in cash.

Legg Mason US Diversified Core ETF (UDBI) was liquidated. This means that shares were removed and shareholders will receive $30.22 per share in cash.

Legg Mason Developed EX-US Dive (DDBI) was liquidated. This means that shares were removed and shareholders will receive $26.78 per share in cash.

MB Financial Inc (MBFI) were delisted pending a merger with FITB. Details are still pending.

 

March 21, 2019

Haymaker Acquisition Corp. (HYAC) performed a stock merger. Shareholders will receive 1 share of OSW for each share of HYAC previously held.

IntelliPharmaCeutics International Inc. (IPCI) performed a ticker change to IPCIF. The stock has also been delisted to OTC.

 

March 20, 2019

Twenty-First Century Fox, Inc. (FOX) merged into TCFC and issued new shares of FOX. Shareholders will receive 0.736817 shares of TFCF and 0.333333333333 shares of FOX for each share of FOX previously held.

Twenty-First Century Fox Inc Class A (FOXA) merged into TFCFA and issued new shares of FOXA. Shareholders will receive 0.736817 shares of TFCFA and 0.333333333333 shares of FOXA for each share of FOXA previously held.

Twenty-First Century Fox, Inc. (TFCF) merged into DIS. Shareholders will receive 0.4517 shares of DIS for each share of TFCF previously held.

Twenty-First Century Fox Inc Class A (TFCFA) merged into DIS. Shareholders will receive 0.4517 shares of DIS for each share of TFCFA previously held.

SerenityShares Impact ETF (ICAN) was liquidated. This means that shares were removed and shareholders will receive $28.49 per share in cash.

Seanergy Maritime Holdings Corp. (SHIP) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of SHIP for every 15 shares previously held.

Haymaker Acquisition Corp. (HYAC) was delisted.

 

March 19, 2019

Nevsun Resources Ltd. (NSU) was liquidated. This means that shares were removed and shareholders will receive $4.49313673 per share in cash.

SerenityShares Impact ETF (ICAN) was delisted pending liquidation.

Twenty-First Century Fox, Inc. (FOX) & Twenty-First Century Fox Inc Class A (FOXA) were delisted pending a merger. Details are still pending.

 

March 18, 2019

Attis Industries, Inc. (ATIS) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ATIS for every 8 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

PDS Biotechnology (EDGE) performed a 1 for 20 Reverse Split, and changed its ticker symbol to PDSB. This means shareholders will now hold 1 share of PDSB for every 20 shares of EDGE previously held.

OUTLOOK THERAPEUTICS, INC. (OTLK) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of OTLK for every 8 shares previously held.

Auris Medical AG (EARS) changed its corporate name to Auris Medical Holding AG, and changed its CUSIP number.

The following Legg Mason ETFs were delisted pending liquidation: UDBI, DDBI, EDBI.

 

March 15, 2019

Reebonz Holding Limited (RBZ) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of RBZ for every 8 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

DPW Holdings (DPW) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of DPW for every 20 shares previously held.

Wipro Limited (WIT) performed a 4 for 3 Forward Split. This means shareholders will now hold 4 shares of WIT for every 3 shares previously held.

The following WisdomTree ETFs were delisted pending liquidation: AUSE, BZE, EDOM, ALD, DXJF, JHDG, HGSD, GSD.


March 14, 2019

Iconix Brand Group (ICON) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ICON for every 10 shares previously held.

Arsanis, Inc (ASNS) performed a 1 for 6 Reverse Split, and changed its ticker symbol to XFOR. This means shareholders will now hold 1 share of XFOR for every 6 shares of ASNS previously held.

Esterline Technologies (ESL) performed a cash merger. This means that shares were removed and shareholders will receive $122.50 per share in cash.

 

March 13, 2019

EnSync (ESNC) was delisted to OTC.

Antero Midstream GP (AMGP) performed a ticker change to AM.

Antero Midstream Partners (AM) performed a cash and stock merger. Shareholders will receive $3.415 and 1.635 shares of new AM (Antero Midstream GP) for each share of AM previously held.

 

March 12, 2019

Ocean Power Technologies (OPTT) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of OPTT for every 20 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Verizon 5.9% Notes due 2054 (VZA) were called by the issuer. This means that shares were removed and shareholders will receive $25.106527 per share in cash.

Hemispherx BioPharma Inc Rights (HEB^) have expired worthless.

Actinium Pharmaceuticals Inc Warrants (ATNRW) have expired worthless.

GraniteShares Gold Trust (BAR) performed a 10 for 1 Forward Split. This means shareholders will now hold 10 shares of BAR for every 1 share previously held.

 

March 11, 2019

Civitas Solutions Inc (CIVI) performed a cash merger. This means that shares were removed and shareholders will receive $17.75 per share in cash.

DropCar (DCAR) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of DCAR for every 6 shares previously held.

NutriSystem Inc. (NTRI) performed a cash and stock merger. Shareholders will receive $38.75 and 0.2141 shares of TVTY for each share of NTRI previously held.

Synergy Pharmaceuticals Inc (SGYP) performed a ticker change to SGYPQ. The stock was delisted to OTC.

Gazit Globe Ltd (GZT) performed a ticker change to GZTGF. The stock was delisted to OTC.

 

March 8, 2019

Asterias Biotherapeutics Inc (AST) performed a stock merger. Shareholders will receive 0.71 shares of BTX for each share of AST previously held.

Civitas Solutions Inc (CIVI) was delisted pending an acquisition. Details are still pending.

Gazit Globe Ltd (GZT) was delisted. Details are still pending.

Nevsun Resources (NSU) was delisted. Details are still pending.

One Horizon Group Inc (OHGI) was delisted to OTC.

Synergy Pharmaceuticals Inc (SGYP) filed for bankruptcy, and was delisted. Details are still pending.

 

March 6, 2019

Endologix (ELGX) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of ELGX for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Diana Containerships (DCIX) changed its corporate name to Performance Shipping.

Priority Technology Holdings Unit (PRTHU) was delisted to OTC.

 

March 5, 2019

Pernix Therapeutics (PTX) performed a ticker change to PTXTQ. The stock was delisted to OTC.

xG Technology (XGTI) performed a ticker change to VISL.

Majesco Rights (MJCO^) have expired worthless.

RoadRunner Transportation Systems Rights (RRTS^) have expired worthless.

Second Sight Medical Products Rights (EYES^) have expired worthless.

Ellington Financial (EFC) performed a change from an MLP to a common stock.

 

March 4, 2019

Buzz US Sentiment Leaders ETF (BUZ) was liquidated. This means that shares were removed and shareholders will receive $35.1054358 per share in cash.

Beneficial Bancorp (BNCL) performed a cash and stock merger. Shareholders will receive $2.93 and 0.3013 shares of WSFS for each share of BNCL previously held.

Investment Technology Group (ITG) performed a cash merger. This means that shares were removed and shareholders will receive $30.30 per share in cash.

Sparton Corporation (SPA) performed a cash merger. This means that shares were removed and shareholders will receive $18.50 per share in cash.

Renren Inc (REN) performed a cash and stock merger. Shareholders will receive $14 and 0.2366 shares of XEC for each share of REN previously held.

 

March 1, 2019

Eclipse Resources (ECR) performed a 1 for 15 Reverse Split, and performed a ticker change to MR. This means shareholders will now hold 1 share of MR for every 15 shares of ECR previously held.

Minco Gold Corp (MGHCF) changed its corporate name to Minco Capital Corp.

Aberdeen Standard Bloomberg Energy Commodity Longer Dated Strategy K-1 Free ETF (AOIL) performed a ticker change to BEF.

FAT Brands (FAT) distributed a 2.127% stock dividend. Shareholders received 0.021276596197 additional shares for every share previously held.

MDC Holdings (MDC) distributed an 8% stock dividend. Shareholders received 0.08 additional shares for every share previously held.

ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (ACSAY) distributed a 1.3% stock dividend. Shareholders received 0.013157894736 additional shares for every share previously held.

Beneficial Bancorp (BNCL) was delisted pending an acquisition. Details are still pending.

Investment Technology Group (ITG) was delisted pending an acquisition. Details are still pending.

Nexeo Solutions (NXEO) was delisted pending an acquisition. Details are still pending.

Resolute Energy Corp (REN) was delisted pending an acquisition. Details are still pending.

 

February 28, 2019

Eco-Stim Energy Solutions (ESES) performed a 1 for 4 reverse split, and changed its ticker symbol to ESESD.

Western Gas Equity Partners (WGP) performed a ticker change to WES.

Western Gas Partners LP (WES) performed a stock merger. Shareholders will receive 1.525 new shares of WES for each old share of WES previously held.

Southcross Energy Partners (SXE) performed a ticker change to SXEE. The stock was delisted to OTC.

Reebonz Holdings Warrants (RBZAW) performed a ticker change to RBZWF. The security was delisted to OTC.

TransAlta Corporation (TAC) performed a ticker change to TSLTF. The stock was delisted to OTC.

 

February 27, 2019  

Morgan Stanley Emerging Markets Fund (MSF) was liquidated. Shares were removed and shareholders will receive 0.68986425 shares of MSF^, which represents the right to receive potential future distributions.

TransMontaigne Partners (TLP) performed a cash merger. This means that shares were removed and shareholders will receive $41 per share in cash.

Invesco Canadian Energy Income ETF (ENY) was liquidated. This means that shares were removed and shareholders will receive $6.9571 per share in cash.

Invesco Zacks International Multi-Asset Income ETF (HGI) was liquidated. This means that shares were removed and shareholders will receive $15.88355 per share in cash.

Invesco WilderHill Progressive Energy ETF (PUW) was liquidated. This means that shares were removed and shareholders will receive $25.30162 per share in cash.

Invesco Emerging Markets Infrastructure ETF (PXR) was liquidated. This means that shares were removed and shareholders will receive $34.8435 per share in cash.

Invesco Zacks Micro Cap ETF (PZI) was liquidated. This means that shares were removed and shareholders will receive $18.53292 per share in cash.

Invesco Wilshire Micro-Cap ETF (WMCR) was liquidated. This means that shares were removed and shareholders will receive $32.83731 per share in cash.

Invesco Wilshire US REIT ETF (WREI) was liquidated. This means that shares were removed and shareholders will receive $49.09768 per share in cash.

Invesco Multi-Factor Large Cap ETF (GMFL) was liquidated. This means that shares were removed and shareholders will receive $27.32958 per share in cash.

Invesco U.S. Large Cap Optimized Volatility ETF (OVLC) was liquidated. This means that shares were removed and shareholders will receive $31.39274 per share in cash.

Invesco FTSE RAFI Asia Pacific ex-Japan ETF (PAF) was liquidated. This means that shares were removed and shareholders will receive $53.61411 per share in cash.

Invesco China All-Cap ETF (YAO) was liquidated. This means that shares were removed and shareholders will receive $31.4609 per share in cash.

Invesco Russell 2000 Equal Weight ETF (EQWS) was liquidated. This means that shares were removed and shareholders will receive $43.14405 per share in cash.

Invesco DWA Momentum & Low Volatility Rotation ETF (DWLV) was liquidated. This means that shares were removed and shareholders will receive $31.02461 per share in cash.

Invesco S&P 100 Equal Weight ETF (OEW) was liquidated. This means that shares were removed and shareholders will receive $33.44306 per share in cash.

Invesco Global Agriculture ETF (PAGG) was liquidated. This means that shares were removed and shareholders will receive $25.90183 per share in cash.

Invesco Chinese Yuan Dim Sum Bond ETF (DSUM) was liquidated. This means that shares were removed and shareholders will receive $22.27213 per share in cash.

Invesco S&P 500 Value With Momentum ETF (SPVM) was liquidated. This means that shares were removed and shareholders will receive $27.71848 per share in cash.

Invesco Actively Managed Exchange-Traded Fund Trust Invesco Multi-Strategy Alternative ETF (LALT) was liquidated. This means that shares were removed and shareholders will receive $21.79255 per share in cash.

Invesco Global Gold and Precious Metals ETF (PSAU) was liquidated. This means that shares were removed and shareholders will receive $19.75945 per share in cash.

 

February 26, 2019 

India Globalization Capital (IGCC) performed a ticker change to IGC. The stock was relisted from OTC.

Eaton Vance New Jersey Municipal Income Trust (EVJ) merged into EVN. Shareholders will receive 1.03325245 shares of EVN for each share of EVJ previously held.

Tahoe Resources (TAHO) performed a cash and stock merger. Shareholders will receive $0.67 and 0.19292199 shares of PAAS for each share of TAHO previously held. Shareholders will also receive a CVR, which pays additional cash if the company hits certain milestones.

General Electric (GE) performed a spinoff of WAB. For every share of GE held, shareholders will receive 0.005403 shares of WAB.

General Electric (GE) performed a spinoff and merger of its transportation subsidiary with WAB, adjusting the deliverable of all outstanding GE options contracts.

GE changes to GE1 and the new deliverable is 100 General Electric Company (GE) Common Shares as well as cash in lieu of approximately 0.5403 fractional WAB shares. GE1 will be Position Close Only.

 

February 25, 2019 

NxStage Medical (NXTM) performed a cash merger. This means that shares were removed and shareholders will receive $30 per share in cash.

Safety, Income & Growth Inc (SAFE) changed its corporate name to Safehold Inc.

XpresSpa Group (XSPA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of XSPA for every 20 shares previously held.

Morgan Stanley Emerging Markets Fund (MSF) was delisted pending liquidation.

Eaton Vance New Jersey Municipal Income Trust (EVJ) was delisted pending liquidation.

 

February 22, 2019 

Melinta Therapeutics (MLNT) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of MLNT for every 5 shares previously held.

RENN Fund Inc. Rights (RCG^) have expired worthless.

Command Security (MOC) performed a cash merger. This means that shares were removed and shareholders will receive $2.85 per share in cash.

Tahoe Resources (TAHO) was acquired by PAAS. Details about the merger are still pending.

NxStage Medical (NXTM) was acquired by FME. Details about the merger are still pending.

Commercial International Bank ADR (CIBEY) distributed a 25% stock dividend. This means that shareholders will receive 1 additional share for every 4 shares previously held.

 

February 21, 2019 

Apartment Investment and Management Company (AIV) performed a 1 for 1.03119 Reverse Split. This means shareholders will now hold 1 share of AIV for every 1.03119 shares previously held.

Natuzzi, S.p.A (NTZ) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of NTZ for every 5 shares previously held.

Sanchez Energy (SN) performed a ticker change to SNEC, and was delisted to OTC. The stock is currently untradeable, as of 2/21.

Orbotech (ORBK) was acquired by KLAC. Details about the merger are still pending.

The following Invesco ETFs have been delisted pending liquidation: DSUM, ENY, HGI, PSAU, PUW, PXR, PZI, WMCR, WREI, GMFL, SPVM, LALT, OVLC, PAF, YAO, EQWS, DWLV, OEW, PAGG.

 

February 20, 2019

TrovaGene (TROV) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of TROV for every 6 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Aradigm (ARDM) performed a ticker change to ARDMQ. The stock was delisted to OTC.

Immune Pharmaceuticals (IMNP) performed a ticker change to IMNPQ. The stock was delisted to OTC.

MagneGas Applied Technology Solutions (MNGA) performed a ticker change to TRNX

Chr. Hansen Holding (CHYHY) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CHYHY for every 1 share previously held.

 

February 19, 2019

BEST Inc ADR (BSTI) performed a ticker change to BEST.

Urban Tea (DELT) performed a ticker change to MYT.

LOXO performed a cash merger. The exact terms are still TBD.

 

February 15, 2019

iPass Inc (IPAS) performed a stock merger. Shareholders will receive 1.17 shares of TEUM for each share of IPAS previously held.

MINDBODY Inc (MB) performed a cash merger. This means that shares were removed and shareholders will receive $36.50 per share in cash.

Newfield Exploration (NFX) performed a stock merger. Shareholders will receive 2.6719 shares of ECA for each share of NFX previously held.

Petroquest Energy (PQUEQ) was deemed worthless after the company's bankruptcy.

Real Goods Solar (RGSE) was delisted to OTC.

Interlink Electronics (LINK) was delisted. The company is planning to go private.

Aspen Insurance (AHL) performed a cash merger. This means that shares were removed and shareholders will receive $42.75 per share in cash.

 

February 14, 2019

Axovant Sciences (AXON) performed a ticker change to AXGT.

AmTrust Financial Services, Inc. 7.25% Subordinated Notes Due 2055 (AFSS) performed a ticker change to AFFS. The stock has also been delisted to OTC.

AmTrust Financial Services, Inc. 7.50% Subordinated Notes Due 2055 (AFST) performed a ticker change to AFFT. The stock has also been delisted to OTC.

Medical Transcription Billing Corp (MBTC) changed its corporate name to MTBC Inc.

Windtree Therapeutics (WINT) distributed warrants. Shareholders will receive 0.6148 warrants (WINT^) for each share currently held.

Newfield Exploration (NFX) was acquired by ECA. Details about the merger are still pending.

 

February 13, 2019

Helios & Matheson (HMNY) was delisted to OTC.

Woori Bank (WF) changed its corporate name to Woori Financial Group. Trading is no longer suspended.

 

February 12, 2019

Bellatrix Exploration (BXE) performed a ticker change to BXEFF.

Ditech Holding Corp (DHCP) performed a ticker change to DHCPQ.

 

February 11, 2019

Celldex Therapeutics (CLDX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of CLDX for every 15 shares previously held.

athenahealth (ATHN) performed a cash merger. This means that shares were removed and shareholders will receive $135 per share in cash.

Petroquest Energy (PQUEQ) was delisted from OTC. The stock is no longer trading.

 

February 8, 2019

NF Energy Saving Corp (NFEC) performed a ticker change to BIMI.

— 

Dun & Bradstreet (DNB) was taken private. Details about the merger are still pending.

 

February 7, 2019

REX BKCM ETF (BKC) was liquidated. This means that shares were removed and shareholders will receive $20.87 per share in cash.

James Purpose Based Investment ETF (JPBI) was liquidated. This means that shares were removed and shareholders will receive $21.85 per share in cash.

Majesco (MJCO) distributed 1 right for every share currently held. The rights represent a voluntary offer to purchase shares at a discounted price ($7.10/share).

Centene Corporation (CNC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of CNC for every 1 share previously held.

MagneGas Applied Technology Solutions (MNGA) changed its corporate name to Taronis Technologies, Inc.

 

February 6, 2019

Pulmatrix Inc (PULM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PULM for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Essendant Inc (ESND) performed a cash merger. This means that shares were removed and shareholders will receive $12.80 per share in cash.

 

February 5, 2019

Vectren Corp (VVC) performed a cash merger. This means that shares were removed and shareholders will receive $72 per share in cash.

Roadrunner Transportation Systems (RRTS) distributed 1 right for every share currently held. The rights represent a voluntary offer to purchase shares at a discounted price ($0.50/share).

 

February 4, 2019

Alliance MMA (AMMA) performed a 1 for 19 Reverse Split, and changed its ticker symbol to WORX. This means shareholders will now hold 1 share of WORX for every 19 shares of AMMA previously held.

Ohr Pharmaceutical (OHRP) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of OHRP for every 20 shares previously held.

Electro Scientific Industries (ESIO) performed a cash merger. This means that shares were removed and shareholders will receive $30 per share in cash.

WildHorse Resource Development (WRD) performed a stock merger. Shareholders will receive 5.989 shares of CHK for each share of WRD previously held.

 

February 1, 2019

Access National Corporation (ANCX) performed a stock merger. Shareholders will receive 0.75 shares of UBSH for each share of ANCX previously held.

Asia Pacific Fund (APB) was liquidated. This means that shares were removed and shareholders will receive $11.54 per share in cash.

MagneGas Corp (MNGA) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of MNGA for every 20 shares previously held.

Pandora Media (P) performed a stock merger. Shareholders will receive 1.44 shares of SIRI for each share of P previously held.

Platform Specialty Products (PAH) performed a stock merger. Shareholders will receive 1 share of ESI for each share of PAH previously held.

SendGrid (SEND) performed a stock merger. Shareholders will receive 0.485 shares of TWLO for each share of SEND previously held.

 

January 31, 2019

CGI Group Inc (GIB) changed its corporate name to CGI Inc.

 

January 30, 2019

iPath S&P 500 VIX Short-Term Futures ETN (VXX) was liquidated. This means that shares were removed and shareholders will receive $38.2766 per share in cash.

iPath S&P 500 VIX Mid-Term Futures ETN (VXZ) was liquidated. This means that shares were removed and shareholders will receive $20.1158 per share in cash.

 

January 29, 2019

Bojangles Inc (BOJA) performed a cash merger. This means that shares were removed and shareholders will receive $16.10 per share in cash.

CVR Refining (CVRR) performed a cash merger. This means that shares were removed and shareholders will receive $10.50 per share in cash.

InterContinental Hotels Group (IHG) paid a special dividend. The placeholder CUSIP (IHGZZZ) was removed, and shareholders received $2.61 per share in cash.

 

January 28, 2019

Nordic American Offshore (NAO) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NAO for every 10 shares previously held.

Dominion Energy Midstream Partners (DM) performed a stock merger. Shareholders will receive 0.2492 shares of D for each share of DM previously held.

EnLink Midstream Partners (ENLK) performed a stock merger. Shareholders will receive 1.15 shares of ENLC for each share of ENLK previously held.

CHDN performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of CHDN for every 1 share previously held.

 

January 25, 2019

Titan Pharmaceuticals (TTNP) performed a 1 for 6 Reverse Split. This means shareholders will now hold 1 share of TTNP for every 6 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Emerald Oil (EOXLQ) was deemed worthless after the company's bankruptcy.

 

January 24, 2019

Apricus Biosciences (APRI) performed a 1 for 30 Reverse Split, and changed its ticker to SEEL. This means shareholders will now hold 1 share of SEEL for every 30 shares of APRI previously held. Fractional shares resulting from the split will be rounded up to the nearest share. Shareholders will also receive an Escrow CUSIP, which represents the right to receive future distributions.

 

January 23, 2019

Eaton Vance New Jersey Municipal Bond Fund (EMJ) performed a stock merger. Shareholders will receive 1.064455143 shares of EIM for each share of EMJ previously held.

Eaton Vance Ohio Municipal Bond Fund (EIO) performed a stock merger. Shareholders will receive 1.013662562 shares of EIM for each share of EIO previously held.

Eaton Vance Pennsylvania Municipal Bond Fund (EIP) performed a stock merger. Shareholders will receive 1.034833791 shares of EIM for each share of EIP previously held.

Eaton Vance Massachusetts Municipal Income Trust (MMV) performed a stock merger. Shareholders will receive 1.122489022 shares of EVN for each share of MMV previously held.

Eaton Vance Ohio Municipal Income Trust (EVO) performed a stock merger. Shareholders will receive 1.115925441 shares of EVN for each share of EVO previously held.

Eaton Vance Pennsylvania Municipal Income Trust (EVP) performed a stock merger. Shareholders will receive 1.017985612 shares of EVN for each share of EVP previously held.

 

January 22, 2019

iKang Healthcare Group ADR (KANG) was liquidated. This means that shares were removed and shareholders will receive $20.60 per share in cash.

 

January 18, 2019

Bio-Path Holdings (BPTH) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of BPTH for every 20 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Scorpio Tankers (STNG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of STNG for every 10 shares previously held.

Bitcoin Investment Trust (GBTC) changed its name to Grayscale Bitcoin Trust.

Hanwha Q CELLS (HQCL) was liquidated. This means that shares were removed and shareholders will receive $9.85 per share in cash.

 

January 17, 2019

China Commercial Credit (GLG) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GLG for every 5 shares previously held.

ProSports Sponsors ETF (FANZ) was liquidated. This means that shares were removed and shareholders will receive $21.437182 per share in cash. Shareholders also received an Escrow CUSIP (FANZZZ), which represents the right to potential future distributions.

 

January 15, 2019

Intersections Inc (INTX) performed a cash merger. This means that shares were removed and shareholders will receive $3.68 per share in cash.

Community Health Systems Contingent Value Rights (CYHHZ) have expired worthless.

 

January 14, 2019

Engility Holdings (EGL) performed a stock merger. Shareholders will receive 0.45 shares of SAIC for each share of EGL previously held.

InterContinental Hotels Group (IHG) performed a 19 for 20 Reverse Split. This means shareholders will now hold 19 shares of IHG for every 20 shares previously held. Shareholders also received 1 share of IHGZZZ, which gives holders the right to receive a special dividend, if a special dividend is paid in the future.

 

January 11, 2019

Apptio (APTI) was liquidated. This means that shares were removed and shareholders will receive $38 per share in cash.

Cemtrex Rights (CETX^) have expired worthless.

Fibria Celulose (FBR) performed a stock merger. Shareholders will receive 0.23065 shares of SUZ for each share of FBR previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive potential future distributions.

Shire PLC (SHPG) performed a stock merger. Shareholders will receive 5.034 shares of TAK for each share of SHPG previously held. Shareholders will also receive an Escrow CUSIP, which represents the right to receive potential future distributions.

Woori Bank (WF) was delisted. The stock is currently not trading.

 

January 10, 2019

EQGP Holdings (EQGP) was liquidated. This means that shares were removed and shareholders will receive $20 per share in cash.

Imperva (IMPV) was liquidated. This means that shares were removed and shareholders will receive $55.75 per share in cash.

Valero Energy Partners (VLP) was liquidated. This means that shares were removed and shareholders will receive $42.25 per share in cash.

Citigroup Warrants (C+A) have expired worthless.

PNC Financial Services Warrants (PNC+) have expired worthless.

 

January 9, 2019

ConvergeOne Holdings (CVON) performed a cash merger. This means that shares were removed and shareholders will receive $12.50 per share in cash.

 

January 8, 2019

First Financial Bancorp Warrants (FFBCW) have expired worthless.

Black Box Corporation (BBOX) performed a cash merger. This means that shares were removed and shareholders will receive $1.10 per share in cash.

 

January 7, 2019

Federal Street Acquisition Corp (FSAC) performed a stock merger. Shareholders will receive 1 share of AGTI for each share of FSAC previously held.

Nuverra Environmental Solutions Rights (NES^) have expired worthless.

 

January 4, 2019

ConvergeOne Holdings Warrants (CVONW) performed a cash merger. This means that shares were removed and shareholders will receive $1 per share in cash.

Green Bancorp (GNBC) performed a stock merger. Shareholders will receive 0.79 shares of VBTX for each share of GNBC previously held.

Guarantee Bancorp (GBNK) performed a stock merger. Shareholders will receive 0.45 shares of IBTX for each share of GBNK previously held.

Hortonworks Inc (HDP) performed a stock merger. Shareholders will receive 1.305 shares of CLDR for each share of HDP previously held.

Och-Ziff Capital Management (OZM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of OZM for every 10 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

 

January 3, 2019

CHF Solutions (CHFS) performed a 1 for 14 Reverse Split. This means shareholders will now hold 1 share of CHFS for every 14 shares previously held.

Navios Maritime Holdings (NM) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NM for every 10 shares previously held.

Agria Corp (GRO) was liquidated. This means that shares were removed and shareholders will receive $0.189764 per share in cash.

 

January 2, 2019

Bovie Medical Corporation (BVX) performed a ticker change to APYX.

FCB Financial Holdings (FCB) performed a stock merger. Shareholders will receive 1.055 shares of SNV for each share of FCB previously held.

Imprimis Pharmaceuticals (IMMY) performed a ticker change to HROW.

Marine Harvest (MGHVY) changed its corporate name to Mowi ASA.

Maxar Technologies (MAXR) changed its domicile from Canada to the US.

Regional Health Properties (RHE) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of RHE for every 12 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

SCANA Corporation (SCG) performed a stock merger. Shareholders will receive 0.669 shares of D for each share of SCG previously held.

State Bank Financial (STBZ) performed a stock merger. Shareholders will receive 1.271 shares of CADE for each share of STBZ previously held.

Michael Kors (KORS) performed a ticker change to CPRI, and changed its corporate name to Capri Holdings.

Dell Technologies performed a stock merger. Shareholders will receive 1.8066 shares of DELL for each share of DVMT previously held.

Randgold Resources (GOLD) performed a stock merger. Shareholders will receive 6.128 shares of ABX for each share of GOLD previously held.

Barrick Gold Corp (ABX) performed a ticker change to GOLD.

Select Income REIT (SIR) performed a stock merger. Shareholders will receive 1.04 shares of GOV for each share of SIR previously held.

Government Properties Income Trust (GOV) performed a 1 for 4 Reverse Split, and changed its ticker symbol to OPI. This means shareholders will now hold 1 share of OPI for every 4 shares of GOV previously held.

 

December 31, 2018

EventShares U.S. Policy Alpha ETF (PLCY) performed a 1:1 CUSIP change. The new shares of PLCY are now tradeable on Robinhood.

BlackRock Municipal 2018 Term Trust (BPK) was liquidated. This means that shares were removed and shareholders will receive $14.66 per share in cash. Shareholders will also receive one share of BPK^, which represents the right to receive potential future distributions.

BlackRock New York Municipal 2018 Term Trust (BLH) was liquidated. This means that shares were removed and shareholders will receive $14.59 per share in cash. Shareholders will also receive one share of BLH^, which represents the right to receive potential future distributions.

BlackRock California Municipal 2018 Term Trust (BJZ) was liquidated. This means that shares were removed and shareholders will receive $14.89 per share in cash. Shareholders will also receive one share of BJZ^, which represents the right to receive potential future distributions.

Catabasis Pharmaceuticals (CATB) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of CATB for every 10 shares previously held.

Eldorado Gold Corporation (EGO) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of EGO for every 5 shares previously held. Fractional shares resulting from the split will be dropped.

Stellar Acquisition III (STLR) performed a ticker change to PHUN, and changed its corporate name to Phunware.

Kosmos Energy (KOS) changed its domicile from Bermuda to the US.

Dell Technologies (DVMT) is in the process of a merger. Details are still TBD.

 

December 28, 2018

 Gabelli Utility & Income Trust Rights (GLU^) have expired worthless.

Investors Real Estate Trust (IRET) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IRET for every 10 shares previously held.

Sky Ltd (SKYAY) performed a cash merger. This means that shares were removed and shareholders will receive $87.21 per share in cash.

Fieldstone Merlin Dynamic Large Cap Growth ETF (FMDG) was liquidated. This means that shares were removed and shareholders will receive $21.20 per share in cash.

Tactile Analytics AR/VR Virtual Technologies Fund (ARVR) was liquidated. This means that shares were removed and shareholders will receive $16.02 per share in cash.

Invesco BulletShares 2018 Corp Bond ETF (BSCI) was liquidated. This means that shares were removed and shareholders will receive $21.15 per share in cash.

Invesco BulletShares 2018 High Yield Corp Bond ETF (BSJI) was liquidated. This means that shares were removed and shareholders will receive $25.12 per share in cash.

O'Shares FTSE Asia Pacific Quality Dividend ETF (OASI) was liquidated. This means that shares were removed and shareholders will receive $25.83 per share in cash.

O'Shares FTSE Russell International Quality Dividend ETF (ONTL) was liquidated. This means that shares were removed and shareholders will receive $24.39 per share in cash.

 

December 27, 2018

Mazor Robotics (MZOR) performed a cash merger. This means that shares were removed and shareholders will receive $58.45 per share in cash.

 

December 26, 2018

Camber Energy (CEI) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of CEI for every 25 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

GrowLife Rights (PHOT^) have expired worthless.

Mason Resources (MSSNF) was liquidated. This means that shares were removed and shareholders will receive $0.2944856 per share in cash.

 

December 24, 2018

Draper Oakwood Technology Acquisition (DOTA) performed a stock merger. Shareholders will receive 1 share of RBZ for each share of DOTA previously held.

EnviroStar (EVI) changed its corporate name to EVI Industries, and changed its CUSIP number.

Express Scripts (ESRX) performed a cash and stock merger. Shareholders will receive $48.75 and 0.2434 shares of CI for each share of ESRX previously held.

Horizons NASDAQ-100 Covered Call ETF (QYLD) is now Global X NASDAQ 100 Covered Call ETF.

Horizons DAX Germany ETF (DAX) is now Global X DAX Germany ETF.

Horizons S&P 500 Covered Call ETF (HSPX) is now Global X S&P 500 Covered Call ETF

XOMA Corp Warrants (XOMA^) have expired worthless.

XO Group (XOXO) performed a cash merger. This means that shares were removed and shareholders will receive $35 per share in cash.

Endocyte Inc (ECYT) performed a cash merger. This means that shares were removed and shareholders will receive $24 per share in cash.

 

December 21, 2018

Ability Inc Warrants (ABIWF) have expired worthless.

Cigna (CI) performed a CUSIP change after its acquisition of Express Scripts.

 

Corporate Capital Trust (CCT) performed a stock merger. Shareholders will receive 2.3552 shares of FSK for each share of CCT previously held.

Express Scripts (ESRX) performed a cash and stock merger. Shareholders will receive $47.75 and 0.2134 shares of CI for each share of ESRX previously held.

 

December 20, 2018

Datawatch Corporation (DWCH) performed a cash merger. This means that shares were removed and shareholders will receive $13.10 per share in cash.

Enbridge Energy Partners LP (EEP) performed a stock merger. Shareholders will receive 0.335 shares of ENB for each share of EEP previously held.

Enbridge Energy Management LLC (EEQ) performed a stock merger. Shareholders will receive 0.335 shares of ENB for each share of EEQ previously held.

iBonds® Dec 2018 Term Corporate ETF (IBDH) was liquidated. This means that shares were removed and shareholders will receive $25.18 per share in cash.

FS Investment Corp (FSIC) performed a ticker change to FSK.

Determine Inc (DTRM) was delisted to OTC.

Corporate Capital Trust (CCT) performed a stock merger with FSK. Details are still TBD.

Mazor Robotics (MZOR) was acquired by Medtronic. Details are still TBD.

 

December 19, 2018

Pulse Biosciences Rights (PLSE^) have expired worthless.

Eaton Vance Michigan Municipal (EMI) performed a stock merger. Shareholders will receive 1.05497 shares of EVM for each share of EMI previously held.

Eaton Vance California Municipal Bond Fund II (EIA) performed a stock merger. Shareholders will receive 1.026034 shares of EVN for each share of EIA previously held.

Eaton Vance Massachusetts Municipal Bond Fund (MAB) performed a stock merger. Shareholders will receive 1.103422 shares of EIM for each share of MAB previously held.

Eaton Vance Michigan Municipal Bond Fund (MIW) performed a stock merger. Shareholders will receive 1.125559 shares of EIM for each share of MIW previously held.

Eaton Vance New York Municipal Bond Fund II (NYH) performed a stock merger. Shareholders will receive 0.960888 shares of ENX for each share of NYH previously held.

Spectra Energy Partners (SEP) performed a stock merger. Shareholders will receive 1.111 shares of ENB for each share of SEP previously held.

 

December 18, 2018

Cambium Learning Group (ABCD) performed a cash merger.  Shares were removed and shareholders will receive $14.50 per share in cash.

GAFISA S.A. (GFA) performed a ticker change to GFASY.

Pacific Drilling S.A. (PACDD) performed a ticker change to PACD.

Landmark Bancorp (LARK) distributed a stock dividend of 0.05 per share. Shareholders will receive 1 additional share of LARK for every 20 shares previously held.

Commerce Bancshares (CBSH) distributed a stock dividend of 0.05 per share. Shareholders will receive 1 additional share of CBSH for every 20 shares previously held.

 

December 17, 2018

Platinum Group Metals (PLG) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of PLG for every 10 shares previously held. Fractional shares at 0.5 or above resulting from the split will be rounded up to the nearest share.

Axar Acquisition Corp. (AXRAW) shares have expired worthless.

 

December 14, 2018

Navios Maritime Midstream Partners (NAP) performed a stock merger with Navios Maritime Acquisition Corporation (NNA). Shareholders will receive 0.42 shares of NNA for each share of NAP previously held.

Cass Information Systems (CASS) distributed a stock dividend of 0.2 per share. This means that shareholders will receive 1 additional share of CASS for every 5 shares previously held.

Diffusion Pharmaceuticals (DFFN) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of DFFN for every 15 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Global Boatworks Holdings (GBBT) performed a 1 for 1,000 Reverse Split. This means shareholders will now hold 1 share of GBBT for every 1,000 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

 

December 13, 2018

Interphase Corporation (INPHQ) shares have expired worthless.

Spirit Realty Capital (SRC) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of SRC for every 5 shares previously held.

Keryx Biopharmaceuticals (KERX) performed a stock merger. Shareholders will receive 0.3743  shares of AKBA for each share of KERX previously held.

Piedmont Lithium Limited (PLLL) performed a ticker change to PLL.

Parker Drilling Company (PKD) delisted to OTC and performed a ticker change to PKDSQ.

 

December 12, 2018

JetPay (JTPY) performed a cash merger.  This means that shares were removed and shareholders will receive $5.05 per share in cash.

RiceBran Technologies Warrants (RIBTW) have expired worthless.

 

December 11, 2018

Midatech Pharma Rights (MTP^) have expired worthless.

Oclaro Inc (OCLR) performed a cash and stock merger. Shareholders will receive $5.60 and 0.0636 shares of LITE for each share of OCLR previously held.

Rollins Inc (ROL) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of ROL for every 2 shares previously held.

Poage Bankshares (PBSK) performed a stock merger. Shareholders will receive 0.335 shares of CHCO for each share of PBSK previously held.

 

December 10, 2018

SodaStream International (SODA) performed a cash merger.  This means that shares were removed and shareholders will receive $144 per share in cash.

RadiSys Corporation (RSYS) performed a cash merger.  This means that shares were removed and shareholders will receive $1.72 per share in cash.

OvaScience (OVAS) 1 for 15 Reverse Split, along with a ticker change to MLND. This means shareholders will now hold 1 share of MLND for every 15 shares of OVAS previously held.

Forest City Realty Trust (FCE.A) performed a cash merger.  This means that shares were removed and shareholders will receive $23.35 per share in cash.

ClearOne Rights (CLRO^) have expired worthless.

Poage Bankshares (PBSK) has been acquired by City Holding Company. Further details are still TBA.

Inpixion (INPX) distributed 1 right for every share currently held. The rights would allow shareholders to acquire warrants and preferred shares.

 

December 7, 2018

Associated Banc Corp Warrants (ASBWS) have expired worthless.

Sonic (SONC) performed a cash merger. This means that shares were removed and shareholders will receive $43.50 per share in cash.

Industrea Acquisition Corp (INDU) performed a ticker change to BBCP.

Industrea Acquisition Corp Warrants (INDUW) performed a ticker change to BBCPW.

Industrea Acquisition Corp Units (INDUU) performed a ticker change to BBCPU.

SodaStream (SODA) was acquired by Pepsi. Further details are TBA.

Jetpay (JTPY) was acquired by NCR. Further details are TBA.

 

December 6, 2018

LaSalle Hotel Properties (LHO) performed a stock merger. Shareholders will receive 0.92 shares of PEB for each share of LHO previously held.

American Railcar Industries (ARII) was liquidated. This means that shares were removed and shareholders will receive $70 per share in cash.

Global X NASDAQ China Technology ETF (QQQC) performed a ticker change to CHIC.

 

December 5, 2018

Concordia International (CXRXF) performed a ticker change to ADVZ.

Corium International (CORI) performed a cash merger. This means that shares were removed and shareholders will receive $12.50 per share in cash.

Mitel Networks (MITL) performed a cash merger. This means that shares were removed and shareholders will receive $11.15 per share in cash.

Nuveen High Income December 2018 Target Term Fund (JHA) was liquidated. This means that shares were removed and shareholders will receive $9.94 per share in cash.

Ocean Rig (ORIG) performed a cash and stock merger. Shareholders will receive $12.75 and 1.16128 shares of RIG for each share of ORIG previously held.

 

December 4, 2018

Oncobiologics (ONS) performed a ticker change to OTLK.

Oncobiologics Warrants (ONSIW) performed a ticker change to OTLKW.

Navios Maritime Partners (NMM) performed a spinoff of NMCI. For every 200 shares of NMM held, shareholders will receive 1 share of NMCI.

 

December 3, 2018

Apollo Investment Corp (AINV) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of AINV for every 3 shares previously held.

LaSalle Hotel Properties (LHO) was acquired by Pebblebrook Hotel Trust (PEB). The exact terms are TBD. The stock is currently untradeable.

Mitel Networks Corp (MITL) was acquired by Searchlight Capital Partners. The exact terms are TBD. The stock is currently untradeable.

 

November 30, 2018 

Energen Corporation (EGN) performed a stock merger. Shareholders will receive 0.6442 shares of FANG for each share of EGN previously held.

REX VolMAXX Short VIX Futures Strategy ETF (VMIN) was liquidated. This means that shares were removed and shareholders will receive $2.78 per share in cash.

BioTime (BTX) performed a spinoff of AGE. For every 10 shares of BTX held, shareholders will receive 1 share of AGE.

CBAK Energy Technology (CBAK) performed a ticker change to CBAY.

 

November 29, 2018 

Aetna (AET) performed a cash and stock merger. Shareholders will receive $145 and 0.8378 shares of CVS for each share of AET previously held.

AmTrust Financial Services (AFSI) performed a cash merger. This means that shares were removed and shareholders will receive $14.75 per share in cash.

Dextera Surgical (DXTRQ) went through a bankruptcy. This means that shares were removed and shareholders received 1 share of DXTRQZZ for each share of DXTRQ previously held. DXTRQZZ represents the right of a holder to receive potential future distributions.

QUANTX Risk Managed Real Return ETF (QXRR) was liquidated. This means that shares were removed and shareholders will receive $22.62198 per share in cash.

QuantX Risk Managed Multi-Asset Income ETF (QXMI) was liquidated. This means that shares were removed and shareholders will receive $24.27181 per share in cash.

Power Clouds Inc (PWCL) performed a ticker change to ALTN.

 

November 28, 2018 

Rockwell Collins (COL) performed a cash and stock merger. Shareholders will receive $93.33 and 0.37525 shares of UTX for each share of COL previously held.

Tonix Pharmaceuticals (TNXP) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of TNXP for every 10 shares previously held.

Zions Bancorp Warrants (ZIONZ) have expired worthless.

SunTrust Bank Warrants (STI+B) have expired worthless.

Itaú Unibanco (ITUB) performed a 3 for 2 Forward Split. This means shareholders will now hold 3 shares of ITUB for every 2 shares previously held.

Bank of Marin Bancorp (BMRC) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of BMRC for every 1 share previously held.

Corium International (CORI) entered into a merger agreement with Gurnet Point Capital. Terms of the deal are TBD, and the stock is currently untradeable.

 

November 27, 2018 

Capital One Financial Warrants (COF+) have expired worthless.

Rockwell Collins (COL) performed a cash merger. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Thomson Reuters (TRI) performed a 1 for 0.9079 Reverse Split. This means shareholders will now hold 0.9079 shares of TRI for every 1 share previously held.

REX VolMAXX Short VIX Futures Strategy ETF (VMIN) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Nuveen High Income December 2018 Target Term Fund (JHA) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

 

November 26, 2018 

Ares Management LP (ARES) is now Ares Management Common Stock.

VelocityShares 3x Inverse Natural Gas ETN (DGAZ) performed a 1 for for 20 Reverse Split. This means shareholders will now hold 1 share of DGAZ for every 20 shares previously held.

Latin American Discovery Fund (LDF) was liquidated. Shareholders will receive $12.18 and 1 share of ZZZLDF for each share of LDF previously held. ZZDLDF represents the right of a holder to receive potential future distributions.

 

November 23, 2018 

Banco de Chile (BCH) performed a 3 for 1 Forward Split. This means shareholders will now hold 3 shares of BCH for every 1 share previously held.

Zoe's Kitchen (ZOES) performed a cash merger. This means that shares were removed and shareholders will receive $12.75 per share in cash.

Perfumania Holdings (PERFQ) was deemed worthless after the company's bankruptcy. Shareholders' positions have been deleted.

Rex Energy (REXXQ) was deemed worthless after the company's bankruptcy. Shareholders' positions have been deleted.

QuantX Risk Managed Multi-Asset Income ETF (QXMI) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

 

November 21, 2018 

TCF Financial Warrants (TCFWS) have expired worthless.

Valley National Bancorp Warrants (VLYWW) have expired worthless.

Zoe's Kitchen (ZOES) has been delisted. The stock is currently untradeable.

 

November 20, 2018 

ClearBridge American Energy MLP Fund (CBA) performed a stock merger with EMO. Shareholders will receive 0.691518 shares of EMO for each share of CBA previously held.

MCBC Holdings (MCFT) changed its corporate name to MasterCraft Boat Holdings.

New York & Company (NWY) performed a stock merger with RTW Retailwinds (RTW). Shareholders will receive 1 share of RTW for each share of NWY previously held.

Nuveen Build America Bond Opportunity Fund (NBD) merged into Nuveen Build America Bond Fund (NBB). Shareholders will receive 1.07322841 shares of NBB for each share of NBD previously held.

FunctionX Inc (FNCX) was delisted from OTC. The stock is currently not trading.

Boston Private Financial Holdings Warrants (BPFHW) have expired worthless.

 

November 19, 2018 

RXi Pharmaceuticals (RXII) performed a ticker change to PHIO.

KMG Chemicals (KMG) performed a cash and stock merger. Shareholders will receive $65 and 0.2 shares of CCMP for each share of KMG previously held.

Landcadia Holdings (LCA) performed a ticker change to WTRH.

Pacific Drilling (PACDQ) performed a 1 for 10000 Reverse Split. This means shareholders will now hold 1 share of PACDQ for every 10000 shares previously held.

Nuveen Build America Bond Opportunity Fund (NBD) merged into Nuveen Build America Bond Fund (NBB). Details are still pending.

Latin American Discovery Fund (LDF) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Associated Banc Corp Warrants (ASB+) have been delisted. They are currently untradeable.

ClearBridge American Energy MLP Fund (CBA) was acquired by EMO. Details are still pending.

FunctionX Inc (FNCX) was delisted. The stock is currently untradeable.

 

November 16, 2018 

Kobe Steel (KST) performed a cash merger. This means that shares were removed and shareholders received $12.63 per share in cash.

Deutsche Multi-Market Income Trust (KMM) performed a cash merger. This means that shares were removed and shareholders received $9.04 per share in cash.

Anchor Bancorp (ANCB) performed a cash and stock merger. Shareholders will receive $12.40 and 0.2921 shares of FSBW for each share of ANCB previously held.

LifePoint Health (LPNT) performed a cash merger. This means that shares were removed and shareholders received $65 per share in cash.

Spi Energy Co (SPI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of SPI for every 10 shares previously held.

Landcadia Holdings Warrants (LCAHW) performed a ticker change to WTRHW.

GulfMark Offshore (GLF) was delisted.

Barclays Coffee Total Return ETN (BJO) performed a ticker change to JO.

Barclays S&P GSCI Crude Oil ETN (OILB) performed a ticker change to OIL.

 

November 15, 2018 

GulfMark Offshore Inc (GLF) performed a stock merger. Shareholders will receive 1.1 shares of TDW for each share of GLF previously held.

Zions Bancorporation (ZIONZ) warrants have expired worthless.

Aphria Inc (APHA) performed a cash merger. This means that shares were removed and shareholders will receive $10.31 per share in cash.

MagicJack VocalTec (CALL) performed a cash merger. This means that shares were removed and shareholders will receive $8.71 per share in cash.

KMG Chemicals (KMG) performed a cash and stock merger. Shareholders will receive $55.65 and 0.2 shares of CCMP for each share of KMG previously held.

 

November 14, 2018 

Navios Maritime Acquisition Corp (NNA) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of NNA for every 15 shares previously held.

Gabelli Global Utility & Income Trust (GLU) distributed 1 right for every share currently held. The rights would allow shareholders to acquire additional common shares and newly issued Series B Preferred Shares.

Lime Energy (LIME) performed a cash and stock merger. Shareholders will receive $6.36 and 1 share of LIME^ for each share of LIME previously held. LIME^ represents the right of a holder to receive potential future distributions.

 

November 13, 2018 

EQT Corporation (EQT) performed a spinoff of ETRN. For every 1.25 shares of EQT held, shareholders will receive 1 share of ETRN.

Seven Stars Cloud Group (SSC) changed its ticker symbol to IDEX, and its corporate name to Ideanomics Inc.

Rennova Health (RNVA) performed a 1 for 500 Reverse Split. This means shareholders will now hold 1 share of RNVA for every 500 shares previously held.

Ramco-Gershenson Properties Trust (RPT) changed its corporate name to RPT Realty.

 

November 12, 2018

K2M Group Holdings (KTWO) performed a cash merger. This means that shares were removed and shareholders will receive $27.50 per share in cash.

Comerica Inc Warrants (CMA+) have expired worthless.

Deutsche Multi-Market Income Trust (KMM) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Deutsche Strategic Income Trust (KST) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

CafePress Inc (PRSS) performed a cash merger. This means that shares were removed and shareholders will receive $1.48 per share in cash.

 

November 9, 2018

Cresud (CRESY) distributed a stock dividend of 4.29%. This means that shareholders will receive 1 additional share of CRESY for every 23.31 shares previously held.

Contura Energy (CNTE) performed a ticker change CTRA.

Enbridge Energy Management (EEQ) distributed a stock dividend of 3.29%. This means that shareholders will receive 1 additional share of EEQ for every 30.4 shares previously held.

 

November 8, 2018

Akers Biosciences (AKER) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of AKER for every 8 shares previously held.

Reshape Lifesciences (RSLS) performed a 1 for 140 Reverse Split. This means shareholders will now hold 1 share of RSLS for every 140 shares previously held.

MiMedx Group (MDXG) was delisted and now trades OTC.

Petroquest Energy (PQUE) performed a ticker change to PQUEQ.

WSI Industries (WSCI) performed a cash merger. This means that shares were removed and shareholders will receive $7 per share in cash.

 

November 7, 2018

TJX Companies (TJX) performed a 2 for 1 Forward Split. This means shareholders will now hold 2 shares of TJX for every 1 share previously held.

Coca-Cola European Partners (CCE) performed a ticker change to CCEP.

Aegean Marine Petroleum Network (ANW) performed a ticker change to ANWWQ. The stock was delisted and now trades OTC.

Ditech Holding Corporation Series A Warrants (DHCP+A) performed a ticker change to DHCPW.

Ditech Holding Corporation Series B Warrants (DHCP+B) performed a ticker change to DHCBW.

 

November 6, 2018

Sphere 3D (ANY) performed a 1 for 8 Reverse Split. This means shareholders will now hold 1 share of ANY for every 8 shares previously held.

Amedica Corporation (AMDA) performed a ticker change to SINT.

CA Technologies (CA) performed a cash merger. This means that shares were removed and shareholders received $44.50 per share in cash.

Easterly Acquisition Corp (EACQ) performed a stock merger. Shareholders will receive 0.609 shares of SG for each share of EACQ previously held.

 

November 5, 2018

InterCloud Systems Warrants (ICLDW) have expired worthless.

KapStone Paper and Packaging Corp (KS) performed a cash merger. Shareholders will receive $35 KS previously held.

New York REIT (NYRT) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Senomyx Inc (SNMX) performed a cash merger. This means that shares were removed and shareholders will receive $1.50 per share in cash.

Trinity Industries (TRN) performed a spinoff of ACA. For every 3 shares of TRN held, shareholders will receive 1 share of ACA.

 

November 2, 2018

Gastar Exploration (GSTC) changed its ticker symbol to GSTCQ.

Inpixon (INPX) performed a 1 for 40 Reverse Split. This means shareholders will now hold 1 share of INPX for every 40 shares previously held.

Differential Brands Group (DFBG) changed its ticker symbol to CTRC, and its corporate name to Centric Brands.

Edgewater Technology (EDGW) performed a stock merger with ALYA. Shareholders will receive 1.1918 shares of ALYA for each share of EDGW previously held.

ChipMOS Technologies (IMOS) performed a reorganization. Shareholders will receive $0.818545 and 0.84992312 shares of IMOS for each share of IMOS previously held.

 

November 1, 2018

Eagle Test Systems (EGLT) changed its ticker symbol to EGLTQ.

James Biblically Responsible Investment ETF (JBRI) changed its ticker symbol to JPBI, and its corporate name to James Purpose Based Investment ETF.

PennyMac Financial Services Class A Shares (PFSI) are now PennyMac Financial Services Common Stock. The ticker symbol remains the same.

RLJ Entertainment (RLJE) performed a cash merger. This means that shares were removed and shareholders will receive $6.25 per share in cash.

 

October 31, 2018

Honeywell (HON) performed a spinoff of REZI. For every 6 shares of HON held, shareholders will receive 1 share of REZI.

Praxair Inc (PX) performed a stock merger with LIN. Shareholders will receive 1 share of LIN for each share of PX previously held.

World Technology Corp (WCOR) changed its ticker symbol to HLOC, and its corporate name to Helo Corp.

 

October 30, 2018

Golden Star Resources (GSS) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of GSS for every 5 shares previously held.

India Globalization Capital (IGC) was delisted. Its ticker symbol is now IGCC.

MagneGas Corporation (MNGA) changed its corporate name to MagneGas Applied Technology Solutions.

 

October 29, 2018

Citigroup Warrants (CGBBW) have expired worthless.

 

October 26, 2018

VanEck Vectors J.P. Morgan EM Local Currency Bond ETF (EMLC) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of EMLC for every 2 shares previously held.

VanEck Vectors High-Yield Municipal ETF (HYD) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of HYD for every 2 shares previously held.

VanEck Vectors AMT-Free Interm Muni ETF (ITM) performed a 1 for 2 Reverse Split. This means shareholders will now hold 1 share of ITM for every 2 shares previously held.

iShares Russell Mid-Cap ETF (IWR) performed a 4 for 1 Forward Split. This means shareholders will now hold 4 shares of IWR for every 1 share previously held.

Pinnacle Foods (PF) performed a cash and stock merger. Shareholders will receive $43.11 and 0.6494 shares of CAG for each share of PF previously held.

 

October 25, 2018

Bank of America Warrants (BAC+B) have expired worthless.

Wells Fargo Warrants (WFC+) have expired worthless.

 

October 24, 2018

(MBNAA) performed a 1 for 3 reverse split, and changed its ticker symbol to AMTB. Shareholders will now hold 1 share of AMTB for every 3 shares of MBNAA previously held.

(MBNAB) performed a 1 for 3 reverse split, and changed its ticker symbol to AMTBB. Shareholders will now hold 1 share of AMTBB for every 3 shares of MBNAB previously held.

Sears Holdings (SHLD) performed a ticker change to SHLDQ. The stock has been delisted and now trades OTC.

Sears Holdings Warrants (SHLDW) performed a ticker change to SHLWQ. The warrants have been delisted and they now trade OTC.

JPMorgan Chase Warrants (JPM+) have expired worthless.

 

October 23, 2018

Aurora Cannabis (ACBFF) performed a ticker change to ACB.

iShares MSCI Global Impact ETF (MPCT) performed a ticker change to SDG.

Perry Ellis International (PERY) performed a cash merger. This means that shares were removed and shareholders will receive $27.50 per share in cash.

Invuity Inc (IVTY) performed a cash merger. This means that shares were removed and shareholders will receive $7.40 per share in cash.

 

October 22, 2018

SuperValu Inc (SVU) performed a cash merger. This means that shares were removed and shareholders will receive $32.50 per share in cash.

ALPS/Dorsey Wright Sector Momentum ETF (SWIN) was liquidated. This means that shares were removed and shareholders will receive $30.46507544 per share in cash.

Amplify YieldShares Senior Loan and Income ETF (YESR) was liquidated. This means that shares were removed and shareholders will receive $23.6278354 per share in cash.

 

October 19, 2018

AG&E Holdings (AGNU) performed a ticker change to AGNUQ.

Monotaro Co (MONOY) distributed a 100% stock dividend. Shareholders received 1 additional share for every share previously held.

Syneron Medical (ELOS) was liquidated. This means that shares were removed and shareholders received $8.25 per share.

Advaxis Inc Warrants (ADXSW) expired worthless.

Energy Transfer Partners (ETP) performed a stock merger with ET. Shareholders will receive 1.28 shares of ET per 1 share of ETP previously held.

 

October 18, 2018

Energy XXI Gulf Coast (EGC) performed a cash merger. This means that shares were removed and shareholders will receive $9.10 per share in cash.

Hill International (HILI) performed a ticker change to HIL.

Gores Holdings (GSHT) performed a ticker change to VRRM, and changed its name to Verra Mobility.

TapImmune Inc (TPIV) performed a ticker change to MRKR, and changed its name to Marker Therapeutics.

 

October 17, 2018

Xerium Technologies (XRM) performed a cash merger. This means that shares were removed and shareholders will receive $13.50 per share in cash.

 

October 16, 2018

LM Funding America (LMFA) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of LMFA for every 10 shares previously held.

Pinnacle Entertainment (PNK) performed a cash and stock merger. Shareholders will receive $20 and 0.42 shares of PENN for each share of PNK previously held.

Reis Inc (REIS) performed a cash merger. This means that shares were removed and shareholders will receive $23 per share in cash.

Vina Concha y Toro (VCOYY) was terminated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Versartis (VSAR) performed a 1 for 6 Reverse Split, and changed its ticker symbol to ARAV. This means shareholders will now hold 1 share of ARAV for every 6 shares of VSAR previously held.

 

October 15, 2018

Globus Maritime (GLBS) performed a 1 for 10 Reverse Split. Shareholders will now hold 1 share of GLBS for every 10 shares previously held.

VelocityShares 3x Long Gold ETN (UGLD) performed a 1 for 10 Reverse Split. Shareholders will now hold 1 share of UGLD for every 10 shares previously held.

VelocityShares 3x Long Silver ETN (USLV) performed a 1 for 10 Reverse Split. Shareholders will now hold 1 share of USLV for every 10 shares previously held.

Liquid Media Group (YVR) performed a 1 for 5 Reverse Split. Shareholders will now hold 1 share of YVR for every 5 shares previously held.

 

October 12, 2018

DDR performed a name and ticker change to SITE Centers (SITC).

Web.com Group (WEB) performed a cash merger. Shareholders will receive $28 for each share of WEB previously held.

Steven Madden (SHOO) performed a 3 for 2 forward split. Shareholders will hold 3 shares of SHOO for every 2 shares previously held.

 

October 11, 2018

 

Envision Healthcare (EVHC) performed a cash merger. This means that shares were removed and shareholders will receive $46 per share in cash.

AdvisorShares Wilshire Buyback ETF (TTFS) performed a ticker change to DBLV.

WMIH Corp (WMIH) performed a ticker change to COOP and a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of COOP for every 12 shares previously held.

 

October 10, 2018

KLX Inc (KLXI) performed a cash merger. This means that shares were removed and shareholders will receive $63 per share in cash.

AdvisorShares KIM Korea Equity ETF (KOR) was liquidated. This means that shares were removed and shareholders will receive $$26.52614 per share in cash.

Tronc Inc (TRNC) performed a ticker change to TPCO.

Gramercy Property Trust (GPT) performed a cash merger. This means that shares were removed and shareholders will receive $27.50 per share in cash.

Syntel Inc (SYNT) performed a cash merger. This means that shares were removed and shareholders will receive $41 per share in cash.

Valley National Bancorp Warrants (VLY+) performed a ticker change to VLYWW.

Westmoreland Coal Company (WLBA) performed a ticker change to WLBAQ.

 

October 9, 2018

Cel-Sci Corporation Warrants (CVM+) expired worthless

 

October 8, 2018

Concordia International (CXRXD) performed a ticker change to CXRXF.

Fujitsu Ltd (FJTSY) performed a 150% stock dividend. Shareholders will receive 1.5 additional shares for every share currently held.

Coastway Bancorp (CWAY) performed a cash merger. This means that shares were removed and shareholders will receive $28.25 per share in cash.

Madison Strategic Sector Premium Fund (MSP) merged into MCN. Shareholders will receive 1.493683 shares of MCN for each share of MSP previously held. 

 

October 5, 2018

Cemtrex Series 1 Preferred (CETXP) distributed a 5% stock dividend. Shareholders will receive 1 additional share for every 20 shares currently held.

AV Homes (AVHI) performed a cash and stock merger. Shareholders will receive $12.64 and 0.4034 shares of RMHC for each share of AVHI previously held.

Meta Financial Group (CASH) performed a 3 for 1 forward split. This means shareholders will now hold 3 shares of CASH for every 1 share previously held.

Convergys (CVG) performed a cash and stock merger. Shareholders will receive $13.25 and 0.1263 shares of SNX for each share of CVG previously held.

Amplify YieldShares Senior Loan and Income ETF (YESR) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

 

October 4, 2018

PHH Corporation (PHH) performed a cash merger. This means that shares were removed and shareholders will receive $11 per share in cash.

Nordea Bank (NRDBV) performed a ticker change to NRDBY.

Regulus Therapeutics (RGLS) performed a 1 for 12 Reverse Split. This means shareholders will now hold 1 share of RGLS for every 12 shares previously held.

 

October 3, 2018

AV Homes (AVHI) was acquired by Taylor Morrison (TMHC). The amount that shareholders will receive is TBD.

 

October 2, 2018

LiveRamp Holdings (ACXM) performed a ticker change to RAMP.

Direxion Daily Silver Miners Bull 2X ETF (SHNY) was liquidated. This means that shares were removed and shareholders will receive $4.97657 per share in cash.

Xcerra (XCRA) performed a cash and stock merger. Shareholders will receive $9 and 0.2109 shares of COHU for each share of XCRA previously held.

Honeywell (HON) performed a spinoff of GTX. For every 10 shares of HON held, shareholders will receive 1 share of GTX.

AdvisorShares KIM Korea Equity ETF (KOR) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

First Connecticut Bancorp (FBNK) performed a stock merger. Shareholders will receive 1.725 shares of PBCT for each share of FBNK previously held.

 

October 1, 2018

Neonode (NEON) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of NEON for every 10 shares previously held.

Nordea Bank (NRBAY) performed a ticker change to NRDBV.

Northwest Natural Gas (NWN) changed its corporate name to NW Natural.

Sutherland Asset Management (SLD) changed its ticker symbol to RC, and its corporate name to Ready Capital Corp.

CSOP China CSI 300 Dynamic ETF (HAHA) was liquidated. This means that shares were removed and shareholders will receive $27.3637766 per share in cash.

iSectors Post-MPT Growth ETF (PMPT) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

CoBiz Financial (COBZ) performed a cash and stock merger. Shareholders will receive $5.70 and 0.17 shares of BOKF for each share of COBZ previously held.

Andeavor (ANDV) performed a cash and stock merger. Shareholders will receive $19.799044 and 1.62685156 shares of MPC for each share of ANDV previously held.

ITUS performed a ticker change to ANIX, and changed its corporate name to Anixa Biosciences.

American Lorain Company (ALN) performed a 1 for 25 Reverse Split. This means shareholders will now hold 1 share of ALN for every 25 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

Axos Financial (BOFI) performed a ticker change to AX.

RMG Networks (RMGN) performed a cash merger. This means that shares were removed and shareholders will receive $1.29 per share in cash.

ETFS Physical branded ETFs are now Aberdeen Standard ETFs. This includes GLTR, PALL, PPLT, SGOL, and SIVR.

 

September 27, 2018

Netlist (NLST) was delisted.

BioTime (BTX+) warrants will expire on October 1st. Their trading has been suspended until then.

 

September 26, 2018

Onconova Therapeutics (ONTX) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of ONTX for every 15 shares previously held. Fractional shares resulting from the split will be rounded up to the nearest share.

 

September 25, 2018

CSOP China CSI 300 Dynamic ETF (HAHA) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Direxion Daily Silver Miners Bull 2X ETF (SHNY) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

 

September 24, 2018

Arrow Financial (AROW) distributed a 3% stock dividend. Shareholders received 1 additional share for every 33 shares previously held.

Clean Diesel Technologies (CDTI) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of CDTI for every 5 shares previously held.

EV Energy Partners (EVEPQ) distributed warrants. Shareholders received 0.01557926 HRSTW warrants for each EVEPQ share previously held.

Advantage Oil & Gas (AAV) was delisted.

 

September 21, 2018

EV Energy Partners (EVEPQ) performed a stock merger. Shareholders will receive 0.00973704 shares of HRST for each share of EVEPQ previously held. Any fractional shares resulting from the split will be rounded *down* to zero.

Legacy Reserves (LGCY) performed a stock merger. Shareholders will receive 1 new share of LGCY for each old share of LGCY previously held.

Neovasc (NVCN) performed a 1 for 100 Reverse Split. This means shareholders will now hold 1 share of NVCN for every 100 shares previously held.

 

September 20, 2018

Vector Group (VGR) distributed a 5% stock dividend. Shareholders received 1 additional share for every 20 shares previously held.

Cheniere Energy (CQH) performed a stock merger. Shareholders will receive 0.475 shares of LNG for each share of CQH previously held.

Education Realty Trust (EDR) performed a cash merger. This means that shares were removed and shareholders will receive $41.50/share in cash.

Looking Technology Corp ADR (LKCO) was terminated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

 

September 19, 2018

Dex Media (DXMMQ) was declared worthless.

American Capital Senior Floating (ACSF) was liquidated.  Shareholders will receive $3.69 for each share previously held.

KLX Inc (KLXI) performed a spinoff of KLXE. For every 5 shares of KLXI held, shareholders will receive 2 shares of KLXE.

 

September 18, 2018

ProShares Short VIX Short Term Futures (SVXY) performed a 1 for 4 Reverse Split. This means shareholders will now hold 1 share of SVXY for every 4 shares previously held.

ProShares Ultra VIX Short Term Futures (UVXY) performed a 1 for 5 Reverse Split. This means shareholders will now hold 1 share of UVXY for every 5 shares previously held.

Polarityte (COOL) performed a ticker change to PTE.

SPDR Solactive Canada ETF (QCAN) performed a ticker change to ZCAN.

SPDR MSCI Japan StrategicFactors ETF (QJPN) performed a ticker change to ZJPN.

 

September 17, 2018

SA Exploration (SAEX) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of SAEX for every 20 shares previously held.

NRG Yield (NYLD) performed a ticker change to CWEN.

Hartford Quality Bonds ETF (HQBD) was liquidated. This means that shares were removed and shareholders will receive cash for their shares. The exact amount of cash is TBD.

Echelon Corporation (ELON) performed a cash merger. This means that shares were removed and shareholders will receive $8.50 per share in cash.

Wells Fargo Series J Preferred Shares (WFC-J) were called by the issuer. This means that shares were removed and shareholders will receive $25 per share in cash.

United Community Bancorp (UCBA) performed a cash and stock merger. Shareholders will receive $2.54 and 1.027 shares of CIVB for each share of UCBA previously held.

 

September 14, 2018

United States Short Oil Fund (DNO) was liquidated. This means that shares were removed and shareholders received $46.53 per share.

United States Diesel Heating Oil Fund (UHN) was liquidated. This means that shares were removed and shareholders received $20.00 per share.

United States Agriculture Index (USAG) was liquidated. This means that shares were removed and shareholders received $15.79 per share.

Enduro Royalty Trust (NDRO) performed a ticker change to PVL.

Altimmune (ALT) performed a 1 for 30 Reverse Split. This means shareholders will now hold 1 share of ALT for every 30 shares previously held.

IntelliPharmaCeutics Intl (IPCI) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IPCI for every 10 shares previously held.

 

September 13, 2018

BofI Holding (BOFI) changed its corporate name to Axos Financial Inc.

Kingtone Wirelessinfo Solution Holding (KONE) performed a ticker change to LKCO.

Xspand Products Lab (XSPL) performed a ticker change to EDNT.

Infosys ADR (INFY) performed a 2 for 1 forward split. This means shareholders will now hold 2 share of INFY for every 1 share previously held.

 

September 12, 2018

XL Group Ltd (XL) performed a cash merger. This means that shares were removed and shareholders will receive $57.60 per share in cash.

Alliance One International, Inc. (AOI) changed its ticker change to PYX.

 

September 11, 2018

Vivus Inc (VVUS) performed a 1 for 10 reverse split. This means that shareholders will receive 1 share for every 10 shares previously held. Fractional shares will be rounded up to the nearest share. For example, if you had 15 shares before the split, you would have 2 shares after the split.

Dyax Corp (DYAX) was liquidated. This means that shares were removed and shareholders received $4 per share in cash.

iBonds® Sep 2018 Term Muni Bond ETF (IBMG) was liquidated. This means that share were removed and shareholders received $25.45 per share in cash.

BSD Medical Corp (PRSNQ) was liquidated. This means that share were removed and shareholders received $0.0245 per share in cash.

Concordia International Corp (CXRXF) performed a 1 for 300 reverse split and changed its ticker to CXRXD. This means that shareholders will receive 1 share of CXRXD for every 300 shares of CXRXF previously held. Fractional shares will be converted to cash, and paid out in 2-4 weeks. For example, if you had 450 shares before the split, you would now hold 1 share after the split, plus cash equivalent to 0.5 shares.

 

September 10, 2018

Quality Systems (QSII) performed a ticker change to NXGN.

JONES ENERGY (JONE)  performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of JONE for every 20 shares previously held.

RAIT FINL TR (RASFD) performed a ticker change to RASF.

FI Enhanced Europe 50 ETN (FIEU) was liquidated. Shareholders will receive $122.7613 per share of FIEU previously held.

RELX N.V. (RENX) performed a stock merger. Shareholders will receive 1 share of RELX per 1 share of RENX previously held.

Cenveo (CVOVQ) was delisted.

MTGE Investment (MTGE) performed a cash and stock merger. Shareholders will receive cash of $9.82 and 0.9519 NLY per MTGE share previously held.

 

September 7, 2018

Inpixon (INPX) performed a spin-off of SYSX at the rate 1 for 3. This means shareholders will receive 1 share of SYSX for every 3 shares of INPX held.

United States Diesel-Heating Oil Fund, LP (UHN) was liquidated.

United States Short Oil Fund (DNO) was liquidated.

United States Agriculture Index Fund (USAG) was liquidated.

Origo Acquisition Cp Wts Warrant 12/17/2021 (OAQCF) expired worthless.

 

September 6, 2018

First Trust Exchange-Traded Fund VI First Trust RBA Quality Income ETF (QINC) performed a ticker change to DDIV.

GKN plc American Depositary Receipt (GKNLY) was liquidated. Shareholders will receive $5.65 cash for each share of GKNLY previously held.

 

September 5, 2018

Microbot Medical (MBOT) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of MBOT for every 15 shares previously held. Fractional shares will be rounded up. This means shareholders who previously held less than 15 shares will now hold 1 share of MBOT.

iShares iBonds Sep 2018 Term Muni Bond ETF (IBMG) was liquidated.

 

September 4, 2018

ILG (ILG) performed a cash and stock merger with VAC. Shareholders will receive cash of $14.75 per share and 0.165 VAC per 1 ILG previously held.

Charter Financial (CHFN) performed a cash and stock merger with CSFL. Shareholders will receive cash of $2.30 per share and 0.738 CSFL per 1 CHFN previously held.

 

August 30, 2018

First Trust Exchange-Traded Fund VI International Multi-Asset Diversified Income Index Fund (YDIV) performed a ticker change to FID.

 

August 29, 2018

EASTMAN KODAK COMPANY WARRANTS (KODK+) expired worthless.

Hooper Holmes (HPHW) performed a ticker change HPHWQ.

 

August 28, 2018

GGP (GGP) performed a cash merger.

 

August 27, 2018

Mastech Digital (MHH) performed a 2 for 1 forward Split. This means shareholders will now hold 2 share of MHH for every 1 shares previously held.

Perion Network (PERI) performed a 1 for 3 Reverse Split. This means shareholders will now hold 1 share of PERI for every 3 shares previously held.

Advent Claymore Convertible Securities and Income Fund II (AGC) performed a merger with AVK.

Advent/Claymore Enhanced Growth and Income Fund (LCM) performed a merger with AVK.

Cotiviti Holdings (COTV) performed a cash merger. Shareholders will receive $44.75 per share of COTV previously held.

 

August 24, 2018

Osprey Energy Acquisition (OSPR) performed a ticker change to FLMN.

 

August 23, 2018

Educational Development (EDUC) performed a 2 for 1 forward Split. This means shareholders will now hold 2 share of EDUC for every 1 share previously held.

iPass (IPAS) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of IPAS for every 10 shares previously held.

 

August 22, 2018

A. Schulman (SHLM) performed a cash and stock merger with WSBC. Shareholders will receive cash of $42 per share and 1 contingent value right per 1 SHLM previously held.

DCT Industrial Trust (DCT) performed a stock merger with PLD.  Shareholders will receive 1.02 shares of PLD per 1 share of DCT previously held.

 

August 21, 2018

Central Federal (CFBK) performed a 2 for 11 Reverse Split. This means shareholders will now hold 2 share of CFBK for every 11 shares previously held.

Mattersight Corporation Common Stock (MATR) performed a cash merger. Shareholders will receive $2.70 cash per share of MATR previously held.

Verifone Systems (PAY) performed a cash merger. Shareholders will receive $24.03 cash per share of PAY previously held.

Farmers Capital Bank (FFKT) performed a  cash and stock merger with WSBC. Shareholders will receive cash of $5 per share and 1.0530 shares of WSBC per 1 FFKT previously held.

Aralez Pharmaceuticals (ARLZ) performed a ticker change to ARLZQ.

 

August 17, 2018

ASCENT SOLAR TECHNOLOGIES (ASTID) performed a ticker change to ASTI.

 

August 16, 2018

iShares Edge MSCI Multifactor Technology ETF - (TCHF) was liquidated.

iShares Edge MSCI Multifactor Healthcare ETF - (HCRF) was liquidated.

iShares Edge MSCI Multifactor Consumer Discretionary ETF - (CNDF) was liquidated.

iShares Edge MSCI Multifactor Financials ETF - (FNCF) was liquidated.

iShares Edge MSCI Multifactor Energy ETF - (ERGF) was liquidated.

iShares Currency Hedged International High Yield Bond ETF of ISHARES TRUST - (HHYX) was liquidated.

iShares Edge MSCI Min Vol EM Currency Hedged ETF - (HEMV) was liquidated.

iShares Edge MSCI Multifactor Utilities ETF - (UTLF) was liquidated.

iShares Edge MSCI Multifactor Industrials ETF - (INDF) was liquidated.

iShares Edge MSCI Multifactor Consumer Staples ETF - (CNSF) was liquidated.

iShares Edge MSCI Min Vol Global Currency Hedged ETF - (HACV) was liquidated.

iShares Currency Hedged MSCI ACWI ETF - (HACW) was liquidated.

iShares Edge MSCI Min Vol EAFE Currency Hedged ETF - (HEFV) was liquidated.

iShares Currency Hedged MSCI Europe Small-Cap ETF - (HEUS) was liquidated.

iShares Edge MSCI Multifactor Materials ETF - (MATF) was liquidated.

 

August 15, 2018

Depomed (DEPO) performed a ticker change to ASRT.

Xplore Technologies (XPLR) performed a cash merger with ZBRA. Shareholders will receive $6 cash per share of XPLR previously held.

Juniper Pharmaceuticals (JNP) performed a cash merger with CTLT. Shareholders will receive $11.50 cash per share of JNP previously held.

VelocityShares Daily 2x VIX Medium Term ETN (TVIZ) was liquidated. Shareholders will receive $8.1844 cash for each share of TVIZ previously held.

Credit Suisse X-Links? WTI Crude Oil Index ETN (OIIL) was liquidated. Shareholders will receive $41.2223 cash for each share of OIIL previously held.

VelocityShares VIX Medium Term ETN (VIIZ) was liquidated. Shareholders will receive $61.1186 cash for each share of VIIZ previously held.

 

August 14, 2018

RAIT Financial Trust (RASF) performed a 1 for 50 Reverse Split. This means shareholders will now hold 1 share of RASF for every 50 shares previously held. RASF also performed a ticker change to RASFD.

 

August 13, 2018

Williams Partners (WPZ) performed a stock merger with WMB. Shareholders will receive 1.494 shares of WMB per 1 share WPZ previously held.

Leaf Group (LFGR) performed a ticker change to LEAF.

Enzymotec (ENZY) performed a cash merger. Shareholders will receive $8.925 per share for each ENZY previously held.

Synthetic Biologics(SYN) performed a 1 for 35 Reverse Split. This means shareholders will now hold 1 share of SYN for every 35 shares previously held.

Aytu BioScience (AYTU) performed a 1 for 20 Reverse Split. This means shareholders will now hold 1 share of AYTU for every 20 shares previously held.

Leading Brands Inc Common Shares (LBIX) performed a ticker change to YVR.

 

August 10, 2018

MOL Global ADS (MOLGY) was liquidated. Shareholders will receive $1.4614 cash for each share of MOLGY previously held.

 

August 9, 2018

TiGenix ADS (TIG) was liquidated. Shareholders will receive $41.570832 cash for each share of TIG previously held.

 

August 8, 2018

iShares Intermediate-Term Corporate Bond ETF (IGIB) performed a 2 for 1 forward Split. This means shareholders will now hold 2 share of IGIB for every 1 shares previously held.

iShares Short-Term Corporate Bond ETF (IGSB) performed a 2 for 1 forward Split. This means shareholders will now hold 2 share of IGSB for every 1 shares previously held.

iShares Broad USD Investment Grade Corporate Bond ETF (USIG) performed a 2 for 1 forward Split. This means shareholders will now hold 2 share of USIG for every 1 shares previously held.

 

August 6, 2018

NATIONSTAR MORTGAGE HOLDINGS (NSM) performed a stock merger. Shareholders will receive 12.7793 shares of WMIH per 1 share of NSM previously held.

Managed Duration Investment Grade Municipal Fund (MZF) was liquidated.

Kayne Anderson Energy Total Return Fund, Inc. (KYE) performed a stock merger with KMF.

Kayne Anderson Energy Development Company (KED) performed a stock merger with KYN.

 

August 3, 2018

Triangle Capital (TCAP) performed a ticker change to BBDC.

 

August 2, 2018

Liberty Tax (TAX) performed a ticker change to TAXA.

 

August 1, 2018

CYS INVESTMENTS (CYS) performed a stock and cash merger. Shareholders will receive $0.0965 cash per share and 0.468 shares of TWO per 1 share CYS previously held.

Orient Paper (ONP) performed a ticker change to ITP.

iShares 1-3 Year Credit Bond ETF (CSJ) performed a ticker change to IGSB.

iShares 10+ Year Credit Bond ETF (CLY) performed a ticker change to IGLB.

iShares Intermediate Credit Bond ETF (CIU) performed a ticker change to IGIB.

iShares U.S. Credit Bond ETF (CRED) performed a ticker change to USIG.

iShares Interest Rate Hedged 10+ Year Credit Bond ETF (CLYH) performed a ticker change to IGBH.

KraneShares FTSE Emerging Markets Plus ETF (KEMP) performed a ticker change to KALL.

Baldwin & Lyons (Class A) (BWINA) performed a ticker change to PTVCA.

Baldwin & Lyons (Class B) (BWINB) performed a ticker change to PTVCB.

Capella Education Company (CPLA) performed a stock merger. Shareholders will receive 0.875 shares of STRA per 1 share CPLA previously held.

 

VanEck Vectors Spin-Off ETF (SPUN) was liquidated.

VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF (IGEM) was liquidated.

PENDRELL CORP Class A (PCOA) performed a 1 for 250 Reverse Split. This means shareholders will now hold 1 share of PCOA for every 250 shares previously held.

ABAXIS (ABAX) performed a cash merger. Shareholders will receive $83 cash per share of ABAX previously held.

Foundation Medicine (FMI) performed a cash merger. Shareholders will receive $137 cash per share of FMI previously held.

 

July 31, 2018

JMU ADS (JMU) performed a 1 for 10 Reverse Split. This means shareholders will now hold 1 share of JMU for every 10 shares previously held.

NATIONSTAR MORTGAGE HOLDINGS (NSM) was acquired.

KLONDEX MINES (KLDX) performed a spinoff of HAVXF. Shareholders will receive 0.125 shares of HAVXF for every share of KLDX previously held.

KLONDEX MINES (KLDX) performed a stock and cash merger. Shareholders will receive 0.4136 shares of HL and $0.8411 cash per each share of KLDX previously held.

 

July 30, 2018

WPX Energy, Inc. 6.25% Series A Mandatory Convertible Preferred Stock (WPXP) was delisted.

 

July 27, 2018

Parker Drilling Company (PKD) performed a 1 for 15 Reverse Split. This means shareholders will now hold 1 share of PKD for every 15 shares previously held.

Quality Care Properties (QCP) performed a cash merger. Shareholders will receive $20.75 cash per 1 share of QCP held.

 

July 26, 2018

TiGenix ADR (TIG) was acquired.

 

July 25, 2018

Helios and Matheson Analytics (HMNY) performed a 1 for 250 Reverse Split.

REX VolMAXX Long VIX Futures Strategy ETF (VMAX) was liquidated.

 

 

July 24, 2018

Superconductor Technologies (SCON) performed a 1 for 10 Reverse Split.

 

July 23, 2018

ASCENT SOLAR TECHNOLOGIES (ASTI) performed a 1 for 1000 Reverse Split and performed a ticker change to ASTID.

KLONDEX MINES (KLDX) was acquired.

Nustar GP Holdings (NSH) performed a stock merger. Shareholders will receive 0.55 shares of NS per 1 share of NSH previously held.

Rice Midstream Partners (RMP) performed a stock merger. Shareholders will receive 0.3319 shares of EQM per 1 share of RMP previously held.

xG Technology warrants (XGTIW) have expired.

 

July 19, 2018

RSP PERMIAN (RSPP) performed a stock merger. Shareholders will receive 0.32 shares of CXO per 1 share of RSPP previously held.

Financial Engines (FNGN) performed a cash merger. Shareholders will receive $45.00 cash per each share of FNGN previously held.

 

July 18, 2018

Boardwalk Pipeline Partners (BWP) performed a cash merger. Shareholders will receive $12.06 cash per each share of BWP previously held.

VALIDUS HOLDINGS (VR) performed a cash merger. Shareholders will receive $68.00 cash per each share of VR previously held.

Hudbay Minerals (HBM+) have expired.

 

July 17, 2018

Cellectar Biosciences (CLRB) performed a 1 for 10 Reverse Split.

JA Solar Holdings (JASO) performed a cash merger. Shareholders will receive $7.50 cash per each share of JASO previously held.

 

July 16, 2018

Valeant Pharmaceuticals International (VRX) performed a name ticker change to BHC.

Bank OZK (OZRK) performed a ticker change to OZK.

HRG Group (HRG) performed a 0.16125488 for 1 Reverse Split and performed a ticker change to SPB.

OCI PARTNERS (OCIP) performed a cash merger. Shareholders will receive $11.50 cash per each share of OCIP previously held.

Advanced Accelerator Applications ADR (AAAP) was liquidated. Shareholders will receive $81.95 cash per each share of AAAP previously held.

 

July 13, 2018

First Defiance (FDEF) performed a 2 for 1 Forward Split.

China Commercial (CCCR) performed a ticker change to GLG.

Vina Concha Y Toro S.A. Sponsored ADR (VCO) performed a ticker change to VCOYY.

 

July 12, 2018

Vicon Industries (VII) performed a ticker change to VCON.

TINTRI (TNTR) performed a ticker change to TNTRQ.

WGL Holdings (WGL) performed a cash merger. Shareholders will receive $88.25 cash per each share of WGL previously held.

 

July 11, 2018

Cool Holdings (IFON) performed a ticker change to AWSM.

 

July 10, 2018

Origin Agritech (SEED) performed a 1 for 10 Reverse Split.

Biocept (BIOC) performed a 1 for 30 Reverse Split.

Tactile Analytics AR/VR Virtual Technologies ETF (WEAR) performed a ticker change to ARVR.

Keurig Dr Pepper (DPS) performed a ticker change to KDP.

 

July 9, 2018

Interphase (INPHQ) was liquidated.

Cavium (CAVM) performed a cash and stock merger. Shareholders will receive $40 and 2.1757 shares of MRVL for each share of CAVM previously held.

Banro (BAA) was declared worthless.

 

July 5, 2018

JRjr33, Inc. (JRJR) performed a ticker change to JRJRQ.

 

July 3, 2018

Infinity Property and Casualty Corporation (IPCC) performed a cash and stock merger. Shareholders will receive $51.60 and 1.2019 shares of KMPR for each share of IPCC previously held.

Hawaiian Telcom (HCOM) performed a cash and stock merger. Shareholders will receive $30.75 and 1.6305  shares of CBB for each share of HCOM previously held.

Retail Value (RVI) performed a spinoff of DDR. Shareholders will receive one share of RVI for every 10 shares of DDR previously held.

 

July 2, 2018

Kindred Healthcare, Inc. (KND) performed a cash merger. Shareholders will receive $9.00 per share.

Tallgrass Energy GP LP (TEGP) performed a ticker change to TGE.

TALLGRASS ENERGY PARTNERS LP (TEP) performed a stock merger. Shareholders will receive 2 shares of TGE for each share of TEP previously held.

Avanos Medical, Inc. (HYH) performed a ticker change to AVNS.

 

June 28, 2018

HEICO (HEI) performed a 5 for 4 forward split.

HEICO (HEI.A) performed a 5 for 4 forward split.

 

June 26, 2018

VelocityShares VIX Short Volatility Hedged ETN (XIVH) was liquidated.  Shareholders will receive $15.2897 per share of XIVH previously held.

VelocityShares VIX Tail Risk ETN  (BSWN) was liquidated. Shareholders will receive $10.6961 per share of BSWN previously held.

E-TRACS UBS Bloomberg CMCI Energy ETN (UBN) was liquidated. Shareholders will receive 8.9638 per share of UBN previously held.

VelocityShares VIX Variable Long/Short ETN (LSVX) was liquidated. Shareholders will receive $14.8886 per share of LSVX previously held.

ETRACS Monthly Reset 2xLeveraged S&P 500 total Return ETN (SPLX) was liquidated. Shareholders will receive $57.6387 per share of SPLX previously held.

E-TRACS UBS Bloomberg CMCI Industrial Metals ETN (UBM) was liquidated. Shareholders will receive $17.5496 per share of UBM previously held.

E-TRACS UBS Bloomberg CMCI Livestock ETN (UBC) was liquidated. Shareholders will receive $18.1404 per share of UBC previously held.

Kyocera ADR (KYO) performed a ticker change to KYOCY.

 

June 25, 2018

RPX (RPXC) was liquidated. Shareholders will receive $10.50 per share of RPXC previously held.

ARMO BioSciences (ARMO) was liquidated. Shareholders will receive $50.00 per share of ARMO previously held.

Analogic (ALOG) was liquidated. Shareholders will receive $84.00 per share of ALOG previously held.

Colony Capital (CLNS) performed a ticker change to CLNY.

 

June 21, 2018

8point3 Energy Partners LP Class A shares (CAFD) was liquidated. Shareholders will receive $12.48 per share of CAFD previously held.

Arch Capital (ACGL) performed a 3 for 1 forward split.

 

June 20, 2018

REX Gold Hedged S&P 500 ETF (GHS) was liquidated.

Naked Brand (NAKD) performed a 1 for 5 reverse split.

 

June 19, 2018

CHINA ZENIX AUTO INTERNATIONAL ADR (ZX) performed a ticker change to ZXAIY.

MOKO Social Media ADR (MOKOY) was delisted.

Porter Bank (PBIB) performed a ticker change to LMST.

Trex (TREX) performed a 2 for 1 forward split.

 

June 18, 2018

Time Warner (TWX) was acquired by AT&T (T). Shareholders will receive cash of $53.75 and 1.437 shares of T per TWX share previously held.

Spirited Funds/ETFMG Whiskey & Spirits ETF (WSKY) was liquidated.

Blackhawk Network (HAWK) performed cash merger. Shareholders will receive $45.25 per share of HAWK previously held.

Horizon Bancorp (HBNC) performed a 3 for 2 forward split.

 

June 15, 2018

Layne Christensen (LAYN) performed a stock merger. Shareholders will receive 0.27 shares of GVA for each share of LAYN previously held.

 

June 14, 2018

SPDR S&P 600 Small Cap ETF (SLY) performed a 2 for 1 forward split.

SPDR S&P 600 Small Cap Value ETF (SLYV) performed a 2 for 1 forward split.

SPDR S&P 400 Mid Cap Value ETF (MDYV) performed a 2 for 1 forward split.

SPDR S&P 600 Small Cap Growth ETF (SLYG) performed a 4 for 1 forward split.

 

June 13, 2018

ARO Liquidation (AROPQ) was declared worthless.

SPDR S&P 400 Mid Cap Growth ETF (MDYG) performed a 3 for 1 forward split.

 

June 12, 2018

Gener8 Maritime (GNRT) was acquired.

NeuroDerm (NDRM) was liquidated.

 

June 11, 2018

Premier Financial Bank (PFBI) performed a 5 for 4 forward split.

iBio (IBIO) performed a 1 for 10 reverse split.

 

June 8, 2018

Exponent (EXPO) performed a 2 for 1 forward split.

VelocityShares Daily 2x VIX Short Term ETN (TVIX) performed a 1 for 10 reverse split.

VelocityShares VIX Medium Term ETN (VIIZ) performed a 1 for 10 reverse split.

 

June 7, 2018

Cumulus Media (CMLSQ) was declared worthless.

Barclays ETN+ FI Enhanced Europe 50 ETN (FEEU) was liquidated.

Electrum Special Acquisition (ELEC) was liquidated.

Electrum Special Acquisition Units (ELECU) was liquidated.

Orbital ATK (OA) was liquidated. Shareholders will receive $134.50 for each share previously held.

Monsanto (MON) performed a cash merger. Shareholders will receive $128 for each share previously held.

 

June 6, 2018

General Cable (BGC) performed cash merger. Shareholders will receive $30 per share of BGC previously held.

Westar Energy (WR) performed stock merger. Shareholders will receive 1 shares of EVRG per each share of WR previously held.

Euroseas (ESEA) performed a spinoff of EDRY. For every 5 shares of ESEA held, shareholders will receive 1 share of EDRY.

DXC Technology Company (DXC) performed a spinoff of PRSP. For every 2 shares of DXC held, shareholders will receive 1 share of PRSP.

SPIRIT REALTY CAPITAL (SRC) performed a spinoff of SMTA. For every 10 shares of SRC held, shareholders will receive 1 share of SMTA.

Wyndham Destinations (WYND) performed a spinoff of WH. For every 1 shares of WYND held, shareholders will receive 1 share of WH.

Barclays ETN+ FI Enhanced Global High Yield ETN (FIGY)  was liquidated. Shareholders will receive $160.0672 for each share previously held.

 

June 5, 2018

Great Plains Energy (GXP) performed stock merger. Shareholders will receive .5981 shares of EVRG per each share of GXP previously held.

RELM Wireless (RWC) performed a ticker change to BKTI.

 

June 4, 2018

Gevo (GEVO)  performed a 1 for 20 reverse split.

ReShape Lifesciences (RSLS) performed a 1 for 15 reverse split.

TrovaGene (TROV) performed a 1 for 12 reverse split.

 

June 1, 2018

Fairmount Santrol (FMSA) was acquired.

Alliance (AHGP) was acquired.

Jaguar Health (JAGX) performed a 1 for 15 reverse split.

Xtrackers MSCI Brazil Hedged Equity ETF (DBBR) was liquidated.

Xtrackers MSCI EAFE Small Cap Hedged Equity ETF (DBES) was liquidated.

Oncolytics Biotech (ONCYD) performed a ticker change to ONCY.

 

May 31, 2018

LA QUINTA (LQ) was delisted.

 

May 30, 2018

Microsemi (MSCC) was liquidated. Shareholders will receive $68.78 for each share previously held.

Curis (CRIS) performed a 1 for 5 reverse split.

Delcath Systems (DCTH) performed a ticker change to DCTHD.

 

May 29, 2018

Acer Warrant (ACERW) have expired worthless.

FIVE OAKS INVESTMENT (OAKS) performed a ticker change to HCFT.

Resource Capital (RSO) performed a ticker change to XAN.

Atlantic Coast Financial (ACFC) performed a cash and stock merger. Shareholders will receive $1.39 and .17 shares of ABCB per each share of ACFC previously held.

Hardinge (HDNG) performed a cash merger. Shareholders will receive $18.50 for each share previously held.

Strategy Shares Active Alts Contrarian ETF (SQZZ) was liquidated.

ContraVir (CTRV) performed a 1 for 8 reverse split.

Windstream (WIN) performed a 1 for 5 reverse split.

 

May 25, 2018

REAL IND (RELYQ) performed a 1 for 200 reverse split and performed a ticker change to ELLH.

Fibrocell Science (FCSC) performed a 1 for 5 reverse split.

Bravo Brio Restaurant (BBRG) performed a cash merger. Shareholders will receive $4.05 for each share previously held.

China Lodging ADR (HTHT) performed a 4 for 1 forward split.

iShares, Inc. iShares MSCI EM ESG Optimized ETF (ESGE) performed a 2 for 1 forward split.

Hancock Whitney (HBHC) performed a ticker change to HWC.

ONCOLYTICS BIOTECH (ONCYF) performed a 2 for 19 reverse split and performed a ticker change to ONCYD.

 

May 24, 2018

ProShares UltraShort MSCI Brazil Capped (BZQ) performed a 1 for 5 reverse split.

ProShares Trust UltraShort MSCI Emerging Markets (EEV) performed a 1 for 5 reverse split.

ProShares UltraShort Dow 30 (DXD) performed a 1 for 4 reverse split.

ProShares UltraPro Short S&P 500 (SPXU) performed a 1 for 4 reverse split.

ProShares Short MidCap400 (MYY) performed a 1 for 4 reverse split.

ProShares UltraShort QQQ (QID) performed a 1 for 4 reverse split.

ProShares Short Dow30 (DOG) performed a 1 for 4 reverse split.

ProShares UltraShort FTSE China 50 of ProShares Trust (FXP) performed a 1 for 4 reverse split.

ProShares Trust ProShares UltraPro Short NASDAQ Biotechnology (ZBIO) performed a 1 for 2 reverse split.

ProShares UltraShort Semiconductors (SSG) performed a 1 for 2 reverse split.

ProShares UltraShort Basic Materials (SMN) performed a 1 for 2 reverse split.

ProShares Short Financials (SEF) performed a 1 for 2 reverse split.

Cytori Therapeutics (CYTX) performed a 1 for 10 reverse split.

Achieve Life Sciences (ACHV) performed a 1 for 10 reverse split.

Leucadia National (LUK) performed a ticker change to JEF.

ProShares Ultra MidCap400 (MVV) performed a 3 for 1 forward split.

ProShares Ultra Financials (UYG) performed a 3 for 1 forward split.

ProShares Ultra Dow30 (DDM) performed a 3 for 1 forward split.

ProShares Ultra MSCI EAFE (EFO) performed a 3 for 1 forward split.

ProShares UltraPro S&P 500 (UPRO) performed a 3 for 1 forward split.

ProShares Ultra MSCI Japan (EZJ) performed a 3 for 1 forward split.

ProShares Ultra Semiconductors (USD) performed a 3 for 1 forward split.

ProShares UltraPro QQQ (TQQQ) performed a 3 for 1 forward split.

 

May 23, 2018

Rosetta Genomics (ROSG) performed a ticker change to ROSGF.

First Federal of Northern Michigan Bank (FFNM) performed a stock merger. Shareholders will receive 0.5760 of MFNC per each share of FFNM previously held.

 

May 22, 2018

REX ENERGY (REXX) performed a ticker change to REXXQ.

CommerceHub (CHUBA) performed a cash merger. Shareholders will receive $22.75 for each share previously held.

CommerceHub (CHUBK) performed a cash merger. Shareholders will receive $22.75 for each share previously held.

Rosetta Genomics (ROSG) performed a ticker change to ROSGF.

Petrobras Argentina (PZE) performed a stock merger. Shareholders will receive 0.2101 shares of PAM per each share of PZE previously held.

 

May 21, 2018

ZAIS (ZAIS) was liquidated. Shareholders will receive $4.1 for each share previously held.

Petrobras Argentina (PZE) was acquired.

Grana Y Montero ADR (GRAM) performed a ticker change to GRAMY.

DDR (DDR) performed a 1 for 2 reverse split.

 

May 18, 2018

Janus Detroit Street Trust Janus Henderson SG Global Quality Income ETF (SGQI) was liquidated.

Siliconware Precision Industries ADR (SPIL) was liquidated.

China Precision Steel (CPSL) was delisted.

Correvio Pharma (CRME) performed a ticker change to CORV.

 

May 17, 2018

AveXis (AVXS) performed a cash merger. Shareholders will receive $218 for each share previously held.

E-TRACS UBS Long Platinum ETN (PTM) was liquidated.

LiNiu (LINU) performed a ticker change to LINUF.

RAIT Financial Trust 7.625% Senior Note due 2024 (RFT) performed a ticker change to RFTT.

Sesen Bio (EBIO) performed a ticker change to SESN.

Statoil ASA (STO) performed a ticker change to EQNR.

Correvio Pharma (CORV) performed a ticker change to CORV.

Stone Energy Warrants (SGY+) performed a stock merger. Shareholders will receive 1 shares of TALO+ per each share of SGY+ previously held.

 

May 14, 2018

Dover (DOV) performed a spinoff of APY. For every 1 shares of DOV held, shareholders will receive 0.5 share of APY.

OptimizeRx (OPRX) performed a ticker change to OPRXD.

LiNiu (LINU) performed a ticker change to LINUF.

Primero Mining (PPPMF) performed a stock merger. Shareholders will receive 0.0333 share of AG for each share of PPPMF previously held.

 

May 11, 2018

Mobileye NV Amstelveen Ordinary Shares (Netherlands) (MBBYF) was delisted.

EV Energy Partners, L.P. Common Units Representing Limited Partnership Interest (EVEP) was delisted.

Chicago Bridge & Iron Co (CBI) performed a stock merger. Shareholders will receive 0.82407 shares of MDR per each share of CBI previously held.

Biolase, Inc (BIOL) performed a 1 for 5 reverse split.

Stone Energy Corporation (SGY) performed a stock merger. Shareholders will receive 1 share of TALO per each share of SGY previously held.

 

May 10, 2018

Stone Energy Warrants (SGY+) was delisted.

REAL IND (RELYQ) was delisted.

The9 (NCTY) performed a 1 for 3 reverse split.

McDermott (MDR) performed a 1 for 3 reverse split.

 

May 7, 2018

Impax Laboratories (IPXL) performed a ticker change to AMRX.

Argo Group International Holdings (AGII) performed a ticker change to ARGO.

Stellar Biotechnologies (SBOT) performed a 1 for 7 reverse split.

Fusion Connect (FSNN) performed a 2 for 3 reverse split.

 

May 3, 2018

Till Capital Ltd. Restricted Voting Shares (TIL) performed a ticker change to TILCF.

MuleSoft (MULE) was acquired.

 

May 2, 2018

Delcath Systems (DCTH) performed a 1 for 500 reverse split, and a ticker change to DCTHD.

iShares Global 100 ETF (IOO) performed a 2 for 1 forward split.

iShares Global Healthcare ETF (IXJ) performed a 2 for 1 forward split.

 

May 1, 2018

Aberdeen Chile (CH) Fund performed a ticker change to AEF.

Meridian Waste Solutions (MRDN) performed a ticker change to ATIS.

 

April 27, 2018

Erin Energy (ERN) performed a ticker change to ERINQ.

Archrock Partners (APLP) performed a stock merger. Shareholders will receive 1.4 shares of AROC per each share of APLP previously held.

Burcon NutraScience (BUR) performed a ticker change to BUROF.

 

April 25, 2018

Blue Buffalo Pet Products (BUFF) performed a cash merger. Shareholders will receive $40 for each share previously held.

Republican Policies Fund (GOP) was liquidated.

Democratic Policies Fund (DEMS) was liquidated.

WESTMORELAND COAL (WLB) performed a ticker change to WLBA

 

April 24, 2018

Cogentix Medical (CGNT) performed a cash merger. Shareholders will receive $3.85 for each share previously held.

U.S. Geothermal (HTM) performed a cash merger. Shareholders will receive $5.45 for each share previously held.

Ashford Hospitality Prime (AHP) performed a ticker change to BHR.

 

April 23, 2018

STG Group (STGG) performed a ticker change to STGGQ.

Fenix Parts (FENX) performed a cash merger. Shareholders will receive $0.40 for each share previously held.

Bear State Financial (BSF) performed a cash merger. Shareholders will receive $10.28 for each share previously held.

Ability Warrants (ABIWD) performed a ticker change to ABIWF.

U.S. Tax Reform Fund (TAXR) performed a ticker change to PLCY.

First Trust Taiwan AlphaDex Fund (FTW) performed a ticker change to NFTY.

 

April 20, 2018

Atossa Genetics (ATOS) performed a 1 for 12 reverse split.

 

April 19, 2018

ARO Liquidation Inc Common Stock (AROPQ) was delisted.

RENTECH INC Common Stock (RTKHQ) was delisted.

 

April 18, 2018

Advanced Semiconductor (ASX) was delisted.

Siliconware Precision Industries (SPIL) was acquired.

National Research (NRCIA) performed a ticker change to NCR.

InVivo Therapeutics (NVIV) performed a 1 for 25 reverse split.

National Research (NRCIB) was delisted. Shareholders of NRCIB will receive one share of NCR and $19.59 for each share of NRCIB previously held.

 

April 17, 2018

DST Systems (DST) performed a cash merger. Shareholders will receive $84 for each share previously held.

Bay Bancorp (BYBK) performed a stock merger. Shareholders will receive 0.4088 shares of OLBK per each share of BYBK previously held.

 

April 16, 2018

Cogint (COGT) performed a ticker change to FLNT.

 

April 13, 2018

Barclays Bk PLC I Path S P GSCI Crude Oil Total Return ETN Due 08 14 2036 United Kingdom (OIL) performed a ticker change to OILNF.

Barclays Bk PLC I Path Dow Jones UBS Coffee Subindex Total Return ETN Due June 24 2038 United Kingdom (JO) performed a ticker change to JJOFF.

Barclays Bk PLC I Path Global Carbon ETN Due 06 24 2038 United Kingdom (GRN) performed a ticker change to GRNTF.

NTT DOCOMO Inc American Depositary Receipts Sponsored Japan (DCM) performed a ticker change to DCMYY.

Barclays Bk PLC I Path Bloomberg Grains Subindex Total Return ETN Due 10 22 2037 United Kingdom (JJG) performed a ticker change to JJGTF.

Barclays Bk PLC I Path Bloomberg Copper Subindex Total Return ETN Due 10 02 2037 United Kingdom (JJC) performed a ticker change to JJCTF.

Barclays Bk PLC I Path Dow Jones UBS Sugar Subindex Total Return ETN Due June 24 2038 United Kingdom (SGG) performed a ticker change to SGGFF.

Barclays Bk PLC I Path Bloomberg Livestock Subindex Total Return ETN Due 10 22 2037 United Kingdom (COW) performed a ticker change to COWTF.

Barclays Bk PLC I Path Bloomberg Nickel Subindex Total Return ETN Due 10 22 2037 United Kingdom (JJN) performed a ticker change to JJNTF.

Barclays Bk PLC I Path Bloomberg Cotton Subindex Total Return ETN Due 06 24 2038 United Kingdom (BAL) performed a ticker change to BALTF.

Barclays Bk PLC I Path MSCI India Index Total Return ETN Due 12 18 2036 United Kingdom (INP) performed a ticker change to INPTF.

Barclays Bk PLC I Path Bloomberg Industrial Metals Subindex Total Return ETN Due 10 22 2037 United Kingdom (JJM) performed a ticker change to JJMTF.

Barclays Bk PLC I Path Dow Jones UBS Aluminum Subindex Total Return ETN Due June 24 2038 United Kingdom (JJU) performed a ticker change to JJUFF.

Barclays Bk PLC I Path Dow Jones UBS Platinum Subindex Total Return ETN Due June 24 2038 United Kingdom (PGM) performed a ticker change to PGMFF.

Barclays Bk PLC I Path Bloomberg Energy Subindex Total Return ETN Due 10 22 2037 United Kingdom (JJE) performed a ticker change to JJETF.

Barclays Bk PLC I Path CBOE S P 500 Buy Write Index ETN Due 05 28 2037 United Kingdom (BWV) performed a ticker change to BWVTF.

Barclays Bk PLC I Path Optimized Currency Carry ETN Due 01 28 2038 United Kingdom (ICI) performed a ticker change to ICITF.

Barclays Bk PLC I Path Bloomberg Agriculture Subindex Total Return ETN Due 10 22 2037 United Kingdom (JJA) performed a ticker change to JJATF.

Barclays Bk PLC I Path Dow Jones UBS Precious Metals Subindex Total Return ETN Due June 24 2038 (JJP) performed a ticker change to JJPFF.

BARCLAYS BK PLC I Path Dow Jones UBS Softs Subindex Total Return ETN Due June 24 2038 (JJS) performed a ticker change to JJSSF.

Barclays Bk PLC Inverse S P 500 VIX Short Term Futures ETN Due 7 17 2020 United Kingdom (XXV) performed a ticker change to XXVFF.

iPath Pure Beta Coffee ETN (CAFE) was delisted.

iPath Pure Beta Cocoa ETN (CHOC) was delisted.

iPath Pure Beta Nickel ETN (NINI) was delisted.

iPath Pure Beta Sugar ETN (SGAR) was delisted.

iPath Pure Beta Cotton ETN (CTNN) was delisted.

iPath Pure Beta Copper ETN (CUPM) was delisted.

iPath Pure Beta Aluminum ETN (FOIL) was delisted.

iPath Pure Beta Livestock ETN (LSTK) was delisted.

iPath Pure Beta S&P GSCI Weighted ETN (SBV) was delisted.

Ply Gem Holdings (PGEM) performed a cash merger. Shareholders will receive $21.64 for each share previously held.

 

April 12, 2018

REX ENERGY CORP Common Stock (REXX) was delisted.

Long Blockchain Corp Cmn Stk Common Stock (LBCC) was delisted.

Ply Gem Holdings Inc (PGEM) was acquired. Shareholders will receive $21.64 per share.

 

April 10, 2018

CSRA Inc (CRSA) performed a cash merger. Shareholders will receive $41.25 per share.

First Acceptance Corp. (FAC) performed a ticker change to FACO.

Dynegy Inc (DYN) performed a stock merger. Shareholders will receive 0.652 shares of VST per each share of DYN previously held.

Breitburn Energy Partners LP Common Units Representing Limited Partnership (BBEPQ) was delisted.

 

April 6, 2018

Turtle Beach (HEAR) performed a 1 for 4 reverse split.

Callidus Software (CALD) performed a cash merger. Shareholders will receive $36 for each share previously held.

Fogo de Chao (FOGO) performed a cash merger. Shareholders will receive $15.75 for each share previously held.

 

April 5, 2018

Celadon Group (CGI) performed a ticker change to CGIP.

 

April 4, 2018

Almost Family (AFAM) performed a stock merger. Shareholders will receive 0.915 shares of LHCG for each share of AFAM previously held.

CSRA (CSRA) performed a cash merger. Shareholders will receive $41.25 for each share previously held.

Orexigen Therapeutics (OREX) performed a ticker change to OREXQ.

 

April 3, 2018

Check-Cap (CHEK) performed a 1 for 12 reverse stock split.

 

April 2, 2018

Mitsubishi UFJ Financial Group (MTU) performed a ticker change to MUFG.

pSivida (PSDV) performed a ticker change to EYPT.

Clifton Bancorp (CSBK) performed a stock merger. Shareholders will receive 1.1910 shares of KRNY for each share of CSBK previously held.

MainSource Financial Group (MSFG) performed a stock merger. Shareholders will receive 1.3875 share of FFBC for each share of MSFG previously held.

Terra Nitrogen Company (TNH) performed a cash merger. Shareholders will receive $84.033 for each share previously held.

Summit Water ETF (WTRX) was liquidated.

 

March 29, 2018

Brown Brown Inc (BRO) performed a 2 for 1 forward split.

Direxion Daily Energy Bear 3 X Shares (ERY) performed a 1 for 5 reverse split.

Direxion Daily S P Biotech Bear 3 X Shares (LABD) performed a 1 for 10 reverse split.

Direxion Daily Emerging Markets Bear 3 X Shares (EDZ) performed a 1 for 5 reverse split.

Direxion Daily Technology Bear 3 X Shares (TECS) performed a 1 for 5 reverse split.

Direxion Daily FTSE China Bear 3 X Shares (YANG) performed a 1 for 10 reverse split.

 

March 28, 2018

IDT Corporation (IDT) performed a spinoff of RFL. For every 2 shares of IDT held, shareholders will receive 1 share of RFL.

 

March 27, 2018

Snyders-Lance (LNCE) performed a cash merger. Shareholders will receive $50 for each share previously held.

iShares iBonds Mar 2018 Term Corporate ETF (IBDB) was liquidated.

 —

Cogint (COGT) performed a spinoff of RDVTV. For every 7.5 shares of COGT held, shareholders will receive 1 share of RDVTV.

EnerJex Resources (ENRJ) performed a 1 for 25 reverse stock split, and a ticker change to UAVS.

 

March 26, 2018

BrightSphere Investment Group plc (OMAM) performed a ticker change to BSIG.

TOP Ships, Inc. (TOPS) performed a 1 for 10 reverse split.

 

March 23, 2018

TICC Capital (TICC) performed a ticker change to OXSQ.

Crystal Rock Holdings (CRVP) performed a cash merger. Shareholders will receive $0.97 for each share previously held.

Ability (ABIL, ABIWF) performed a 1 for 10 reverse stock split.

Ritter Pharmaceuticals (RTTR) performed a 1 for 10 reverse stock split.

 

March 22, 2018

INTERCLOUD SYS INC Common Stock (ICLDD) performed a ticker change to ICLD.

 

March 21, 2018

Energy XXI Gulf Coast (EXXI) performed a ticker change to EGC.

Janus Detroit Street Trust (SPXH) was liquidated.

Janus Velocity Tail Risk Hedged (TRSK) was liquidated.

Fieldpoint Petroleum Corp Warrant Exp 03/23/2018 (FPPPW) was delisted.

Key Technology (KTEC) performed a cash merger. Shareholders will receive $26.75 for each share previously held.

 

March 20, 2018

Bill Barrett Corp (BBG) performed a stock merger. Shareholders will receive 1 share of HPR for each share of BBG previously held.

Andina Acquisition Corp (ANDA) performed a stock merger. Shareholders will receive 1 share of LAZY for each share of ANDA previously held.

ProShares Ultra Bloomberg Natura (BOIL) performed a 1 for 5 reverse split.

 

March 19, 2018

Aflac (AFL) performed a 2 for 1 forward split.

IQ Canada Small Cap ETF (CNDA) was liquidated.

IQ Australia Small Cap ETF (KROO) was liquidated.

IQ Global Oil Small Cap ETF (IOIL) was liquidated.

WisdomTree Japan Hedged Real Estate Fund (DXJR) was liquidated.

WisdomTree Trust WisdomTree United Kingdom Hedged Equity Fund (DXPS) was liquidated.

WisdomTree Global ex-U.S. Hedged Real Estate Fund (HDRW) was liquidated.

WisdomTree Japan Hedged Capital Goods Fund (DXJC) was liquidated.

WisdomTree Japan Hedged Health Care Fund (DXJH) was liquidated.

WisdomTree Global ex-U.S. Hedged Dividend Fund (DXUS) was liquidated.

WisdomTree Strong Dollar Emerging Markets Equity Fund (EMSD) was liquidated.

 

March 16, 2018

New York REIT (NYRT) performed a 1 for 10 reverse split.

iShares 2018 Investment Grade Corporate Bond ETF (IBCC) was liquidated.

Andina Acquisition Corp. II (ANDAANDAW, ANDAU, ANDAR) was delisted.

Bioverativ (BIVV) performed a cash merger. Shareholders will receive $105.00 for each share previously held.

 

March 14, 2018

NQ Mobile (NQ) performed ticker change to LKM.

 

March 12, 2018

Cascadian Therapeutics (CASC) performed a cash merger. Shareholders will receive $10.00 for each share previously held.

Liberty Interactive (QVCA) performed a ticker change to QRTEA.

Liberty Interactive Corporation (LVNTA) was delisted.

Deutsche High Incm Opportunities (DHG) was liquidated.

 

March 9, 2018

Bioverativ (BIVV) performed a cash merger. Shareholders will receive $105.00 for each share previously held.

Calgon Carbon (CCC) performed a cash merger. Shareholders will receive $21.50 for each share previously held.

Calpine (CPN)  performed a cash merger. Shareholders will receive $15.25 for each share previously held.

InfoSonics (IFON) performed a 1 for 5 reverse split.

 

March 7, 2018

GREAT BASIN SCIENTIFIC (GBSN) performed a ticker change to GBSNQ.

Juno Therapeutics (JUNO) performed a cash merger. Shareholders will receive $87.00 for each share previously held.

Scripps Networks (SNI) was acquired by DISCA.

 

March 6, 2018

FREESEAS (FREED) performed a ticker change to FREEF.

 

March 5, 2018

China Xiniya Fashion (XNY) performed a ticker change to DXF.

Rand Logistics (RLOGQ) was delisted.

Camber Energy (CEI) performed a 1 for 25 reverse split.

Perkins Oil & Gas (PEKND) performed a ticker change to OOIL.

 

March 2, 2018

Brown-Forman Class B (BF.B) performed a 5 for 4 forward split.

Brown-Forman Class A (BF.A) performed a spin off of Brown-Forman Class B (BF.B). For every 4 shares of BF.A held, shareholders will receive 1 share of BF.B.

 

March 1, 2018

Regal Entertainment Group (RGC) performed a cash merger. Shareholders will receive $23.00 for each share previously held.

Entellus Medical (ENTL) performed a cash merger. Shareholders will receive $24.00 for each share previously held.

 

February 28, 2018

Priceline (PCLN) performed a ticker change to BKNG.

Straight Path Communications (STRP) was acquired.

Welltower (HCN) performed a ticker change to WELL.

 

February 26, 2018

Tenax Therapeutics (TENX) performed a 1 for 20 reverse split.

 

February 23, 2018

Intercloud System (ICLD) performed a 1 for 100 reverse split, and a ticker change to ICLDD.

 

February 22, 2018

Origo Acquisition Corporation Warrants (OACQW) performed a ticker change to OAQCF, and was delisted.

VelocityShares Daily Inverse VIX Short Term ETN (XIV) was liquidated. Shareholders will receive $5.99 per share.

 

February 20, 2018

Vaxart (VXRT) performed a 1 for 11 reverse split.

 

February 16, 2018

MabVax Therapeutics (MBVX) performed a 1 for 3 reverse split.

 

February 15, 2018

Xtant Medical Holdings (XTNT) performed a 1 for 12 reverse split.

Exactech (EXAC) was acquired.

 

February 14, 2018

Yangtze River Development (YERR) performed a ticker change to YRIV.

Sucampo Pharmaceuticals (SCMP) performed a cash merger. Shareholders will receive $18.00 for each share previously held.

 

February 13, 2018

Cenveo Inc (CVO)  performed a ticker change to CVOVQ, and was delisted.

CalAtlantic Group (CAA) was acquired by Lennar (LEN).

 

February 12, 2018

Nashville Area ETF (NASH) was liquidated.

Silver Run Acquisition Corporation (SRUN) performed a ticker change to AMR.

Barracuda Networks, Inc. (CUDA) performed a cash merger. Shareholders will receive $27.55 for each share previously held.

Walter Investment Mgt Corp (WAC) performed a ticker change to DHCP.

 

February 9, 2018

ETFMG Alternative Harvest ETF (MJX) performed a ticker change to MJ.

Simmons First National Corporation (SFNC) performed a 2 for 1 forward split.

Bio-Path Holdings (BPTH) performed a 1 for 10 reverse split.

Ignyta (RXDX) was acquired. Shareholders will receive $27 per share.

 

February 8, 2018

InspireMD (NSPR) performed a 1 for 35 reverse split.

Sun Bancorp (SNBC) was acquired by OceanFirst Financial Corp (OCFC).

 

February 7, 2018

Alon USA Partners (ALDW) performed a stock merger. Shareholders will receive 0.49 shares of DK for each share of ALDW previously held.

 

February 6, 2018

Inpixon (INPX) performed a 1 for 30 reverse split.

FREESEAS (FREEF) performed a 1 for 5000 reverse split, and a ticker change to FREED.

BON-TON STORES  (BONT) performed a ticker change to BONTQ.

Buffalo Wild Wings (BWLD) performed a cash merger. Shareholders will receive $157.00 for each share previously held.

 

February 5, 2018

Global Partner Acquisition Corp. (GPAC, GPACW) performed a ticker change to PRPL, PRPLW.

BroadSoft (BSFT) performed a cash merger. Shareholders will receive $55.00 for each share previously held.

YuMe (YUME) was acquired.

 

February 2, 2018

Skyline Medical (SKLN) performed a ticker change to AIPT.

Bank Mutual Corporation (BKMU) performed a stock merger. Shareholders will receive 0.422 shares of ASB for each share of BKMU previously held.

Bazaarvoice (BV) performed a cash merger. Shareholders will receive $5.50 for each share previously held.

 

February 1, 2018

Avinger (AVGR) performed a 1 for 40 reverse split.

Rand Logistics (RLOG) performed a ticker change to RLOGQ.

WPCS International (WPCS) performed a 1 for 4 reverse split, and a ticker change to DCAR.

Patriot National (PNTP) performed a ticker change to PNTPQ.

Harte-Hanks (HHS) performed a 1 for 10 reverse split.

Monster Digital (MSDI) performed a 1 for 10 reverse split, and a ticker change to INNT.

TerraVia Holdings (TVIAQ) has delisted.

Repros Therapeutics (RPRX) performed a cash merger. Shareholders will receive $0.67 for each share previously held.

Authentidate Holding Corp. (ADAT) performed a ticker change to AGHC.

 

January 31, 2018

Avinger (AVGR) performed a 1 for 40 reverse split.

Rand Logistics (RLOG) performed a ticker change to RLOGQ.

WPCS International (WPCS) performed a 1 for 4 reverse split, and a ticker change to DCAR.

 

January 29, 2018

CTI BioPharma (CTIC) has delisted.

Paragon Commercial (PBNC) performed a stock merger. Shareholders will receive 1.725 shares of TOWN for each share of PBNC previously held.

 

January 26, 2018

Zosano Pharma (ZSAN) performed a 1 for 20 reverse split.

 

January 24, 2018

Arcadia Biosciences (RKDA) performed a 1 for 20 reverse split.

 

January 23, 2018

Biostage (BSTGD) performed a ticker change to BSTG.

 

January 22, 2018

Heat Biologics (HTBX) performed a 1 for 10 reverse split.

Oragenics (OGEN) performed a 1 for 10 reverse split.

OpGen (OPGN) performed a 1 for 25 reverse split.

WINDTREE THERAPEUTICS (WINTD) performed a ticker change to WINT.

Thai Fund (TTF) was liquidated.

 

January 19, 2018

Argos Therapeutics (ARGS) performed a 1 for 20 reverse split.

 

January 18, 2018

HEICO (HEI) performed a 5 for 4 forward split.

MagneGas (MNGA) performed a 1 for 15 reverse split.

Neothetics (NEOT) performed a 1 for 6 reverse split, and a ticker change to EVFM.

IXYS Corporation (IXYS) was acquired by Littelfuse (LFUS). Shareholders of IXYS will either receive $23.00 per share OR 0.1265 shares of LFUS for each share of IXYS previously held.

 

January 16, 2018

Vantiv (VNTV) performed a ticker symbol change to WP.

Bob Evans Farms (BOBE) acquired by Post Holdings (POST). Shareholders will receive $77 per share.

 

January 12, 2018

Enzymotec (ENZY) was acquired. Shareholders of ENZY will receive $11.90 per share.

 

January 9, 2018

RXi Pharmaceuticals (RXII) performed a 1 for 10 reverse split.

DAKOTA PLAINS HLDGS (DAKPQ) was delisted.

 

January 8, 2018

Peregrine Pharmaceuticals (PPHM) performed a ticker change to CDMO.

FORM Holdings (FH) performed a ticker change to XSPA.

Cleantech Solutions (CLNT) performed a ticker change to SEII.

INC Research Holdings (INCR) performed a ticker change to SYNH.

 

January 5, 2018

United States Natural Gas (UNG) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu of fractional shares.

Long Island Iced Tea (LTEA) performed a ticker change to LBCC.

Inotek Pharmaceuticals (ITEK) performed a ticker change to RCKT.

 

January 4, 2018

Staffing 360 Solutions (STAF) performed a 1 for 5 reverse split.

Eastside Distilling (ESDI) performed a ticker change to EAST.

Eastside Distilling Warrants (ESDIW) performed a ticker change to EASTW.

Silver Spring Networks (SSNI) was acquired by Itron (ITRI). Shareholders of SSNI will receive $16.25 per share.

Cone Midstream (CNXX) performed a ticker change CNXM.

 

January 3, 2018

Liberty Global Class A (LILA) performed a spinoff of Liberty Latin America Class A (LILAV). For every 1 share of LILA held, shareholders will receive 1 share of LILAV.

Liberty Global Class C (LILAK) performed a spinoff of Liberty Latin America Class C (LILKV). For every 1 share of LILAK held, shareholders will receive 1 share of LILKV.

Unilife (UNISQ) was delisted.

 

January 2, 2018

Galena Biopharma (GALE) performed a 1 for 30 reverse split, and a ticker change to SLS.

Potash (POT) performed a stock merger. Shareholders will receive .4 shares of NTR for each share of POT previously held.

Agrium (AGU) performed a stock merger. Shareholders will receive 2.23 shares of NTR for each share of AGU previously held.

HSN (HSNI) performed a stock merger. Shareholders will receive 1.65 shares of QVCA for each share of HSNI previously held.

Xenith Bankshares (XBKS) performed a stock merger. Shareholders will receive .9354 shares of UBSH for each share of XBKS previously held.

MGC Diagnostics (MGCD) was acquired. Shareholders will receive $11.03 per share.

Sunshine Bancorp (SBCP) performed a stock merger. Shareholders will receive .89 shares of CSFL for each share of SBCP previously held.

WashingtonFirst Bankshares (WFBI) performed a stock merger. Shareholders will receive .8713 shares of SASR for each share of WFBI previously held.

Healthsouth (HLS) performed a ticker change to EHC.

 

December 29, 2017

China Xiniya Fashion (XNY) performed a 1 for 3 reverse split. Shareholders will receive cash in lieu of fractional shares

CMTSU Liquidation (CBRIQ) performed a ticker change to CBRI.

TerraForm Global (GLBL) was acquired. Shareholders will receive $5.10 per share.

Global Brokerage (GLBR) was delisted.

Sorrento Tech (ROKA) was delisted.

Guggenheim BulletShares 2017 High Yield (BSJH) was delisted.

 —

Guggenheim BulletShares 2017 Corporate Bond (BSCH) was delisted.

CR Bard (BCR) performed a stock merger. Shareholders will receive .5077 shares of BDX and $222.93 for each share of BCR previously held.

 

December 28, 2017

Graco (GGG) performed a 3 for 1 forward split.

Exco Res (XCO) performed a ticker change to XCOO, and was delisted.

Fortress Investment Group (FIG) was acquired. Shareholders will receive $8.08 per share. 

 

December 27, 2017

Gigamon (GIMO) was acquired. Shareholders will receive $38.50 per share.

 

December 26, 2017

Tierra XP Latin America Real Estate ETF (LARE) performed a ticker change to MJX.

NewStar Financial (NEWS) was acquired. Shareholders will receive $11.44 per share.

Turkish Inv Fund (TKF) was liquidated.

PowerShares Europe Currency Hedged Low Volatility Portfolio (FXEU) was liquidated.

PowerShares Developed EuroPacific Currency Hedged Low Volatility Portfolio (FXEP) was liquidated.

PowerShares Japan Currency Hedged Low Volatility Portfolio (FXJP) was liquidated.

 

December 22, 2017

Biostage (BSTG) performed a 1 for 20 reverse split, and a ticker change to BSTGD.

Windtree Therapeutics (WINT) performed a 1 for 20 reverse split, and a ticker change to WINTD.

Old PSG Wind-Down (PSGLQ) filed for bankruptcy, and was delisted.

 

December 21, 2017

Ignite Restaurant (IRGTQ) filed for bankruptcy and was delisted.

Planet Payment (PLPM) was acquired. Shareholders will receive $4.50 per share.

Arc Logistics (ARCX) was acquired. Shareholders will receive $16.50 per share.

 

December 20, 2017

VelocityShares 3x Long Natural Gas (UGAZ) performed a 1 for 10 reverse split.

CPI Card (PMTS) performed a 1 for 5 reverse split.

Omega Protein (OME) was acquired. Shareholders will receive $22 per share.

Rentech (RTKH) filed for bankruptcy and performed a ticker change to RTKHQ.

 

December 19, 2017

Insperity (NSP) performed a 2 for 1 forward split.

Xtrackers MSCI Eurozone High Dividend Yield Hedged Equity ETF (HDEZ) was liquidated.

Xtrackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETF (HDEE) was liquidated.

 

December 18, 2017

WisdomTree Managed Futures (WDTI) performed a ticker change to WTMF.

Pendrell (PCO) performed a ticker change to PCOA and was delisted.

BEBE (BEBE) was delisted.

Nortel Invesora (NTL) performed a stock merger. Shareholders will receive 1.3456 shares of TEO for each share of NTL previously held

IShares iBonds (IBDJ) was liquidated.

 

December 15, 2017

Cobalt Intl Energy (CIE) filed for bankruptcy, and performed a ticker change to CIEIQ.

Tesco (TESO) was acquired by Nabors (NBR). Shareholders of TESO will receive 0.68 shares of NBR for each share of TESO previously held.

Inventure Foods (SNAK) was acquired. Shareholders will receive $4.00 per share.

O'Shares FTSE Europe ETF (OEUH) was liquidated. Shareholders will receive $27.10 per share.

O'Shares FTSE Asia ETF (OAPH) was liquidated. Shareholders will receive $29.26 per share.

Vanguard Natural Resources (VNRSQ) filed for bankruptcy and delisted. Shareholders of VNRSQ will receive 0.0048920 warrants (VNRWW) for each share of VNRSQ previously held.

Delta Technology Warrants (DELTW) expired.

Royal Bancshares of Pennsylvania (RBPAA) was acquired by Bryn Mawr Bank (BMTC). Shareholders of RBPAA will receive 0.1025 share of BMTC for each share of RBPAA previously held.

 

December 13, 2017

J.G. Wentworth (JGWE) filed for bankruptcy and performed a ticker change to JGWEQ.

 

December 12, 2017

Ocera Therapeutics (OCRX) was acquired by Mallinckrodt (MNK). Shareholders will receive $1.52 per share, plus 1 Contingent Value Right to receive one or more payments in cash up to $2.58 per share.

 

December 11, 2017

Patrick Industries (PATK) performed a 3 for 2 forward split.

 

December 8, 2017

PharMerica (PMC) was acquired. Shareholders will receive $29.25 per share.

Numerex (NMRX) was acquired by Sierra Wireless (SWIR). Shareholders of NMRX will receive 0.18 shares of SWIR for each share of NMRX previously held.

 

December 7, 2017

Delphi Automotive (DLPH) performed a ticker and name change to Aptiv (APTV). APTV then performed a spinoff of DLPH. For every 3 shares of held, shareholders will receive 1 share of DLPH.

 

December 6, 2017

Lennar (LEN) performed a spinoff of Lennar Corporation (LEN.B). For every 50 shares of LEN held, shareholders will receive 1 share of LEN.B.

 

December 5, 2017

Pendrell Corporation (PCO) performed a 1 for 100 reverse split.

 

December 4, 2017

Cognex Corporation (CGNX) performed a 2 for 1 forward split.

Synthesis Energy Systems, Inc. (SYMX) performed a 1 for 8 reverse split, and a ticker change to SES.

FIFTH STR ASSET MGMT INC (FSAM) was liquidated.

 

December 1, 2017

Delicate Sys Inc Common Stock (DCTHD) performed a ticker change to DCTH.

Cumulus Media Inc Common Stock (CMLS) performed a ticker change to CMLSQ.

iShares Nasdaq Biotechnology ETF (IBB) performed a 3 for 1 forward split.

Prima BioMed Ltd American Depositary Shares (PBMD) performed a ticker change to IMMP.

Capital Bank Financial Corp. (CBF) was acquired by First Horizon National (FHN). Shareholders of CBF will either receive $40.573 per share OR 2.1732 shares of FHN for each share of CBF previously held.

 

November 30, 2017

SPDR S&P Insurance ETF (KIE) performed a 3 for 1 forward split.

SPDR Bloomberg Barclays 1-3 Mont (BIL) performed a 1 for 2 reverse split

 

November 29, 2017

CNX Resources Corporation (CNX) performed a spinoff of Consol Energy Inc. (CEIX). For every 8 shares of CNX held, shareholders will receive 1 share of CEIX.

Sonus Networks, Inc. (SONS) performed a ticker change to RBBN.

CNX Coal Resources LP (CNXC) performed a ticker change to CCR.

 

November 28, 2017

FieldPoint Petroleum Corporation (FPP) and FieldPoint Petroleum Corporation Common Stock Purchase Warrants (FPP+) were delisted.

WPP plc American Depositary Shares (WPPGY) performed a ticker change to WPP.

 

November 24, 2017

Novogen Limited American Depositary Shares (NVGN) performed a ticker change to KZIA.

Richmont Mines Inc (RIC) performed a stock merger into AGI.

 

November 22, 2017

Eltek (ELTK) performed a 1 for 5 reverse split

VWR Corporation (VWR) was liquidated. Shareholders will receive $33.25 per share.

Gol Linhas Aereas Inteligentes (GOL) performed a 2.5 for 1 forward split.

 

November 21, 2017

Internap Corporation (INAP) performed a 1 for 4 reverse split.

Fidelity Natl Financial, Inc. (FNFV) performed a stock merger into CNNE

Federated Premier Intermediate M (FPT) performed a stock merger into FMN.

State National Companies, Inc. (SNC) was liquidated. Shareholders will receive $21 per share.

Exa Corporation (EXA) was liquidated. Shareholders will receive $24.25 per share.

 

Gol Linhas Aereas Inteligentes (GOL) performed a 2.5 for 1 forward split.

Samson Oil & Gas Limited American Depositary Receipts - Sponsored (SSN) performed a ticker change to SSNYY, and was delisted.

 

November 20, 2017

The Maitowoc Company, Inc. (MTW) performed a 1 for 4 reverse split.

Spark Networks Inc. (LOV) performed a 1 for 10 reverse split.

Advisory Board Company (ABCO) was liquidated. Shareholders will receive $53.81 per share.

State National Companies, Inc. (SNC) was liquidated. Shareholder will receive $21 per share.

Lumos Networks Corp. (LMOS) was liquidated. Shareholders will receive $18 per share.

 

November 16, 2017

VERSAR INC (VSRI) was liquidated. Shareholders will receive $0.15 per share.

CombiMatrix Corporation (CBMX) performed a stock merger.

Starwood Waypoint Homes (SFR) performed a stock merger. Shareholders will receive 1.614 shares of INVH for each share of SFR previously held.

Alcobra Ltd. (ADHD) performed a 1 for 7 reverse split, and ticker change to ARCT

 

November 15, 2017

Universal Forest Products, Inc. (UFPI) performed a 3 for 1 forward split.

GULFMARK OFFSHORE INC (GLFMQ) was delisted, and is pending a stock merger.

Innovator IBD 50 Fund (FFTY) and Quintiles IMS Holdings, Inc (Q) are pending name changes.

 

November 14, 2017

Chanticleer Holdings, Inc. (HOTR) performed a ticker change to BURG.

Pacific Drilling SA (PACDF) performed a ticker change to PACDQ.

Atlantica Yield plc (ABY) performed a ticker change to AY.

 

November 13, 2017

Rice Energy Inc. (RICE) was acquired by EQT Corporation (EQT). Shareholders will receive 0.37 shares of EQT and $5.30 for each share of RICE previously held.

Renmin Tianli Group, Inc. (ABAC) performed a 1 for 1 stock merger.

 

November 10, 2017

WisdomTree U.S. MidCap Dividend (DON) performed a 3 for 1 forward split.

WisdomTree U.S. SmallCap Dividen (DES) performed a 3 for 1 forward split.

Comstock Mining Inc. (LODE) performed a 1 for 5 reverse split.

Amedica Corporation (AMDA) performed a 1 for 12 reverse split.

 

November 9, 2017

Yulong Eco-Materials (YECO) performed a 1 for 5 reverse split.

Whiting Petroleum Corporation (WLL) performed a 1 for 4 reverse split

Two Harbors Investment Corp. (TWO) performed a 1 for 2 reverse split

Bankrate Inc (RATE) was acquired. Shareholder will receive $14 per share.

Alexander & Baldwin, Inc. (ALEX) is pending 1 for 1 stock merger and name change.

 

November 8, 2017

SPI Energy Co., Ltd. (SPI) performed a 1 for 10 reverse split. Shareholders will receive cash in lieu of fractional shares.

Dimension Therapeutics, Inc. (DMTX) was acquired. Shareholders will receive $6 per share.

 

November 7, 2017

Granite Point Mortgage Trust Inc (GPMT) performed a spin-off from TWO.

 

November 6, 2017

Delcath Systems, Inc. (DCTH) performed a 1 for 350 reverse split, a ticker change to DCTHD, and was delisted.

Cempra, Inc. (CEMP) performed a 1 for 5 reverse split.

FIFTH STR ASSET MGMT INC (FSAM) was delisted.

Atlantic Alliance Partner (AAPCF) was delisted.

 

November 3, 2017

Spark Networks Inc. (LOV) performed a stock merger.

 

November 2, 2017

Diana Containerships Inc. (DCIX) performed a 1 for 7 reverse split.

Two Harbors Investment Corp. (TWO) is pending a 0.095 for 1 spinoff of GPMT, and a 1 for 2 reverse split.

Pacific Continental Corporation (PCBK) was acquired. Shareholders will receive 0.643 shares of COLB for each share of PCBK previously held.

  

November 1, 2017

CytRx Corporation (CYTR) performed a 1 for 6 reverse split.

PhotoMedex, Inc. (PHMD) performed a ticker change to FCRE.

Sleep Number Corporation (SCSS) performed a ticker change to SNBR.

First South Bancorp Inc (FSBK) performed a stock merger.

BancorpSouth Bank (BXS) performed a stock merger.

  

October 31, 2017

Coach (COH) performed a ticker change to TPR.

Western Refining Logistics, LP (WNRL) was acquired by ANDX.

 

October 30, 2017

Marathon Patent Group, Inc. (MARA) performed a 1 for 4 reverse split.

GIGA TRONICS INC (GIGA) was delisted.

 

October 26, 2017

TOWERSTREAM CORP (TWERD) performed a ticker change to TWER.

 

October 25, 2017

Rennova Health, Inc. (RNVA) was delisted.

 

October 24, 2017

Vince Holding Corp. (VNCE) performed a 1 for 10 reverse split.

 

October 23, 2017

ReShape Lifesciences Inc. (ETRM) performed a ticker change to RSLS.

PowerShares WilderHill Clean Ene (PBW) performed a 1 for 5 reverse split.

 

October 20, 2017

Landauer Inc (LDR) was acquired.

Southwest Bancorp, Inc. (OKSB) was acquired.

Aytu BioScience, Inc. (AYTU) is relisting from OTC to NASDAQ.

 

October 19, 2017

Bioptix, Inc. (BIOP) performed a ticker change to RIOT.

NeuroDerm Ltd. (NDRM) was acquired.

 

October 18, 2017

IShares S&P California AMT-Free Municipal Bond Fund (CMF) performed a 2 for 1 forward split.

IShares S&P AMT-Free Municipal Bond Fund (NYF) performed a 2 for 1 forward split.

Fifth Street Finance Corp. (FSC) performed a ticker change to OCSL.

Fifth Street Senior Floating Rate Corp. (FSFR) performed a ticker change to OCSI.

 

October 17, 2017

AOXING PHARMACEUTICAL CO INC (AXN) performed a ticker change to AOXG.

TerraForm Power, Inc. (TERP) is undergoing a reorganization. The terms have not yet been finalized.

 

October 16, 2017

Blackberry Limited (BBRY) performed a ticker change to BB.

SPDR Portfolio S&P 500 Growth ET (SPYG) performed a 4 for 1 forward split.

SPDR Portfolio S&P 500 Value ETF (SPYV) performed a 4 for 1 forward split.

Astrotech Corporation (ASTC) performed a 1 for 4 reverse split.

SPDR Long Trm Treasury ETF (TLO) performed a 2 for 1 forward split, and a ticker change to SPTL.

SPDR Russell 2000r ETF (TWOK) performed a 3 for 1 forward split, and a ticker change to SPSM.

SPDR Long Trm Corporate Bond ETF (LWC) performed a 3 for 2 forward split, and a ticker change to SPLB.

SPDR Aggregate Bond ETF (BNDS) performed a 2 for 1 forward split, and a ticker change to SPAB.

SPDR Russell 3000 ETF (THRK) performed a 6 for 1 forward split, and a ticker change to SPTM.

SPDR S&P Emerging Markets ETF (GMM) performed a 2 for 1 forward split, and a ticker change to SPEM.

SPDR S&P 1000 ETF (SMD) performed a 3 for 1 forward split, and a ticker change to SPMD.

SPDR Intrmdiate Trm Corp Bnd ETF (ITR) performed a ticker change to SPIB.

SPDR Shrt Trm Corporate Bond ETF (SCPB) performed a ticker change to SPSB.

SPDR S&P World ex-US ETF (GWL) performed a ticker change to SPDW.

SciClone Pharmaceuticals, Inc. (SCLN) performed a cash merger.

AdvisorShares Gartman Gold/Yen ETF (GYEN) was liquidated.

AdvisorShares Gartman Gold/Euro ETF (GEUR) was liquidated.

Horizons ETF Trust I BullMark LatAm Select Leaders ETF (BMLA) was liquidated.

 

October 13, 2017

CHF Solutions, Inc. (CHFS) performed a 1 for 20 reverse split.

Level 3 Communications Inc (LVLT) performed a cash and stock merger.

USCF Restaurant Leaders Fund (MENU) was liquidated.

USCF ETF Trust - Stock Split Index Fund (TOFR) was liquidated.

Handy & Harman Ltd. (HNH) was delisted.

 

October 11, 2017

InfoSonics Corp (IFON) performed a 1 for 5 reverse split. Fractional shares will be rounded up.

MaxPoint Interactive, Inc (MXPT) was acquired. Shareholders will receive $13.68 per share.

West Corporation (WSTC) was acquired. Shareholders will receive $23.50 per share.

 

October 10, 2017

Tandem Diabetes Care, Inc. (TNDM) performed a 1 for 10 reverse split. Fractional shares will be rounded up.

Global X Guru International Index ETF (GURI) was delisted.

I-AM Capital Acquisition Company Unit (IAMXU) was delisted.

METHES ENERGIES INTL LTD Warrant 10/12/2017 (MEILW) was delisted.

METHES ENERGIES INTL LTD Warrant 10/12/201 (MEILZ) was delisted.

 

October 9, 2017

Autobytel Inc. (ABTL) performed a ticker change to AUTO.

AMEC Foster Wheeler plc (AMFW) performed a stock merger. Shareholders will receive 0.75 new Wood Group shares for each share of AMFW previously held.

Caesars Acquisition Company (CACQ) performed a stock merger.

Global X Junior MLP ETF (MLPJ) was liquidated.

Global X Brazil Consumer ETF (BRAQ) was liquidated.

Global X FTSE Andean 40 ETF (AND) was liquidated.

Global X Brazil Mid Cap ETF (BRAZ) was liquidated.

Global X Funds Global X Guru Activist ETF (ACTX) was liquidated

Global X Permanent ETF (PERM) was liquidated

 

October 6, 2017

Intuitive Surgical, Inc. (ISRG) performed a 3 for 1 forward split.

Marin Software Incorporated (MRIN) performed a 1 for 7 reverse split. Shareholders will receive cash in lieu of fractional shares.

Alliqua BioMedical, Inc. (ALQA) performed a 1 for 10 reverse split. Fractional shares will be rounded up.

Rennova Health, Inc. (RNVA) performed a 1 for 15 reverse split. Shareholders will receive cash in lieu of fractional shares.

Soleno Therapeutics, Inc. (SLNO) performed a 1 for 5 reverse split. Shareholders will receive cash in lieu of fractional shares.

Soleno Therapeutics, Inc. Series A Warrant (SLNOW) performed a 1 for 5 reverse split.

TOP Ships, Inc. (TOPS) performed a 1 for 2 reverse split. Fractional shares will be rounded down.

Atwood Oceanics (ATW) was acquired by ESV. Shareholders will receive 1.60 shares of ESV for each share of ATW previously held.

 

October 5, 2017

Net Element, Inc. (NETE) performed a 1 for 10 reverse split. Fractional shares will be rounded up.

DigitalGlobe Inc. (DGI) was acquired. Shareholders will receive $17.50 and 31.3132 shares of MDA for each share of DGI previously held.

 

October 3, 2017

Alere Inc (ALR) was acquired. Shareholders will receive $51.00 per share.

Axar Acquisition Corp. (AXAR) was delisted.

 

October 2, 2017

TOWERSTREAM CORP (TWERD, formerly TWER) performed a 1 for 75 reverse split.

Angie's List, Inc. (ANGI) was acquired.

Market Vectors Solar Energy ETF (KWT) was liquidated.

First Potomac Realty Trust (FPO) was acquired. Shareholders will receive $11.15 per share.

Neff Corporation (NEFF) was acquired. Shareholders will receive $25.00 per share.

Astoria Financial Corporation (AF) was acquired by STL. Shareholders will receive 0.875 shares of STL per for each share of AF previously held.

Black Knight Financial Services (BKFS) merged with BKI. Shareholders will receive 1 share of BKI for each share of BKFS previously held.

PAREXEL International Corporation (PRXL) was acquired. Shareholders will receive $88.10 per share.

Zhaopin Limited (ZPIN) was acquired. Shareholders will receive $18.20 per share.

Adcare Health Systems, Inc. (ADK) performed a stock merger into RHE.

 

September 26, 2017

Tremor Video, Inc. (TRMR) performed a ticker change to TRLA.

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Cabela's Inc (CAB) was acquired. Shareholders will receive $61.50 per share.

ShoreTel, Inc. (SHOR) was acquired. Shareholders will receive $7.50 per share.

Direxion Daily Cyber Security Bull 2X Shares (HAKK) was delisted.

Direxion Daily Homebuilders & Supplies Bear 3X Shares (CLAW) was delisted.

DX DLY GDM BEAR 1X (MELT) was delisted.

Direxion Daily Healthcare Bear 3X Shares (SICK) was delisted.

 

September 21, 2017

Opexa Therapeutics, Inc. (OPXA) performed a ticker change to ACER.

Delta Natural Gas Company, Inc. (DGAS) was acquired.

 

September 20, 2017

Monogram Residential Trust, Inc. (MORE) was acquired. Shareholders will receive $12.00 per share.

 

September 19, 2017

SPI Energy Co. (SPI) performed a 10 for 1 forward split.

ClubCorp Holdings, Inc. (MYCC) was acquired. Shareholders will receive $17.12 per share.

 

September 15, 2017

Delcath Systems, Inc. (DCTH) was delisted.

Henry Schein, Inc. (HSIC) performed a 2 for 1 forward split.

North Atlantic Drilling Ltd. (NADL) performed a ticker change to NADLQ, and was delisted.

Guidance Software, Inc. (GUID) was acquired. Shareholders will receive $7.10 per share.

West Marine, Inc. (WMAR) was acquired. Shareholders will receive $12.79 per share.

VTTI Energy Partners LP (VTTI) was acquired. Shareholders will receive $19.50 per share.

 

September 14, 2017

DuPont Fabros Technology Inc. (DFT) performed stock merger. Shareholders will receive 0.544 shares of DLR for every share of DFT previously held.

 

September 13, 2017

CDI Corp. (CDI) was acquired. Shareholders will receive $8.25 per share.

Staples, Inc. (SPLS) was acquired. Shareholders will receive $10.25 per share.

 

September 12, 2017

Nordic American Offshore Ltd. (NAO) performed a spin-off from Nordic American Tankers Limited (NAT).

Uni-Pixel, Inc. (UNXL) was delisted, and performed a ticker change to UNXLQ.

Monitise PLC (MONIF) was delisted.

 

September 11, 2017

SPDR Morgan Stanley Technology ETF (MTK) performed a ticker change to XNTK.

Diversified Real Asset Income Fd (DRA) performed a merger into JRI.

Deutsche Global High Incm Fund (LBF) was delisted

 

September 8, 2017

Auxilio, Inc. (AUXO) performed a ticker change to CTEK.

 

September 7, 2017

Rocket Fuel Inc. (FUEL) was liquidated. Shareholders will receive $2.60 per share.

ETF Managers Trust PureFunds ETFx HealthTech ETF (IMED) was liquidated. Shareholders will receive $28.4325 per share.

ProShares Hedged FTSE Japan ETF (HGJP), ProShares Ultra Junior Miners (GDJJ), and ProShares UltraShort Oil & Gas Exploration & Production (SOP) delisted.

 

September 6, 2017

Merrimack Pharmaceuticals, Inc. (MACK) performed a 1 for 10 reverse split. Shareholders will receive cash in lieu for fractional shares.

Mobileye (MBBYF) performed a cash merger.  This means that shares were removed and shareholders will receive $63.54 per share in cash. In order to receive payment, shareholders will need to submit paperwork.

Patheon (PTHN) was acquired. Shareholders will receive $35.00 per share.

 

September 5, 2017

Institutional Financial Markets, Inc. (IFMI) performed a 1 for 10 reverse split, and a ticker change to COHN.

Nord Anglia Education, Inc. (NORD) was acquired. Shareholders will receive $32.50 per share.

 

September 1, 2017

Dow Chemical (DOW) performed a ticker change to DWDP.

Du Pont De Nemours E I (DD) performed a 1.282 for 1 stock merger into DWDP. Shareholders of DD will receive 1.282 shares of DWDP for every 1 share of DD previously held, and will receive cash in lieu for fractional shares.

Novadaq Technologies Inc (NVDQ) underwent a merger.

Felcor Lodging Trust (FCH) was acquired by RLJ. Shareholders of FCH will receive 0.3620 shares of RLJ for each share of FCH previously held.

Albany Molecular Research, Inc. (AMRI) was acquired. Shareholders of AMRI will receive $21.75 per share.

 

August 31, 2017

Essex Rent Corp. (ESSX) was liquidated.

 

August 30, 2017

ARI Network Services, Inc. (ARIS) was acquired. Shareholders will receive $7.10 per share.

 

August 29, 2017

LiNiu Technology Group (LINU) performed a 1 for 6 reverse split. Fractional shares will be rounded up.

Whole Foods Market, Inc. (WFM) was liquidated. Shareholders of WFM will receive $42.00 for each share previously held.

Amplify YieldShares Prime 5 Dividend ETF (PFV) performed a ticker change to YESR.


August 28, 2017

Mirna Therapeutics, Inc. (MIRN) performed a 1 for 7 reverse split, and a ticker change to SYBX.

ETFIS Series Trust I Tuttle Tactical Management U.S. Core ETF (TUTT) was liquidated.

ETFIS Series Trust I Tuttle Tactical Management Multi-Strategy Income ETF (TUTI) was liquidated.

 

August 25, 2017

Paragon Shipping Inc (PRGND) performed a ticker change to PRGNF.

PowerShares DB Commodity Long ETN (DPU) was delisted and is no longer trading.

 

August 24, 2017

Nutraceutical International Corporation (NUTR) performed a cash merger. Shareholders will receive $41.80 for each share previously held.

Diana Containerships Inc. (DCIX) performed a 1 for 7 reverse split.

 

August 23, 2017

IPath S&P 500 VIX Short-Term Fut (VXX) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares.

Crossroads Systems, Inc. (CRDS) was delisted and is no longer trading. 

 

August 22, 2017

Alliance HealthCare Services, Inc. (AIQ) was liquidated. Shareholders of AIQ will receive $13.25 for each share previously held.

 

August 21, 2017

Uranium Resources Inc (URRE) performed a ticker/name change to Westwater Resources Inc (WWR).

 

August 18, 2017

First Trust Dorsey Wright People's Portfolio ETF (VIXH) performed a ticker change to DWPP.

 

August 17, 2017

REX VolMAXX Long VIX Weekly Futures Strategy ETF (VMAX) performed a 1 for 8 reverse split. Shareholders will receive cash in lieu for fractional shares.

Care Capital Properties, Inc. (CCP) was acquired by Sabra Healthcare REIT, Inc. (SBRA). Shareholders will receive 1.123 shares of SBRA for each share of CCP previously held.

WisdomTree Trust WisdomTree Western Asset Unconstrained Bond Fund (UBND) was liquidated.

 

August 16, 2017

Tal Education Group (TAL) performed a 6 for 1 forward split.

AEROPOSTALE (AROPQ) performed a name change to ARO Liquidation, Inc.

NCI, Inc. (NCIT) was acquired. Shareholders will receive $20 per share.

 

August 15, 2017

RMG Networks Holding Corporation (RMGN) performed a 1 for 4 reverse split.

Primero Mining Corp (PPP) was delisted, and performed a ticker change to PPPMF.

MRV Communications, Inc. (MRVC) was acquired. Shareholders of MRVC will receive $10.00 for each share previously held.

 

August 14, 2017

Black Diamond Inc (BDE) performed a ticker/name change to Clarus Corp (CLAR).

 

August 10, 2017

Spectranetics Corporation (SPNC) was acquired. Shareholders of SPNC will receive $38.50 per share.

 

August 8, 2017

MetLife, Inc. (MET) performed a spinoff of Brighthouse Financial, Inc. (BHF). For every 11 MET shares held, shareholders will receive 1 share of BHF.

InterCloud Systems Inc (ICLDD) performed a ticker change to ICLD.

Neustar Inc (NSR) was acquired. Shareholders of NSR will receive $33.50 for each share previously held.

EnerNOC, Inc. (ENOC) was acquired. Shareholders of ENOC will receive $7.67 for each share previously held.

 

August 7, 2017

Female Health Company (FHCO) performed a ticker change to VERU.

Kalobios Pharmaceuticals Inc. (KBIO) performed a ticker change to HGEN.

 

August 4, 2017

Gas Natural Inc. (EGAS) was acquired.

UCP, Inc. (UCP) was acquired. Shareholders of UCP will receive 0.2309 shares of CCS and $5.32 for each share previously held.

 

August 3, 2017

TOP SHIPS Inc (TOPS) performed a 1 for 30 reverse split. Fractional shares will be rounded down.

OncoGenex Pharmaceuticals Inc (OGXI) performed a 1 for 11 reverse split, and a ticker change to ACHV.

Silver Standard Resources Inc. (SSRI) performed a ticker change to DDRM.

Exeter Resource Corp (XRA) was acquired.

Blackrock Defined Opportunity Credit Tr (BHL) was liquidated.

 

August 2, 2017

GlassBridge Enterprises, Inc. (GLA) was delisted, and performed a ticker change to GLAE.

Tidewater Inc. (TDW) performed a 0.031833 for 1 stock merger. Shareholders of TDW will receive 0.031833 shares for each share previously held.

SUPERVALU Inc. (SVU) performed a 1 for 7 reverse split. Shareholders will receive cash in lieu for fractional shares.

Threshold Pharmaceuticals, Inc. (THLD) performed a ticker change to MTEM.

 

August 1, 2017

Tidewater Inc. (TDW) performed a 1 for 31 reverse split.

Tesoro Corporation (TSO) performed a ticker change to ANDV.

Tesoro Logistics (TLLP) performed a ticker change to ANDX.

Amaya, Inc. (AYA) performed a ticker change to TSG.

Intrawest Resorts Holdings Inc (SNOW) was acquired. Shareholders of SNOW will receive $23.75 for each share previously held.

PureFunds ISE Big Data ETF (BIGD) was liquidated.

Nexvet Biopharma plc (NVET) was acquired. Shareholders of NVET will receive $6.72 for each share previously held.

ETF Managers Trust Purefunds Solactive FinTech ETF (FINQ) was liquidated.

 

July 31, 2017

Paragon Shipping Inc. (PRGNF) performed a 1 for 100 reverse split, and a ticker change to PRGND.

Xactly Corporation (XTLY) was acquired. Shareholders of XTLY will receive $15.65 for each share previously held.

Rightside Group Ltd (NAME) was acquired. Shareholders of NAME will receive $10.60 for each share previously held.

 

July 28, 2017

Allied World Assurance Company Holdings (AWH) was acquired by Fairfax Financial Holdings Ltd (FFH). Shareholders of AWH will receive 0.73 shares of FFH and $23.00 for each share of AWH previously held.

July 27, 2017

Diana Containerships Inc (DCIX) performed a 1 for 6 reverse split. Shareholders will receive cash in lieu for fractional shares.

Covisint Corp. (COVS) was acquired by OpenText (OTEX). Shareholders of COVS will receive $2.45 for each share of COVS previously held.

TigerLogic Corporation (TIGR) was liquidated.

 

July 26, 2017

Alpine Immune Sciences, Inc. (ALPN) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares.

 

July 25, 2017

Nivalis Therapeutics Inc (NVLS) performed a 1 for 4 reverse split, and a ticker change to ALPN.

Harmony Merger Corp. (HRMN) performed a ticker change to NEXT.

Harmony Merger Corp. Warrant (HRMNW) performed a ticker change to NEXTW.

Reynolds American Inc (RAI) was liquidated

Innocoll Holdings PLC (INNL) was liquidated.

RBL Bank Ltd (RBL) was liquidated.

SPDR S&P International Health Care Sector ETF (IRY) was liquidated.

SPDR S&P International Techno Sector ETF (IPK) was liquidated.

SPDR S&P Emerging Europe ETF (GUR) was liquidated.

SPDR S&P International Energy Sector ETF (IPW) was liquidated.

SPDR S&P International Utilities Sector ETF (IPU) was liquidated.

SPDR S&P Emerging Middle East & Africa ETF (GAF) was liquidated.

SPDR S&P International Dividend Currency Hedged ETF (HDWX) was liquidated.

SPDR S&P International Financial Sector ETF (IPF) was liquidated.

SPDR S&P International Consumer Staples Sector ETF (IPS) was liquidated.

SPDR S&P International Consumer Discretionary Sector ETF (IPD) was liquidated.

SPDR S&P Emerging Latin America ETF (GML) was liquidated.

SPDR S&P International Materials Sector ETF (IRV) was liquidated.

SPDR EURO STOXX 50 Currency Hedged ETF (HFEZH) was liquidated.

SPDR S&P International Telecommunications Sector ETF (IST) was liquidated.

SPDR S&P International Industrial Sector ETF (IPN) was liquidated.

 

July 21, 2017

DryShips Inc. (DRYS) has performed a 1 for 7 reverse split. Fractional shares will be paid cash in lieu.


Dare Bioscience Inc (DARE), formerly CERU, has performed a 1 for 10 reverse split. Fractional shares will be paid cash in lieu.


Vornando Realty Trust (VNO) performed a spinoff of JBG Smith REIT (JBGS) shares. For every VNO held, shareholders will receive 2 shares of JBGS.

 

July 20, 2017

Cerulean Pharma Inc (CERU) has performed a 1 for 10 reverse split and changed ticker to DARE.


Norsat International Inc (NSAT) has delisted and is pending acquisition. Shareholders will receive $11.50 per share.


KCG Holdings, Inc (KCG) was acquired by Virtu Financial Inc (VIRT). Shareholders will receive $20 per share.


Sajan, Inc. (SAJA) was acquired. Shareholders will receive $5.83 per share.


CardConnect Corp. Warrants (CCNWW) has delisted.

 

July 19, 2017

Panera Bread (PNRA) was acquired. Shareholders will receive $315 per share. 

 

July 18, 2017

Merus Labs International Inc (MSLI) was acquired.


Syneron Medical Ltd. (ELOS) was acquired. Shareholders will receive $11 per share.


Korea Equity Fund, Inc. (KEF) was liquidated.

 

July 17, 2017

Wecast Network Inc (WCST) performed a ticker change to (SSC).


PowerShares Exchange-Traded Fund Trust II (UVXY) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares.


VIX SHORT-TERM FUTURES ETF (VIXY) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares.


ProShares UltraShort S&P500 (SDS) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares.


SHORT VIX SHORT-TERM FUTURES ETF (SVXY) performed a 2 for 1 forward split.


ULTRAPRO DOW30 (UDOW) performed a 2 for 1 forward split.


ULTRA QQQ (QLD) performed a 2 for 1 forward split.


ProShares Ultra Technology (ROM) performed a 2 for 1 forward split.


ProShares UltraPro Russell2000 ETF (URTY) performed a 2 for 1 forward split.


ProShares Ultra Real Estate (URE) performed a 2 for 1 forward split.


ProShares Ultra Russell2000 (UWM) performed a 2 for 1 forward split.

 

July 14, 2017

Novogen Limited (NVGN) performed a 1 for 4 reverse split. Shareholders will receive cash in lieu for fractional shares. 

 

July 13, 2017

Exela Technologies Inc (QPAC) performed a ticker change to XELA.


iShares MSCI USA ESG Select ETF (KLD) performed a ticker change to SUSA.


Culp, Inc (CFI) has performed a ticker change to CULP.

 

July 12, 2017

Sphere 3D (ANY) has performed a 1 for 25 reverse split. Fractional shares will be dropped.


Kate Spade & Co (KATE) was acquired by Coach Inc (COH). Shareholders will receive $18.50 per share.


InterCloud Systems Inc (ICLD) has performed a ticker change to ICLDD.

 

July 11, 2017 

Weibo Corp (WB) performed a 1 for 10 spin-off from SINA Corp (SINA).


Sears Canada Inc (SRSCQ) has performed a ticker change from SRSC.


Pacholder High Yield Fund, Inc. (PHF) was liquidated.


Jollibee Foods Corporation (JFC) was liquidated.

 

July 10, 2017 

Marten Transport, Ltd. (MRTN) has performed a 5 for 3 forward split.


Peregrine Pharmaceuticals (PPHM) has performed a 1 for 7 reverse split.


Frontier Communications (FTR) has performed a 1 for 15 reverse split. Shareholders will receive cash in lieu for fractional shares.


World Point Terminals LP (WPT) was acquired. Shareholders will receive $17.30 per share.

 

July 7, 2017

CardConnect Corp (CCN) was acquired by First Data Corp (FDC). Shareholders will receive $15 per share.

 

July 6, 2017

Bellatrix Exploration Ltd (BXE) has performed a 1 for 5 reverse split.

 

July 5, 2017

ONEOK, Inc. (OKE) acquired Oneok Partners LP (OKS). Shareholders of OKS will receive 0.985 shares of OKE per OKS previously held.

Diana Containerships Inc (DCIX) performed a 1 for 7 reverse split.

Baker Hughes Incorporated (BHI) has delisted.


FairPoint Communications (FRP) was acquired by Consolidated Communications Holdings Inc (CNSL). 

 

June 30, 2017

Transgenomic Inc (TBIOD) has performed a ticker/name change to Precipio Inc (PRPO).

Brookfield Canada Office Pro (BOXC) was acquired. R 

June 29, 2017

Iovance Biotherapeutics, Inc. (IOVA) has performed a ticker change from LBIO.

 

June 28, 2017

Lion Biotechnologies Inc (LBIO) has performed a ticker change to IOVA.


LMI Aerospace, Inc (LMIA) was acquired. Shareholders will receive $14 per share.


CST Brands Inc (CST) was acquired. Shareholders will receive $48.53 per share.

 

June 27, 2017

Dhandho Junoon ETF (JUNE) has liquidated. 
 
 
Eastern Virginia Bankshares Inc (EVBS) was acquired by Southern National Bancorp of Virginia (SONA). Shareholders will receive 0.6313 shares of SONA per EVBS previously held.
 

June 26, 2017

Dataram Corp (DRAM) has performed a ticker change to USAU.

Alps US Equity High Volatility Put Write Index Fund (HVPW) has liquidated.

 

June 23, 2017

Top Ships Inc. (TOPS) has performed a 1 for 15 reverse split.


PrivateBancorp Inc (PVTB) was acquired by Canadian Imperial Bank of Commerce. Robinhood’s Corporate Actions Team will allocate the appropriate cash or shares once we receive the terms.


Mocon, Inc (MOCO) was acquired by Ametek, Inc. (AME). Shareholders of MOCO will receive $30 per share.

 

June 22, 2017

DryShips Inc. (DRYS) has performed a 1 for 5 reverse split. Shareholders will receive cash-in-lieu.

Wipro Limited (WIT) has performed a 2 for 1 split.

Entertainment Gaming Asia Inc (EGT) was acquired. Shareholders will receive $2.35 per share.

 

June 21, 2017

Amplify Energy (APFY) has performed a ticker change to AMPY.

 

June 20, 2017

Span-America Medical Systems Inc (SPAN) was acquired by Savaria Corporation (SIS). Shareholders of SPAN will receive $29 per share.

 

June 19, 2017

Yahoo! Inc (YHOO) has performed a ticker and name change to Altaba (AABA). 


Spark Energy Inc (SPKE) performed a 2 for 1 forward split.


Waste Connections Inc (WCN) performed a 3 for 2 forward split.


Cobalt International Energy, Inc. (CIE) performed a 1 for 15 reverse split. Fractional shares will be rounded up.


Arena Pharmaceuticals, Inc. (ARNA) performed a 1 for 10 reverse split. Fractional shares will be paid cash-in-lieu.


Chanticleer Holdings Warrants (HOTRW) have expired.


GenVec Inc (GNVC) was acquired by Intrexon Corp (XON). Shareholders will receive 0.2970 XON per GNVC previously held.

 

June 16, 2017

BNC Bancorp (BNCN) was acquired by Pinnacle Financial Partners (PNFP). Shareholders of BNCN will receive 0.5235 shares of PNFP for every share previously held.


TRC Companies, Inc. (TRR) has delisted.

 

June 15, 2017

TrovaGene Inc Units (TROVU) performed a unit separation. Holders of these units will receive 2 shares of TrovaGene Inc (TROV) common stock.


Xerox Corp (XRX) performed a 1 for 4 reverse split. Fractional shares will be paid cash-in-lieu.


CEL-SCI Corporation (CVM) performed a 1 for 25 reverse split. Fractional shares will be round up.


Transgenomic Inc (TBIOD) performed a 1 for 30 reverse split. Fractional shares will be paid cash-in-lieu.


Mead Johnson Nutrition CO (MJN) was acquired. Shareholders will receive $90 per share.

 

June 13, 2017

Transgenomic Inc (TBIO) performed a ticker change to TBIOD as well as a 1 for 30 reverse split.

Jive Software Inc (JIVE) has been acquired, and our corporate actions team will allocate the appropriate proceeds soon.

Shares from the Sibanye Gold Ltd (SBGL) rights offering have been credited to shareholders who exercised their rights.

Exco Resources Inc (XCO) has performed a 1 for 15 reverse split. Fractional shares will be round up.

Crossroads Capital Inc (XRDC) has delisted, and is no longer trading on any exchange.

 

June 12, 2017

Tesoro Corporation (TSO) acquired Western Refining, Inc. (WNR). Our corporate actions team is verifying the terms of this acquisition.


Skypeople Fruit Juice Inc (SPU) changed name and ticker to Future FinTech Group Inc (FTFT). 


Nuveen Flexible Investment Income Fund (JPW) was acquired by Nuveen Preferred Income Opportunities Fund (JPC).

 

June 9, 2017

DST Systems, Inc. (DST) performed a 2 for 1 forward split.


EverBank Financial Corp (EVER) was acquired, and shareholders will receive $19.50 per share. 

 

June 8, 2017

Westell Technologies Inc. (WSTL) performed a 1 for 4 reverse split. Fractional shares will be paid as cash-in-lieu.


Ignite Restaurant Group Inc (IRGT) performed a ticker change to IRGTQ.


AdvancePierre Foods Holdings Inc (APFH) was acquired by Tyson Foods, Inc. (TSN). Shareholders will receive $40.25 per share.

 

June 7, 2017

Inventergy Global Inc (INVT) has delisted to OTC.

Multi Packaging Solutions International Ltd (MPSX) was acquired by WestRock Co (WRK). Shareholders will receive $18 per share.

 

June 6, 2017

Amyris Inc (AMRS) has performed a 1 for 15 reverse split; fractional shares will be round up.

 

June 5, 2017

Wi-LAN Inc. (WILN) changed ticker and name to Quarterhill Inc. (QTRH).


Sanchez Production Partners LP (SPP) changed ticker and name to Sanchez Midstream Partners LP (SNMP).

 

June 2, 2017

Western Refining, Inc. (WNR) was acquired by Tesoro Corporation (TSO). Shareholders of WNR will receive a payout to be determined by the corporation.

FBR & Co. (FBRC) was acquired by B. Riley Financial Inc (RILY). Shareholders of FBRC will receive 0.6710 shares of RILY for every share of FBRC previously held.

Gresham House plc (GHE) has liquidated and will pay shareholders a rate to be determined by the corporation.

Tegna Inc. (TGNA) executed a 1 per 3 spinoff of Cars.com Inc. (CARS). Shareholders of TGNA will receive one share of CARS for every three shares they own on June 1st, 2017. Fractional shares will receive cash-in-lieu payments, which will settle in 2-4 weeks.

 

June 1, 2017

Sibanye Gold Limited Rights (SBGL^) are no longer trading in the market. If you'd like to exercise rights that you own, please carefully read the following: These rights allow the holder to purchase 1 share of SBGL per 1 right at $3.48 per share. Unexercised rights will expire worthless at the cutoff date. 

Cascade Bancorp (CACB) was acquired by First Interstate Bancsystem Inc (FIBK). Shareholders will receive $1.91 and 0.1486 shares of FIBK per share of CACB previously held.

Veeco Instruments Inc (VECO) acquired Ultratech, Inc. (UTEK).

The Valspar Corp (VAL) was acquired by Sherwin-Williams Co (SHW). Shareholders of VAL will receive $113 per share.

Stonegate Mortgage Corp (SGM) was acquired. Shareholders will receive $8 per share.

Cars.com Inc (CARS#) delisted and changed ticker to CARS.

 

May 30, 2017

Silgan Holdings Inc. (SLGN) executed a 2 for 1 forward stock split.


Yield10 Bioscience Inc (YTEN) executed a 1 for 10 reverse split.


Celsion Corporation (CLSN) executed a 1 for 14 reverse split.


Janus Capital Group, Inc. (JNS) was acquired by hhgregg, Inc. (HGG). Shareholders of JNS will receive 4.719 shares of HGG for every share previously held.


Ultratech, Inc. (UTEK) was acquired by Veeco Instruments Inc. (VECO). Shareholders will receive $21.75 per share and 0.2675 shares of VECO per every UTEK previously held.

 

May 26, 2017

Banro Corporation (BAA) performed a 1 for 10 reverse split. Fractional shares will be dropped.


The Credit Suisse X-Links Long/Short Eq ETN (CSLS) has delisted.


NephroGenex Inc (NRXGQ) has filed bankruptcy and has delisted.

 

May 24, 2017

Sunshine Heart Rg (SSH) changed ticker and name to CHF Solutions (CHFS).


RetailMeNot Inc. (SALE) was acquired. Shareholders will receive $11.6 per share.


DeVry Education Group (DV) changed ticker and name to Adtalem Global Education (ATGE).

 

May 23, 2017

China Digital TV Holding Company (STVVY) has changed ticker to STVVY from STV; it has delisted to OTC markets.

 

May 22, 2017

MagneGas Corporation (MNGA) has performed a 1 for 10 reverse split. Fractional shares will be paid cash-in-lieu.

National Grid plc (NGG) performed an 11 for 12 reverse split. Fractional shares will be paid cash-in-lieu.

Kinder Morgan Inc (KMI+) warrants have expired worthless.

 

May 18, 2017

Chanticleer Holdings (HOTR) has performed aa 1 for 10 reverse split. 

 

May 17, 2017

Ball Corporation (BLL) has performed a 2 for 1 forward split. This means that customers would receive 2 share for every 1 shares they held in their account on the effective split date (05/17/2017). 

Timmins Gold Corp (TGD) has performed a 1 for 10 reverse split, changed name to Alio Gold Inc, and changed ticker to ALO. This means that customers would receive 1 share of ALO for every 10 shares TGD they previously held on the effective split date (05/16/2017). Fractional shares resulting from the split will be dropped. 

Silver Wheaton Corp. (SLW) changed name to Wheaton Precious Metals Corp and changed ticker to WPM.

Memorial Production Partners LP (MEMP) has declared bankruptcy. 

 

May 15, 2017

Rex Energy Corporation (REXX) performed a 1 for 10 reverse split.

Entree Resources Ltd (EGI) performed a stock merger and a spinoff. Shareholders of EGI will receive the same number of shares of the new issue of EGI; shareholders will also receive 9 shares of Monmouth Real Estate Investment Corp (MNR) for every 20 shares of EGI held. 

Exar Corporation (EXAR) was acquired by MaxLinear, Inc (MXL). Shareholders of EXAR will receive $13 per share.

Merchants Bancshares, Inc. (MBVT) was acquired by Community Bank System, Inc. (CBU). Shareholders of MBVT will receive $40 per share and 0.9630 CBU per MBVT previously held.

LATAM Airlines Group SA (LFL) changed ticker to LTM.

First NBC Bank Holding Company (FNBC) has changed ticker to FNBCQ.

 

May 12, 2017

Tokai Pharmaceuticals (TKAI) performed a 1 for 9 reverse split, changed name to Novus Therapeutics, and changed ticker to NVUS

 

May 11, 2017

Neurometrix, Inc. (NURO) has performed a 1 for 8 reverse split. Fractional shares will be paid as cash in lieu.

 

May 10, 2017

DryShips, Inc. (DRYS) has performed a 1 for 7 reverse split. Fractional shares will be paid as cash in lieu.

TOP SHIPS, Inc. (TOPS) has performed a 1 for 20 reverse split.

First NBC Bank Holding Company (FNBC) has delisted from Nasdaq and has begun trading OTC effective May 10th, 2017. 

 

May 5, 2017

Rexahn Pharmaceuticals, Inc. (RNN) has performed a 1 for 10 reverse split. Fractional shares will be paid as cash in lieu.

Rubicon Technology, Inc. (RBCN) has performed a 1 for 10 reverse split. Fractional shares will be paid as cash in lieu.

Great Basin Scientific Inc. (GBSND) changed ticker to GBSN.


Harvest Natural Resources Inc. (HNR) has delisted.


Stillwater Mining Co (SWC) was acquired by SGL Carbon SE (SGL). Shareholders will receive $18/share.


Memorial Production Partners (MEMP) changed ticker to MEMPQ.


Windtree Therapeutics Inc (WINT) has delisted to the OTC markets.


Modsys International Ltd (MDSY) was delisted to the OTC markets. It has also changed ticker to MDSYF.

 

May 3, 2017

Gol Linhas Aereas Inteligentes SA (GOL) performed a 2 for 1 reverse split.


Nuverra Environmental Solutions Inc (NESC) performed a ticker change to NESCQ.


MOL Global Inc (MOLGY) has delisted from OTC.

 

May 1, 2017

Please be advised of the following stock splits effective today:

 

The Direxion Daily Junior Gold Miners Index Bull and Bear 3X Shares ETF (JNUG) has performed a 1 for 4 reverse split.

The Direxion Daily S&P 500 Bear 1X Shares ETF (SPDN) has performed a 1 for 2 reverse split. 

The Direxion Daily Gold Miners Index Bull and Bear 3X Shares ETF (NUGT) has performed a 1 for 4 reverse split.

The Direxion Daily Junior Gold Miners Index Bull and Bear 3X Shares ETF (JDST) has performed a 1 for 4 reverse split.

The Direxion Daily Semiconductor Bull and Bear 3X Shares ETF (SOXS) has performed a 1 for 5 reverse split. 

The Direxion Daily Regional Banks Bull and Bear 3X Shares ETF (WDRW) has performed a 1 for 5 reverse split. 

The Direxion Daily Russia Bull and Bear 3X Shares ETF (RUSS) has performed a 1 for 5 reverse split.

The Direxion Daily S&P 500 Bull and Bear 3X Shares ETF (SPXS) has performed a 1 for 5 reverse split.

The Direxion Daily S&P 500 Bull and Bear 3X Shares ETF (SPXL) has performed a 4 for 1 forward split. 

The Direxion Daily Latin America Bull 3X Shares ETF (LBJ) has performed a 4 for 1 forward split.

The Direxion Daily Small Cap Bull and Bear 3X Shares ETF (TNA) has performed a 2 for 1 forward split.

The Direxion Daily Russia Bull and Bear 3X Shares ETF (RUSL) has performed a 2 for 1 forward split.

The Direxion Daily S&P Oil & Gas Exp. & Prod. Bull and Bear 3X Shares ETF (GUSH) has performed a 2 for 1 forward split.

The Direxion All Cap Insider Sentiment Shares ETF (KNOW) has performed a 2 for 1 forward split.

The Direxion NASDAQ-100 Equal Weighted Index Shares ETF (QQQE) has performed a 2 for 1 forward split. 


Bonanza Creek Energy Inc (BCEI) performed a reverse split. Shareholders will receive 1 share for every 111.5879 previously owned. 

 

April 28, 2017

Mast Therapeutics, Inc. (MSTX) merged with Savara, Inc (SVRA) and performed a 1:70 reverse split. The new ticker is SVRA.

 

April 27, 2017

Midcoast Energy Partners LP (MEP) was acquired by Enbridge Inc (ENB) for $8 per share.

 

April 25, 2017

GEO Group REIT (GEO) performed a 3 for 2 forward split.


AmpliPhi Bio (APHB) performed a 1 for 10 reverse split.


Violin Memory Inc (VMEMQ) delisted from the OTC.


Clayton Williams Energy Inc (CWEI) was acquired by Noble Energy, Inc (NBL). Shareholders will receive $34.75 per share and 2.7874 NBL per CWEI previously held.

 

April 24, 2017

German American Bancorp, Inc. (GABC) performed a 3 for 2 forward split.


Air Methods Corporation (AIRM) was acquired. Shareholders will receive $43 per share.


Cardinal Financial Corporation (CFNL) was acquired by United Bankshares, Inc. (UBSI). Shareholders will receive 0.71 shares of UBSI for every CFNL previously held.

 

April 21, 2017

Dipexium Pharmaceuticals (DPRX) has performed a 1 for 8 reverse split and merged with PLx Pharma Inc. (PLXP).

Adepts Health Inc (ADPTQ) has performed a ticker change from ADPT. It has delisted to the OTC.

Unilife Corp (UNISQ) has performed a ticker change from UNIS. It has delisted to the OTC.

Chemtura Corporation (CHMT) was acquired by Lanxess (LXS). CHMT shareholders will receive $33.50 per share previously held.

 

April 19, 2017

Heico Corp (HEI) performed a 5 for 4 forward split.


Heico Corp (HEI.A) performed a 5 for 4 forward split.


Quantum Corp (QTM) performed a 1 for 8 reverse split. Fractional shares will be credited cash in lieu.


Ixia (XXIA) was acquired by Keysight Technologies Inc (KEYS). Ixia shareholders will receive $19.65 per share previously held.


Power Solutions International Inc (PSIX) delisted to OTC.

 

April 18, 2017

Coeur Mining, Inc Warrants (CDEUW) have expired worthless.  

 

April 17, 2017 

B/E Aerospace Inc (BEAV) was acquired by Rockwell Collins Inc (COL). Shareholders will receive $34 per share & 0.3101 COL per BEAV previously held.

KongZhong Corporation (KZ) was acquired. Shareholders will receive $7.55 per share.

Forbes Energy Services Ltd (FESLQ) was delisted from the OTC.

Nimble Storage Inc. (NMBL) was acquired. Shareholders will receive $12.50 per share.

 

April 13, 2017 

Ultra Petroleum Corp (UPLMQ) has filed for bankruptcy, its shares have been delisted and will re-list new common stock (UPL). Shareholders will receive 0.521562 new common shares (UPL) per existing common share (UPLMQ).

Immune Pharmaceuticals Inc (IMNP) performed a 1 for 20 reverse split.

 

April 12, 2017

WhiteWave Foods (WWAV) was acquired by Danone SA (BN).

 

April 11, 2017

Copart, Inc (CPRT) executed a 2 for 1 forward split.

DryShips, Inc (DRYS) executed a 1 for 4 reverse split. Fractional shares will be paid cash-in-lieu.

Hongli Clean Energy Technologies Corporation (CETC) has been halted for regulatory reasons.

 

April 10, 2017

Great Basin Scientific Inc. (GBSN) performed a ticker change to GBSND, and performed a 1 for 2000 reverse split.

Emerald Oil Inc (EOXLQ) has delisted.

CIBER, Inc. (CBR) has delisted.

Digiliti Money Inc. (CAFN) performed a ticker change to DGLT.

 

April 6, 2017

TASER International Inc. (TASR) performed a ticker/name change to Axon Enterprise Inc. (AAXN).

Medco Crown Entertainment Ltd (MPEL) performed a ticker change to MLCO.

Joy Global Inc. (JOY) was acquired by Komatsu Ltd. Shareholders will receive $28.20 per share.

Metaldyne Performance Group Inc. (MPG) was acquired by American Axle & Manufacturing Holdings, Inc (AXL). Shareholders will receive $13.5 per share and 0.5 AXL per 1 MPG previously held.

COPsync Inc (COYN) has delisted.

COPsync Inc Warrants (COYNW) has delisted. 

 

April 5, 2017

The Zweig Fund, Inc. (ZF) performed a name change to Virtus Total Return Fund Inc.


The Corporate Executive Board Company (CEB) was acquired by Gartner Inc. (IT). Shareholders will receive $54/share and 0.2284 IT per CEB previously held.


GigPeak Inc. (GIG) was acquired by Integrated Device Technology Inc. (IDTI). Shareholders will receive $3.08 per share of GIG previously held.
 

 

April 4, 2017

Peabody Energy Corporation (BTUUQ) has delisted.

Ultrapetrol (Bahamas) Limited (ULTRQ) performed a ticker change to ULTRF.

AS Athena High Div (DIVI) was liquidated. 

 

April 3, 2017

The Deutsche Bank Rights (DB^) have been delisted. If you own these rights, the hard cutoff date to exercise is April 4th at 5:00pm EST.

Computer Sciences Corporation (CSC) merged with DXC Technology (DXC). Shareholders will receive 1 CSC per 1 DXC previously held.

Nippon Telegraph & Telephone Corp (NTT) performed a ticker change to NTTYY; It was delisted to OTC.

Heritage Oaks Bancorp (HEOP) was acquired by Pacific Premier Bancorp, Inc. (PPBI). Shareholders will receive 0.3471 PPBI per 1 HEOP previously held.

Middleburg Financial Corporation (MBRG) was acquired by Access National Corporation (ANCX). Shareholders will receive 1.3314 ANCX per MBRG previously held.

Direxion Daily Pharmaceutical & Medical Bear 2x Shares (PILS) has been liquidated.

Direxion Daily Cyber Security & IT Bear 2x Shares (HAKD) has been liquidated.

The PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund (ILB) has been liquidated.

Suffolk Bancorp (SCNB) was acquired by People’s United Financial, Inc (PBCT). Shareholders will receive 2.2250 PBCT per SCNB previously held.

Centennial Resource Development, Inc. Warrants (CDEVW) has delisted.

VimpelCom Ltd (VIP) performed a ticker change to VEON.

 

March 31, 2017

Vesting Realty Mortgage II Inc (VTRB) performed a ticker change to VTRBD. It also performed a 1 for 1000 reverse split and delisted.

Mentor Graphics Corp (MENT) was acquired by Siemens AG (SIE). Shareholders will receive $37.25 per share previously held.

VimpelCom Ltd (VIP) performed a ticker change to VEON.

WisdomTree International Hedged Equity Fund (HDWM) has liquidated the fund and will pay shareholders $26.32 per share.

WisdomTree Dreyfus Indian Rupee Fund (ICN) has liquidated the fund and will pay shareholders $22.71 per share.

WisdomTree Korea Hedged Equity Fund (DXKW) has liquidated the fund and will pay shareholders $23.31 per share.

WisdomTree Australia & New Zealand Debt Fund (AUNZ) has liquidated the fund and will pay shareholders $18.22 per share.

WisdomTree Japan Dividend Growth Fund (JDG) has liquidated the fund and will pay shareholders $25.73 per share.

WisdomTree International Hedged SmallCap Dividend Fund (HDLS) has liquidated the fund and will pay shareholders $25.80 per share.

 

March 30, 2017

Vestin Realty Mortgage II, Inc. (VRTB) performed a 1 for 1000 reverse split, delisted to OTC, and changed its ticker to VRTBD.

 

March 28, 2017

Hugoton Royalty Trust (HGT) changed its ticker to MICR.


Popeyes Louisiana Kitchen Inc (PLKI) was acquired by Restaurant Brands International (QSR). Shareholders of PLKI will receive $79 per share previously held.


Gafisa SA (GFA) has performed a 0.0742 for 1 reverse split.


Endurance Speciality Holdings Ltd (ENH) was acquired. Shareholders will receive $93 for every share previously held.

 

March 27, 2017

Harris & Harris Group, Inc. (TINY) performed a ticker change to TURN.


P10 Industries Inc. (PIOI) performed a ticker change to PIOIQ.


CHC Group Ltd (HELIQ) was delisted from the OTC Markets.


Surgical Care Affiliates Inc. (SCAI) was acquired by UnitedHealth Group Inc. (UNH). Shareholders of SCAI will receive $11.40 per share and 0.2692 UNH per SCAI held.


Arrhythmia Research Technology, Inc. (HRT) performed a ticker change to MICR.

 

March 24, 2017

WisdomTree International Hedged SmallCap Dividend Fund (HDLS) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.


Galectin Therapeutics Inc. (GALTW, GALTU) has delisted.

 

March 23, 2017

Cynosure (CYNO) was acquired by Hologic, Inc (HOLX). Shareholders of CYNO will receive $66/share.

The WisdomTree Australia & New Zealand Debt Fund (AUNZ) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.

WisdomTree Korea Hedged Equity Fund (DXKW) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.

WisdomTree Indian Rupee Strategy ETF (ICN) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.


WisdomTree Japan Quality Dividend Growth Fund (JDG) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.

WisdomTree International Hedged Equity Fund (HDWM) is in the process of liquidating its portfolio and is no longer trading. Shareholders will receive a cash payment per share in an amount to be determined.

  

March 20, 2017

Cleantech Solutions International, Inc (CLNT) performed a 1:4 reverse split.

 

March 17, 2017

WisdomTree Strong Dollar U.S. Equity Fund (USSD) performed a ticker change to WUSA.

WisdomTree Weak Dollar U.S. Equity Fund (USWD) performed a ticker change to WEXP. 


Yadkin Financial Corp (YDKN) was acquired by F.N.B. Corp (FNB). Shareholders of YDKN will receive 2.16 shares of FNB for every share of YDKN they held. Fractional shares will be paid cash-in-lieu.

Tonix Pharmaceuticals Holding Corporation (TNXP) performed a 1 for 10 reverse split.

 

March 16, 2017

VelocityShares Daily Long VIX Short-Term ETN (VIIX) performed a 1 for 5 reverse split. 


VelocityShares 3x Inverse Natural Gas ETN (DGAZ) performed a 1 for 5 reverse split. 


VelocityShares Daily 2x VIX Short Term ETN (TVIX) performed a 1 for 10 reverse split. 


Condor Hospitality Trust, Inc. (CDOR) performed a 1 for 6.5 reverse split. 


VelocityShares Daily 2x VIX MT ETN (TVIZ) performed a 1 for 5 reverse split. 


Global X MSCI Nigeria ETF (NGE) performed a 1 for 4 reverse split. 

 

March 14, 2017

Trina Solar Limited (TSL) was acquired. Shareholders will receive $11.6 per share.

Harman International Industries Inc (HAR) was acquired. Shareholders will receive $112 per share.

The Royal Bank of Canada S&P 500 Trend Allocator (TALL) has delisted from the exchange and will not trade OTC.

Ignite Restaurant Group (IRG) performed a ticker change to IRGT and delisted to the OTC.

 

March 13, 2017

Linear Technology (LLTC) was acquired by Analog Devices, Inc. (ADI). Shareholders of LLTC will receive $46 and 0.2321 shares ADI per LLTC previously held.

Yadkin Financial Corp (YDKN) was acquired by F.N.B. Corp (FNB). Shareholders will receive 2.16 FNB per YDKN previously held. 

Harman International Industries Inc (HAR) was acquired. Shareholders will receive $112 per share.

Pace Holdings Corp (PACE) has delisted, and is not trading on OTC.

Fibrocell Science Inc (FCSC) has executed a 1 for 3 reverse split. Fractional shares will be rounded up. This stock is tradeable.

 

March 10, 2017

American Midstream Partners LP (AMID) acquired JP Energy Partners (JPEP). Shareholders will receive 0.5775 shares of AMID per JPEP previously held. 

Windstreams Holdings (WIN) acquired EarthLink Holdings (ELNK). Shareholders will receive .818 shares of WIN for every ELNK previously held. 

 

March 8, 2017

hhgregg, Inc. (HGGG) has changed ticker to HGGGQ and delisted to the OTC markets.

JP Energy Partners (JPEP) was acquired by American Midstream Partners LP (AMID). Shareholders will receive 0.5775 shares of AMID for each JPEP previously held. 

Arctic Cat Inc (ACAT) was acquired. Shareholders will receive a payout of $18.50 per share.

 

March 7, 2017

Enbridge Inc (ENB) acquired Spectra Energy Corp (SE). Shareholders of SE will receive .984 shares of ENB for every share previously held.

Windstream Holdings (WIN) acquired EarthLink Holdings Corp. (ELNK). Shareholders will receive 0.818 WIN per ELNK previously held. Fractional shares will be paid cash-in-lieu.

Regency Centers Corp (REG) acquired Equity One Inc (EQY). Shareholders of EQY will receive .45 shares of newly issued Regency common stock. Fractional shares will be paid cash-in-lieu.

 

March 3, 2017

MannKind Corporation (MNKD) has performed a 1:5 reverse split. Fractional shares will be paid as cash-in-lieu. 

Stone Energy Corporation (SGY) has emerged from bankruptcy. The corporation has issued new common shares to all previous shareholders: New shareholders will receive 0.176263 shares for every share they previously held. Additionally, new shareholders will receive 0.622009 warrants for every share previously held.

March 2, 2017

Lionbridge Technologies, Inc (LIOX) was acquired. Shareholders will receive $5.75 per share.


WaferGen Bio-systems, Inc. (WGBS) was acquired. Shareholders will receive $7.3471 per share.


Qunar Cayman Islands Ltd (QUNR) was acquired. Shareholders will receive $30.39 per share.


CoLucid Pharmaceuticals Inc (CLCD) was acquired by Eli Lilly and Co. (LLY). Shareholders of CLCD will receive $46.5 for every share previously held.


Enbridge Inc (ENB) acquired Spectra Energy Corp (SE). Shareholders of SE will receive .984 shares of ENB for every SE they held. 


RGC Resources Inc (RGCO) performed a 3 for 2 reverse split. 


Sysorex Global (SYRX) executed a ticker change to INPX; additionally, it performed a 1 for 15 reverse split.


Bats Global Markets Inc (BATS) was acquired by CBOE Holdings Inc (CBOE). BATS shareholders will receive $10/share and 0.3201 shares of CBOE per every BATS previously held.


Equity One, Inc. (EQY) was acquired by Regency Centers Corporation (REG). Shareholders of EQY will receive 0.45 shares of REG for every share of EQY previously held.

 

March 1, 2017

Global Net Lease Inc (GNL) performed a 1 for 3 reverse split. 

DASAN Zhone Solutions Inc (DZSI) performed a 1 for 5 reverse split. 

Stone Energy Corporation (SGY) completed a Chapter 11 restructuring. 

 

February 28, 2017

Imation Corp (IMN) performed a name change to GlassBridge Enterprises, Inc. (GLA).

Communications Sales & Leasing Inc (CSAL) performed a name change to Unit Corporation (UNIT).

Forex Capital Markets (FXCM) performed a name change to Global Brokerage, Inc. (GLBR).

hhgregg, Inc. (HGG) performed a ticker change to (HGGG).

CLARCOR Inc. (CLC) was acquired by Parker Hannifin Corporation (PH). Shareholders will receive $83 per share.

 

February 27, 2017

Pareteum Corporation (TEUM) has performed a 1 for 25 reverse split. Fractional shares will be paid cash-in-lieu. 

TearLab Corporation (TEAR) performed a 1 for 10 reverse split. Fractional shares will be paid cash-in-lieu. 

Spectra Energy (SE) was acquired by Enbridge (ENB). Shareholders of Spectra will receive $0.9840 ENB per every SE previously held.

Communications Sales & Leasing Inc (CSAL) changed name and ticker to Unit Corporation (UNIT).

Derma Sciences Inc (DSCI) was acquired by Integra Lifesciences Holdings Corp (IART). Shareholders of Derma Sciences will receive $7 for every DSCI previously held.

Intersil Corporation (ISIL) was acquired by Renesas Electric Corporation. Shareholders of ISIL will receive $22.50 for every share of Intersil previously held. 


Forex Capital Markets (FXCM) changed name and ticker to Global Brokerage, Inc. (GLBR).

 

February 23, 2017

Rennova Health, Inc (RNVA) performed a 1 for 30 reverse split. Fractional shares resulting from the split will be rounded up. 

 

February 22, 2017

Transgenomic Inc. (TBIO) has delisted.

Imation Corp (IMN) changed its ticker to GLA, and executed a 1 for 10 reverse split.  

February 21, 2017

Comcast Corporation (CMCSA) executed a 2 for 1 forward stock split.

 

February 16, 2017

MoSys Inc. (MOSY) executed a 1 for 10 reverse stock split. 

 

February 14, 2017

Signal Genetics Inc (SGNL) executed a ticker change to MGEN

British American Tobacco PLC (BTI) has executed a 2 for 1 forward stock split.

 

February 13, 2017

Vanguard National Resources, LLC (VNR) changed its ticker to VNRSQ and delisted to the OTC market. 

 

February 10, 2017

ReneSola Ltd. (SOL) declared a 1 for 5 reverse split.

Magellan Petroleum Corporation (MPET) changed its ticker to TELL

Catalyst Biosciences Inc (CBIO) executed a 1:15 reverse split. Fractional shares will be paid cash-in-lieu. 

 

February 7, 2017

FreeSeas, Inc. (FREEF) declared a 0.0002 for 1 reverse split as well as a ticker change to FREED.

 

February 6, 2017

WisdomTree SmallCap Earnings Fund ETF (EES) performed a 3 for 1 forward split. 

WisdomTree MidCap Earnings Fund ETF (EZM) performed a 3 for 1 forward split.

Renren Inc (RENN) performed a 1 for 5 reverse split. 

Team Health Holdings (TMH) was acquired by Blackstone Group, Inc. (BX). Shareholders will receive $43.5 per share. 

 

February 3, 2017

Farmland Partners, Inc. (FPI) acquired American Farmland Company (AFCO). Shareholders will receive 0.7417 share of FPI per every AFCO share they previously held.

Bioverativ initiated a ticker change from BIVVV to BIVV. Biogen (BIIB) executed a spinoff of Bioverativ (BIVV). Shareholders of BIIB will receive one share of BIVV for every two shares they own.

Emergent Capital, Inc. (EMG) has been delisted and will now trade as (EMGC) in the OTC markets.

 

February 2, 2017 

LogMeIn, Inc (LOGM) acquired GetGo, Inc, a wholly-owned subsidiary company of Citrix Systems, Inc (CTXS). Shareholders of CTXS will receive 0.1718 share of LOGM per every CTXS share they previously held.

Apollo Education Group Inc (APOL) was acquired. Shareholders will receive a $10 per share.  

 

February 1, 2017 

Box Ships, Inc. (TEUFF) changed its ticker to TEUFD and initiated a 1:50 reverse split. Fractional shares will be rounded up.

 

January 31, 2017

Minco Gold Corporation has undergone another ticker change from MGHC to MGHCF


Varian Medical Systems (VAR) has spun off Varex Imaging Corporation (VREX). Owners of VAR on the January 20, 2017 record date received .4 shares of VREX for every 1 VAR share they owned. 

 

January 30, 2017

Minco Gold Corporation (MGH) has undergone a ticker change to MGHC. It has also been delisted from the NYSE exchange and placed on the OTC market. 

Applied Micro Circuits Corporation (AMCC) merged with MACOM Connectivity Solutions, LLC (MTSI). AMCC shareholders will receive $3.25 and .1089 shares of MTSI. Fractional shares will receive cash-in-lieu. 

 

January 23, 2017

DryShips, Inc. (DRYS) performed a 1-for-8 reverse split. 

Intrexon Corporation (XON) performed a 0.014968-for-1 spinoff of AquaBounty Technologies, Inc (AQB) common stock. 

 

January 12, 2017

The following reverse splits occurred on January 12:
* FINZ: 1 for 2
* UCO: 1 for 2
* SDOW: 1 for 4
* SQQQ: 1 for 4
* SRTY: 1 for 4
* UVXY: 1 for 5

The following forward splits occurred on January 12:
* SCO: 2 for 1
* LTL: 2 for 1
* UCC: 2 for 1
* TQQQ: 2 for 1
* FINU: 2 for 1
* USD: 2 for 1
* KRU: 2 for 1

 

January 3, 2017

EnteroMedics (ETRM) performed a 1 for 70 reverse split.

 

 

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